person · Reporting owner

Newell Eric R

Disclosed activity across 3 companies

Tapewire entity: 59301
SEC CIK: 0001523145

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EAGLE BANCORP INCEGBN · Entity 5105	Senior EVP, CFO	October 06, 2026	October 08, 2026
EQUITY BANCSHARES INCEQBK · Entity 4952	CFO	March 14, 2023	March 15, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EAGLE BANCORP INC

Report date October 06, 2026 · Filed October 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	36,081	Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-10-06 · Other · Disposed 7,833 · Balance 36,081 F1: On October 6, 2026, the Reporting Person transferred 7,833 shares of common stock held directly to The Eric Newell Revocable Trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2: The Reporting Person's holdings include 352 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") on March 31, 2026; 290 shares acquired under the ESPP on June 30, 2026; and 265 shares acquired under the ESPP on September 30, 2026.
Common StockSEC Table I · non-derivative	IndirectBy Trust	7,833	Reported balance After 2026-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-10-06 · Other · Acquired 7,833 · Balance 7,833 F1: On October 6, 2026, the Reporting Person transferred 7,833 shares of common stock held directly to The Eric Newell Revocable Trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3: Shares held by The Eric Newell Revocable Trust, of which the Reporting Person is the sole trustee.

Filing footnotes · ownership attribution and instrument terms

F1: On October 6, 2026, the Reporting Person transferred 7,833 shares of common stock held directly to The Eric Newell Revocable Trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F2: The Reporting Person's holdings include 352 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") on March 31, 2026; 290 shares acquired under the ESPP on June 30, 2026; and 265 shares acquired under the ESPP on September 30, 2026.

F3: Shares held by The Eric Newell Revocable Trust, of which the Reporting Person is the sole trustee.

EQUITY BANCSHARES INC

Report date March 14, 2023 · Filed March 15, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	42,522	Reported balance After 2023-03-14 transaction · row 1 1 source row Row 1 · 2023-03-14 · Purchase · Acquired 1,000 · Balance 42,522

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

United Financial Bancorp, Inc.

Report date November 01, 2019 · Filed November 04, 2019

Section 16 reporting ended · disclosed 2019-11-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-11-01 transaction · row 1 1 source row Row 1 · 2019-11-01 · Disposition to issuer · Disposed 56,839 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.
Common StockSEC Table I · non-derivative	IndirectBy United Bank 401(k) Plan	Reported balance After 2019-11-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-11-01 · Disposition to issuer · Disposed 16,715.185 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.
Common StockSEC Table I · non-derivative	IndirectHeld in IRA	Reported balance After 2019-11-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-11-01 · Disposition to issuer · Disposed 4,537.4995 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.73 · Expires 2024-06-20	Direct	Reported balance After 2019-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-11-01 · Disposition to issuer · Disposed 4,783 · Balance 0 F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2023-06-21	Direct	Reported balance After 2019-11-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-11-01 · Disposition to issuer · Disposed 4,429 · Balance 0 F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.99 · Expires 2022-06-21	Direct	Reported balance After 2019-11-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-11-01 · Disposition to issuer · Disposed 50,739 · Balance 0 F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.99 · Expires 2022-06-21	Direct	Reported balance After 2019-11-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-11-01 · Disposition to issuer · Disposed 18,009 · Balance 0 F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2023-06-21	Direct	Reported balance After 2019-11-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-11-01 · Disposition to issuer · Disposed 13,289 · Balance 0 F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.73 · Expires 2024-06-20	Direct	Reported balance After 2019-11-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-11-01 · Disposition to issuer · Disposed 14,349 · Balance 0 F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.

