Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUITY BANCSHARES INCEQBK · Entity 4952 | Director | March 23, 2021 | March 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUITY BANCSHARES INC
Report date March 23, 2021 · Filed March 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 21,241 |
Ending reported balance
After 2021-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-23 · Exercise / conversion · Acquired 5,967 · Balance 24,162 F1: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Row 2 · 2021-03-23 · Tax withholding · Disposed 2,921 · Balance 21,241 F1: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2023-12-31 | Direct | 0 |
Reported balance
After 2021-03-23 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-03-23 · Exercise / conversion · Disposed 5,967 · Balance 0 F1: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,944 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,944 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Blau Investment Co., LLC | 35,018 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 35,018 F2: The reporting person's spouse serves as President of Blau Investment Co., LLC. The reporting person disclaims beneficial ownership of these securities except of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs trustee for the benefit of grandchild 1 UGTMA | 70 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 70 F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs trustee for the benefit of grandchild 2 UGTMA | 50 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50 F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs trustee for the benefit of grandchild 3 UGTMA | 50 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 50 F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs trustee for the benefit of grandchild 4 UGTMA | 50 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 50 F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs trustee for the benefit of grandchild 5 UGTMA | 50 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 50 F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs trustee for the benefit of grandchild 6 UGTMA | 50 |
Reported balance
Holding disclosure · report date 2021-03-23 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 50 F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.
F2: The reporting person's spouse serves as President of Blau Investment Co., LLC. The reporting person disclaims beneficial ownership of these securities except of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: The reporting person is the trustee/custodian of the trusts/account that holds these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2021 Filed Mar 25, 2021 14:11 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionStock Option (right to buy) · Derivative | 5,967 | $0.00 Strike: $14.25 | $0.00 |
DisclosureSEC source: 0000899243-21-013397 · doc4.xml · derivative · entry 11 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,967 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 14:11 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Tax withholdingClass A Common Stock | 2,921 | $29.10 | $85,001.10 |
DisclosureSEC source: 0000899243-21-013397 · doc4.xml · nonDerivative · entry 2 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,241 F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. F1 · price: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 14:11 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionClass A Common Stock | 5,967 | $14.25 | $85,029.75 |
DisclosureSEC source: 0000899243-21-013397 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 5,967 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 3,046 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 12th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:38 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionStock Option (right to buy) · Derivative | 4,516 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011312 · doc4.xml · derivative · entry 11 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,516 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:38 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Tax withholdingClass A Common Stock | 2,121 | $27.67 | $58,688.07 |
DisclosureSEC source: 0000899243-21-011312 · doc4.xml · nonDerivative · entry 2 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,195 F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. F1 · price: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:38 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionClass A Common Stock | 4,516 | $13.00 | $58,708.00 |
DisclosureSEC source: 0000899243-21-011312 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This form is being filed to report the exercise of Equity Bancshares Inc. stock option for a total of 4,516 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired 2,395 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of March 4th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. Read SEC document |
| May 14, 2020 Filed May 15, 2020 19:49 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $12.92 | $12,920.00 |
DisclosureSEC source: 0000899243-20-013210 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.89 to $12.95, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| May 12, 2020 Filed May 13, 2020 20:34 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,967 | $15.25 | $29,996.75 |
DisclosureSEC source: 0000899243-20-012970 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc. 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:48 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $16.27 | $16,270.00 |
DisclosureSEC source: 0000899243-20-012415 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:30 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 500 | $17.94 | $8,970.00 |
DisclosureSEC source: 0000899243-20-008580 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.77 to $18.00, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · balance_after: Reflects distribution from individual retirement account since the date of the reporting person's last report. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 20:20 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 500 | $27.04 | $13,520.00 |
