Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUITY BANCSHARES INCEQBK · Entity 4952 | EVP and Cmty Markets Pres. | October 28, 2021 | November 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUITY BANCSHARES INC
Report date October 28, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,571 |
Ending reported balance
After 2021-11-01 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2021-10-28 · Exercise / conversion · Acquired 989 · Balance 34,560 Row 2 · 2021-10-28 · Sale · Disposed 989 · Balance 33,571 Row 3 · 2021-10-29 · Exercise / conversion · Acquired 2,511 · Balance 36,082 Row 4 · 2021-10-29 · Exercise / conversion · Acquired 4,145 · Balance 40,227 Row 5 · 2021-10-29 · Sale · Disposed 6,656 · Balance 33,571 Row 6 · 2021-11-01 · Exercise / conversion · Acquired 3,135 · Balance 36,706 Row 7 · 2021-11-01 · Exercise / conversion · Acquired 6,340 · Balance 43,046 Row 8 · 2021-11-01 · Exercise / conversion · Acquired 358 · Balance 43,404 Row 9 · 2021-11-01 · Sale · Disposed 9,833 · Balance 33,571 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2024-12-31 | Direct | 0 |
Reported balance
After 2021-10-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-10-28 · Exercise / conversion · Disposed 989 · Balance 0 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.39 · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2021-10-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-10-29 · Exercise / conversion · Disposed 4,145 · Balance 0 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2024-12-31 | Direct | 0 |
Reported balance
After 2021-10-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-10-29 · Exercise / conversion · Disposed 2,511 · Balance 0 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $33.41 · Expires 2029-02-21 | Direct | 537 |
Reported balance
After 2021-11-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-11-01 · Exercise / conversion · Disposed 358 · Balance 537 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $33.15 · Expires 2027-01-30 | Direct | 1,585 |
Reported balance
After 2021-11-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-11-01 · Exercise / conversion · Disposed 6,340 · Balance 1,585 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.39 · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2021-11-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-11-01 · Exercise / conversion · Disposed 3,135 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option · Derivative | 3,135 | $0.00 Strike: $23.39 | $0.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · derivative · entry 15 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,135 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option · Derivative | 6,340 | $0.00 Strike: $33.15 | $0.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · derivative · entry 14 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 6,340 shares Expires 2027-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option · Derivative | 358 | $0.00 Strike: $33.41 | $0.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · derivative · entry 13 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537 Underlying: Common Stock · 358 shares Expires 2029-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleCommon Stock | 9,833 | $33.71 | $331,470.43 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 9 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 358 | $33.41 | $11,960.78 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 8 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 6,340 | $33.15 | $210,171.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 7 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 3,135 | $23.39 | $73,327.65 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 6 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option · Derivative | 2,511 | $0.00 Strike: $14.25 | $0.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · derivative · entry 12 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,511 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option · Derivative | 4,145 | $0.00 Strike: $23.39 | $0.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · derivative · entry 11 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,145 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleCommon Stock | 6,656 | $33.50 | $222,976.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 5 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 4,145 | $23.39 | $96,951.55 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 4 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 2,511 | $14.25 | $35,781.75 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 3 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option · Derivative | 989 | $0.00 Strike: $14.25 | $0.00 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · derivative · entry 10 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 989 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleCommon Stock | 989 | $33.50 | $33,131.50 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 2 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:50 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 989 | $14.25 | $14,093.25 |
DisclosureSEC source: 0001562180-21-006736 · primarydocument.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 3, 2021 22:43 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004726 · doc4.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,912 F1 · shares: Represents the grant of 2,264 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022. F2 · balance_after: Includes 142 shares purchased on February 14, 2020, as well as 221 shares purchased on August 14, 2020 pursuant to Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan. Read SEC document |
| January 29, 2021 Filed Feb 8, 2021 20:38 UTC Amendment | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 2,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-005152 · doc4a.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 F1 · shares: Number of shares approved was originally reported as 2,264 shares but should have been reported as 2,923 shares. F2 · balance_after: Total shares beneficially owned was understated due to the understatement of shares approved. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:37 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004170 · doc4.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,285 F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on February 7, 2021. F2 · balance_after: Includes 284 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:30 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantEmployee Stock Option (right to buy) · Derivative | 895 | $0.00 Strike: $33.41 | $0.00 |
DisclosureSEC source: 0000899243-19-004736 · doc4.xml · derivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895 Underlying: Class A Common Stock · 895 shares Expires 2029-02-21 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on February 21, 2020. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 21:45 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003154 · doc4.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,826 F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on February 7, 2020. Read SEC document |
| September 05, 2018 Filed Sep 11, 2018 18:15 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleClass A Common Stock | 15,300 | $40.68 | $622,404.00 |
DisclosureSEC source: 0000899243-18-024181 · doc4.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,282 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:33 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantEmployee Stock Option (right to buy) · Derivative | 2,010 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005202 · doc4.xml · derivative · entry 2 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,010 Underlying: Class A Common Stock · 2,010 shares Expires 2028-02-20 F2 · derivative.exercise_date: The option vests in five equal annual installments beginning on February 20, 2019. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:33 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005202 · doc4.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,582 F1 · shares: Represents the grant of restricted stock units. These restricted stock units vest in five equal annual installments beginning on February 20, 2019. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 16:32 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007119 · doc4.xml · derivative · entry 3 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 16:32 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | SaleClass A Common Stock | 5,000 | $32.25 | $161,250.00 |
DisclosureSEC source: 0000899243-17-007119 · doc4.xml · nonDerivative · entry 2 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,547 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 16:32 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionClass A Common Stock | 5,000 | $17.00 | $85,000.00 |
DisclosureSEC source: 0000899243-17-007119 · doc4.xml · nonDerivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:14 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantEmployee Stock Option (right to buy) · Derivative | 7,510 | $0.00 Strike: $33.15 | $0.00 |
DisclosureSEC source: 0000899243-17-002369 · doc4.xml · derivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,510 Underlying: Class A Common Stock · 7,510 shares Expires 2027-01-30 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on January 30, 2018. Read SEC document |
| January 30, 2017 Filed Feb 8, 2017 22:14 UTC Amendment | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantEmployee Stock Option (right to buy) · Derivative | 7,925 | $0.00 Strike: $33.15 | $0.00 |
DisclosureSEC source: 0000899243-17-003134 · doc4a.xml · derivative · entry 1 Harbert Patrick J. · CIK 0001656859 · EVP and Cmty Markets Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,925 Underlying: Class A Common Stock · 7,925 shares Expires 2027-01-30 F1 · shares: This amendment to Form 4 is being filed to correct the number of employee stock options, which were incorrectly reported in the prior Form 4. F2 · derivative.exercise_date: The option vests in five equal annual installments beginning on January 30, 2018. F1 · derivative.underlying_shares: This amendment to Form 4 is being filed to correct the number of employee stock options, which were incorrectly reported in the prior Form 4. F1 · balance_after: This amendment to Form 4 is being filed to correct the number of employee stock options, which were incorrectly reported in the prior Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.