F2: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 06, 2026 Filed Oct 8, 2026 16:37 UTC	EAGLE BANCORP INC EGBN · Entity 5105	OtherCommon Stock	7,833	$0.00	$0.00	Disclosure SEC source: 0001523145-26-000007 · wk-form4_1791477459.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 7,833 F1 · kind: On October 6, 2026, the Reporting Person transferred 7,833 shares of common stock held directly to The Eric Newell Revocable Trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held by The Eric Newell Revocable Trust, of which the Reporting Person is the sole trustee. Read SEC document
October 06, 2026 Filed Oct 8, 2026 16:37 UTC	EAGLE BANCORP INC EGBN · Entity 5105	OtherCommon Stock	7,833	$0.00	$0.00	Disclosure SEC source: 0001523145-26-000007 · wk-form4_1791477459.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,081 F1 · kind: On October 6, 2026, the Reporting Person transferred 7,833 shares of common stock held directly to The Eric Newell Revocable Trust. The transfer reflects a change in the form of beneficial ownership from direct to indirect and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: The Reporting Person's holdings include 352 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") on March 31, 2026; 290 shares acquired under the ESPP on June 30, 2026; and 265 shares acquired under the ESPP on September 30, 2026. Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:52 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantCommon Stock	4,086	$0.00	$0.00	Disclosure SEC source: 0001523145-26-000004 · wk-form4_1773867159.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,007 F1 · shares: Represents award of time-vested restricted stock units under the Eagle Bancorp, Inc. 2025 Equity Incentive Plan. Award vests on the third anniversary of the date of grant. Read SEC document
February 19, 2026 Filed Feb 23, 2026 13:56 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantEmployee Stock Option - Right to Buy · Derivative	10,580	$0.00 Strike: $26.45	$0.00	Disclosure SEC source: 0001523145-26-000002 · wk-form4_1771855014.xml · derivative · entry 2 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,580 Underlying: Common Stock · 10,580 shares Expires 2036-02-19 F3 · derivative.exercise_date: Represents award of 10,580 options under the Plan to purchase common stock at an exercise price of $26.45 per share. The options are scheduled to vest in three equal annual installments beginning on February 19, 2027. The award was comprised of 7,621 incentive stock options and 2,959 non-qualified stock options Read SEC document
February 19, 2026 Filed Feb 23, 2026 13:56 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantCommon Stock	5,248	$0.00	$0.00	Disclosure SEC source: 0001523145-26-000002 · wk-form4_1771855014.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,921 F1 · shares: Represents award of time-vested restricted stock units under the Eagle Bancorp, Inc. 2025 Equity Incentive Plan (the "Plan"). Award vests in three substantially equal annual installments commencing on the first anniversary of the date of grant. F2 · balance_after: The Reporting Person's holdings include 58 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan on December 31, 2025. Read SEC document
November 14, 2025 Filed Nov 18, 2025 01:48 UTC	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	3,050	$16.55	$50,473.84	Disclosure SEC source: 0001523145-25-000004 · wk-form4_1763430524.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,615 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $16.30 to $16.74 per share. The Reporting Person undertakes to provide to Eagle Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: The Reporting Person's holdings include 350 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") on March 31, 2025; 362 shares acquired under the ESPP on June 30, 2025; and 364 shares acquired under the ESPP on September 30, 2025. Read SEC document
March 07, 2025 Filed Mar 8, 2025 01:04 UTC	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	1,170	$21.37	$25,008.05	Disclosure SEC source: 0001050441-25-000067 · wk-form4_1741395847.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,733 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $21.37 to $21.39 per share. The Reporting Person undertakes to provide to Eagle Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
March 07, 2025 Filed Apr 2, 2025 00:31 UTC Amendment	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	1,170	$21.37	$25,008.05	Disclosure SEC source: 0001050441-25-000077 · wk-form4a_1743553901.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,489 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $21.37 to $21.39 per share. The Reporting Person undertakes to provide to Eagle Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: This amendment is being filed to correct the number of shares beneficially owned by the Reporting Person as reported in the original Form 4 filed with the Securities and Exchange Commission on March 7, 2025, which inadvertently omitted an aggregate of 756 shares purchased under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan for the periods ended June 30, 2024, and September 30, 2024. Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:09 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantEmployee Stock Option - Right to Buy · Derivative	17,820	$0.00 Strike: $22.76	$0.00	Disclosure SEC source: 0001050441-25-000055 · wk-form4_1740776930.xml · derivative · entry 2 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,820 Underlying: Common Stock · 17,820 shares Expires 2035-02-26 F2 · derivative.exercise_date: On February 26, 2025, the Reporting Person was granted 17,820 options under the Eagle Bancorp, Inc. 2021 Equity Incentive Plan to purchase common stock at an exercise price of $22.76 per share. The options are scheduled to vest in three substantially equal annual installments beginning on February 26, 2026. Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:09 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantCommon Stock	6,576	$0.00	$0.00	Disclosure SEC source: 0001050441-25-000055 · wk-form4_1740776930.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · Senior EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,563 F1 · shares: Represents award of time-vested restricted stock under the 2021 Equity Incentive Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:29 UTC	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	987	$16.60	$16,387.26	Disclosure SEC source: 0001050441-24-000094 · wk-form4_1718224147.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,987 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $16.55 to $16.65 per share. The Reporting Person undertakes to provide to Eagle Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
May 29, 2024 Filed May 31, 2024 13:11 UTC	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	1,000	$17.03	$17,032.00	Disclosure SEC source: 0001050441-24-000092 · wk-form4_1717161064.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $16.80 to $17.15 per share. The Reporting Person undertakes to provide to Eagle Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