DisclosureSEC source: 0000899243-20-003622 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,168 Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 20:41 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $24.82 | $24,820.00 |
DisclosureSEC source: 0000899243-19-016648 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Read SEC document |
| May 28, 2019 Filed May 28, 2019 19:54 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 2,000 | $25.66 | $51,320.00 |
DisclosureSEC source: 0000899243-19-014834 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,668 Read SEC document |
| May 02, 2019 Filed May 3, 2019 22:03 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $26.22 | $26,220.00 |
DisclosureSEC source: 0000899243-19-012062 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,530 Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:30 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,138 | $26.37 | $30,009.06 |
DisclosureSEC source: 0000899243-19-012208 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,668 F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000. Read SEC document |
| April 29, 2019 Filed May 1, 2019 17:11 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $25.86 | $25,860.00 |
DisclosureSEC source: 0000899243-19-011534 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,530 F1 · balance_after: Reflects distribution from individual retirement account since the date of the reporting person's last report. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 19:44 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $35.56 | $35,560.00 |
DisclosureSEC source: 0000899243-18-030530 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Blau Investment Co., LLC Disclosed balance after: 35,018 F1 · ownership.nature: The reporting person's spouse serves as President of Blau Investment Co., LLC. The reporting person disclaims beneficial ownership of these securities except of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2018 Filed May 3, 2018 22:25 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantStock Option (right to buy) · Derivative | 4,346 | $9.02 Strike: $38.30 | $39,200.92 |
DisclosureSEC source: 0000899243-18-011369 · doc4.xml · derivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,346 Underlying: Class A Common Stock · 4,346 shares Expires 2028-05-01 F1 · price: This option was issued to the reporting person pursuant to the Equity Bancshares, Inc.Amended and Restated 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $39,200.00. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:11 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 10 | $36.10 | $361.00 |
DisclosureSEC source: 0000899243-18-002982 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 1 UGTMA Disclosed balance after: 70 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:06 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 50 | $30.45 | $1,522.50 |
DisclosureSEC source: 0000899243-17-015534 · doc4.xml · nonDerivative · entry 6 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 6 UGTMA Disclosed balance after: 50 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:06 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 50 | $30.45 | $1,522.50 |
DisclosureSEC source: 0000899243-17-015534 · doc4.xml · nonDerivative · entry 5 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 5 UGTMA Disclosed balance after: 50 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:06 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 50 | $30.45 | $1,522.50 |
DisclosureSEC source: 0000899243-17-015534 · doc4.xml · nonDerivative · entry 4 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 4 UGTMA Disclosed balance after: 50 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:06 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 50 | $30.45 | $1,522.50 |
DisclosureSEC source: 0000899243-17-015534 · doc4.xml · nonDerivative · entry 3 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 3 UGTMA Disclosed balance after: 50 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:06 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 50 | $30.45 | $1,522.50 |
DisclosureSEC source: 0000899243-17-015534 · doc4.xml · nonDerivative · entry 2 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 2 UGTMA Disclosed balance after: 50 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:06 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 60 | $30.45 | $1,827.00 |
DisclosureSEC source: 0000899243-17-015534 · doc4.xml · nonDerivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As trustee for the benefit of grandchild 1 UGTMA Disclosed balance after: 60 F1 · ownership.nature: The reporting person is the trustee/custodian of the trusts/accounts that hold these shares for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:08 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantStock Option (right to buy) · Derivative | 9,043 | $5.78 Strike: $31.48 | $52,268.54 |
DisclosureSEC source: 0000899243-17-012630 · doc4.xml · derivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9.043 Underlying: Class A Common Stock · 9,043 shares Expires 2027-05-08 F1 · price: This option was issued to the reporting person pursuant to the Equity Bancshares, Inc.Amended and Restated 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $52,266.67. Read SEC document |
| December 30, 2016 Filed Jan 10, 2017 22:12 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantStock Option (right to buy) · Derivative | 3,168 | $6.25 Strike: $33.64 | $19,800.00 |
DisclosureSEC source: 0000899243-17-000999 · doc4.xml · derivative · entry 1 Sorensen Harvey R · CIK 0001656841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,168 Underlying: Class A Common Stock · 3,168 shares Expires 2026-12-30 F1 · price: This option was issued to the reporting person pursuant to the Equity Bancshares, Inc.'s 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $19,800. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.