April 30, 2024 Filed May 1, 2024 19:32 UTC	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	1,000	$18.63	$18,631.10	Disclosure SEC source: 0001050441-24-000071 · wk-form4_1714591919.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,000 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.42 to $18.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
April 29, 2024 Filed May 1, 2024 19:32 UTC	EAGLE BANCORP INC EGBN · Entity 5105	PurchaseCommon Stock	572	$18.97	$10,851.13	Disclosure SEC source: 0001050441-24-000071 · wk-form4_1714591919.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.88 to $19.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: The Reporting Person's holdings include 313 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan on April 3, 2024. Read SEC document
February 12, 2024 Filed Feb 14, 2024 20:49 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantCommon Stock	3,297	$0.00	$0.00	Disclosure SEC source: 0001050441-24-000030 · wk-form4_1707943764.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,115 F1 · shares: Represents award of time-vested restricted stock under the 2021 Equity Incentive Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:43 UTC	EAGLE BANCORP INC EGBN · Entity 5105	GrantCommon Stock	13,818	$0.00	$0.00	Disclosure SEC source: 0001050441-23-000136 · wk-form4_1695847405.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,818 F1 · shares: Represents award of time vested restricted stock under the Issuer's 2021 Equity Incentive Plan. Award vests in three (3) substantially equal annual installments commencing on the first anniversary of the date of grant. Read SEC document
March 14, 2023 Filed Mar 15, 2023 15:27 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	PurchaseClass A Common Stock	1,000	$26.80	$26,800.00	Disclosure SEC source: 0001562180-23-002791 · primarydocument.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,522 Read SEC document
March 10, 2023 Filed Mar 13, 2023 14:34 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	PurchaseClass A Common Stock	2,000	$27.70	$55,400.00	Disclosure SEC source: 0001562180-23-002710 · primarydocument.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,522 F1 · balance_after: Includes 477 shares purchased on February 14, 2023 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:04 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	GrantClass A Common Stock	3,820	$0.00	$0.00	Disclosure SEC source: 0001562180-23-000777 · primarydocument.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,045 F3 · shares: Represents the grant of 3,820 shares of performance-based restricted units cliff vesting at the later of January 30, 2026 or the date at which performance criteria can be confirmed, if performance criteria are met. Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:04 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	GrantClass A Common Stock	3,820	$0.00	$0.00	Disclosure SEC source: 0001562180-23-000777 · primarydocument.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,225 F1 · shares: Represents the grant of 3,820 shares of time-vested restricted units vesting in three equal installments beginning on January 30, 2024 F2 · balance_after: Includes 456 shares purchased on February 14, 2022 and 316 shares purchased on August 14, 2022 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:17 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	GrantCommon Stock	6,188	$0.00	$0.00	Disclosure SEC source: 0001562180-22-000872 · primarydocument.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,633 F1 · shares: Represents the grant of 3,094 shares of time-vested restricted units vesting in three equal installments beginning on January 28, 2023, as well as 3,094 shares of performance-based restricted units cliff vesting at the later of January 28, 2025 or the date at which performance criteria can be confirmed, if performance criteria are met. F2 · balance_after: Includes 500 shares purchased on February 14, 2021 and 500 shares purchased on August 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan Read SEC document
January 29, 2021 Filed Feb 3, 2021 02:57 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	GrantClass A Common Stock	8,868	$0.00	$0.00	Disclosure SEC source: 0000899243-21-004578 · doc4.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,445 F1 · shares: Represents the grant of 4,434 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 4,434 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met. Read SEC document
May 15, 2020 Filed May 19, 2020 17:42 UTC	EQUITY BANCSHARES INC EQBK · Entity 4952	GrantClass A Common Stock	14,577	$0.00	$0.00	Disclosure SEC source: 0000899243-20-013531 · doc4.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,577 F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on May 15, 2021. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerStock Options · Derivative	14,349	Not disclosed Strike: $13.73	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · derivative · entry 9 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,349 shares Expires 2024-06-20 F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerStock Options · Derivative	13,289	Not disclosed Strike: $13.25	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · derivative · entry 8 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,289 shares Expires 2023-06-21 F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerStock Options · Derivative	18,009	Not disclosed Strike: $10.99	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · derivative · entry 7 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,009 shares Expires 2022-06-21 F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerStock Options · Derivative	50,739	Not disclosed Strike: $10.99	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · derivative · entry 6 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,739 shares Expires 2022-06-21 F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerStock Options · Derivative	4,429	Not disclosed Strike: $13.25	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · derivative · entry 5 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,429 shares Expires 2023-06-21 F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerStock Options · Derivative	4,783	Not disclosed Strike: $13.73	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · derivative · entry 4 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,783 shares Expires 2024-06-20 F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerCommon Stock	4,537.4995	Not disclosed	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · nonDerivative · entry 3 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerCommon Stock	16,715.185	Not disclosed	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By United Bank 401(k) Plan Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock. Read SEC document
November 01, 2019 Filed Nov 4, 2019 14:22 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Disposition to issuerCommon Stock	56,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001501364-19-000140 · wf-form4_157289530933319.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc.("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares.As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock. Read SEC document
March 29, 2019 Filed Apr 1, 2019 16:11 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	774	$14.70	$11,377.80	Disclosure SEC source: 0001501364-19-000056 · wf-form4_155414950047110.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,839 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 3,912 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,964 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 1,693 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2015 Stock Incentive Plan. The original grant of 5,876 shares cliff vested on December 31, 2018, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,876 granted shares decreased by 3,409 shares for not meeting those performance requirements. The reported number of shares is net of 774 shares withheld by the Issuer for tax withholding purposes. F7 · ownership.direct: Includes 2,964 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 832 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 5,462 restricted stock shares granted on June 20, 2014 pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Includes 4,144 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 484 shares withheld by the Issuer for tax withholding purposes. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Includes 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter. F14 · ownership.direct: Includes 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F15 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
March 29, 2019 Filed Apr 1, 2019 16:11 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	OtherCommon Stock	3,409	$14.70	$50,112.30	Disclosure SEC source: 0001501364-19-000056 · wf-form4_155414950047110.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,613 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 3,912 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,964 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 1,693 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2015 Stock Incentive Plan. The original grant of 5,876 shares cliff vested on December 31, 2018, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,876 granted shares decreased by 3,409 shares for not meeting those performance requirements. The reported number of shares is net of 774 shares withheld by the Issuer for tax withholding purposes. F7 · ownership.direct: Includes 2,964 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 832 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 5,462 restricted stock shares granted on June 20, 2014 pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Includes 4,144 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 484 shares withheld by the Issuer for tax withholding purposes. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Includes 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter. F14 · ownership.direct: Includes 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. Read SEC document
December 31, 2018 Filed Feb 13, 2019 17:07 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	2,164.267	$0.00	$0.00	Disclosure SEC source: 0001501364-19-000026 · wf-form5_155009565445038.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By United Bank 401(k) Plan Disclosed balance after: 16,615.185 F15 · ownership.direct: Shares allocated to the account of Mr. Newell under the United Bank 401(k) Plan, of which all shares are vested. F16 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2018, not previously reported. Read SEC document
December 31, 2018 Filed Mar 28, 2019 16:15 UTC Amendment	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	2,264.267	$0.00	$0.00	Disclosure SEC source: 0001501364-19-000042 · wf-form5a_155380409993572.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By United Bank 401(k) Plan Disclosed balance after: 16,715.185 F15 · ownership.direct: Shares allocated to the account of Mr. Newell under the United Bank 401(k) Plan, of which all shares are vested. F16 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2018, not previously reported. F17 · ownership.direct: The following correction is noted at this time related to shares inadvertently reported incorrectly. The addition of a total of 100.00 shares is related to the Form 5 filed on February 13, 2019. Read SEC document
November 26, 2018 Filed Nov 28, 2018 16:30 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	484	$15.67	$7,584.28	Disclosure SEC source: 0001501364-18-000161 · wf-form4_154344064053815.xml · nonDerivative · entry 3 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,022 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 3,912 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,964 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 2,964 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 832 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for tax withholding purposes. F11 · ownership.direct: Includes 4,144 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 484 shares withheld by the Issuer for tax withholding purposes. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Includes 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter. F14 · ownership.direct: Includes 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F15 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
November 26, 2018 Filed Nov 28, 2018 16:30 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	397	$15.67	$6,220.99	Disclosure SEC source: 0001501364-18-000161 · wf-form4_154344064053815.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,506 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 3,912 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,964 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 2,964 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 832 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for tax withholding purposes. F11 · ownership.direct: Includes 4,144 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 484 shares withheld by the Issuer for tax withholding purposes. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Includes 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter. F14 · ownership.direct: Includes 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F15 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
November 26, 2018 Filed Nov 28, 2018 16:30 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	615	$15.86	$9,753.90	Disclosure SEC source: 0001501364-18-000161 · wf-form4_154344064053815.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,903 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 3,912 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,964 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 2,964 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 832 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for tax withholding purposes. F11 · ownership.direct: Includes 4,144 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 484 shares withheld by the Issuer for tax withholding purposes. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Includes 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter. F14 · ownership.direct: Includes 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F15 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:19 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	8,741	$0.00	$0.00	Disclosure SEC source: 0001501364-18-000136 · wf-form4_154283514557148.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,518 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 4,527 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,349 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,361 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 435 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for tax withholding purposes. F11 · ownership.direct: Includes 4,628 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F14 · ownership.direct: Transaction represents 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:19 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	8,741	$0.00	$0.00	Disclosure SEC source: 0001501364-18-000136 · wf-form4_154283514557148.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,777 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 4,527 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,349 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,361 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 435 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for tax withholding purposes. F11 · ownership.direct: Includes 4,628 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Transaction represents 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter. Read SEC document
December 31, 2017 Filed Feb 14, 2018 19:13 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	2,109.632	$0.00	$0.00	Disclosure SEC source: 0001501364-18-000022 · wf-form5_151865358908847.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By United Bank 401(k) Plan Disclosed balance after: 14,450.918 F1 · ownership.direct: Shares allocated to the account of Mr. Newell under the United Bank 401(k) Plan, of which all shares are vested. F2 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2017, not previously reported. Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:17 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	435	$18.39	$7,999.65	Disclosure SEC source: 0001501364-17-000150 · wf-form4_151216665202990.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 4,527 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,349 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,361 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number of shares is net of 435 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Includes 4,628 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:17 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	674	$17.86	$12,037.64	Disclosure SEC source: 0001501364-17-000150 · wf-form4_151216665202990.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,435 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 4,527 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,349 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,361 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number of shares is net of 435 shares withheld by the Issuer for tax withholding purposes. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Includes 4,628 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F12 · ownership.direct: Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F13 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:20 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	4,072	$0.00	$0.00	Disclosure SEC source: 0001501364-17-000128 · wf-form4_151182121426241.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,109 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 5,201 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 675 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,796 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F12 · ownership.direct: Transaction represents 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:20 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	4,628	$0.00	$0.00	Disclosure SEC source: 0001501364-17-000128 · wf-form4_151182121426241.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,037 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 5,201 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 675 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,796 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Transaction represents 4,628 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. Read SEC document
September 13, 2017 Filed Sep 13, 2017 16:53 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	1,409	$16.69	$23,516.21	Disclosure SEC source: 0001501364-17-000088 · wf-form4_150533598301667.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,409 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 5,201 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number is net of 675 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,796 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Transaction represents shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer. Read SEC document
September 13, 2017 Filed Sep 13, 2017 16:53 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	OtherCommon Stock	1,366	$16.69	$22,798.54	Disclosure SEC source: 0001501364-17-000088 · wf-form4_150533598301667.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,818 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 5,201 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number is net of 675 shares withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,796 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. Read SEC document
June 23, 2017 Filed Jun 27, 2017 16:39 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	Tax withholdingCommon Stock	315	$17.06	$5,373.90	Disclosure SEC source: 0001501364-17-000059 · wf-form4_149859594004296.xml · nonDerivative · entry 1 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,184 F1 · ownership.direct: Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes. F2 · ownership.direct: Includes 5,201 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number of shares is net of 675 withheld by the Issuer for tax withholding purposes. F3 · ownership.direct: Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes. F4 · ownership.direct: Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes. F5 · ownership.direct: Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes. F6 · ownership.direct: Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F7 · ownership.direct: Includes 3,796 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. F8 · ownership.direct: Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F9 · ownership.direct: Includes 5,462 restricted stock shares granted on June 20, 2014 pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. F10 · ownership.direct: Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes. F11 · ownership.direct: Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of Restricted Stock previously issued to the Reporting Person by the Issuer under its 2012 Stock Incentive Plan. Read SEC document
December 31, 2016 Filed Feb 14, 2017 20:49 UTC	United Financial Bancorp, Inc. UBNK · Entity 154057	GrantCommon Stock	3,000.9304	$0.00	$0.00	Disclosure SEC source: 0001501364-17-000019 · wf-form5_148712338094013.xml · nonDerivative · entry 2 Newell Eric R · CIK 0001523145 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By United Bank 401(k) Plan Disclosed balance after: 12,341.286 F11 · ownership.direct: Shares allocated to the account under the United Bank 401(k) Plan, of which all shares are vested. F12 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2016 not previously reported are comprised of shares purchased in 2016. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.