Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUITY BANCSHARES INCEQBK · Entity 4952 | Director | May 26, 2022 | May 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUITY BANCSHARES INC
Report date May 26, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,399 |
Reported balance
After 2022-05-26 transaction · row 1
1 source rowRow 1 · 2022-05-26 · Exercise / conversion · Acquired 3,656 · Balance 17,399 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2023-12-31 | Direct | 0 |
Reported balance
After 2022-05-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-26 · Exercise / conversion · Disposed 3,656 · Balance 0 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Deana K. Berglund Revocable Trust | 8,000 |
Reported balance
Holding disclosure · report date 2022-05-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000 F1: The reporting person's spouse is the trustee of the Deana K. Berglund Revocable Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy L. James Berglund Revocable Trust | 10,000 |
Reported balance
Holding disclosure · report date 2022-05-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 F2: The reporting person is the trustee of the L.James Berglund Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person's spouse is the trustee of the Deana K. Berglund Revocable Trust.
F2: The reporting person is the trustee of the L.James Berglund Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2022 Filed May 31, 2022 15:42 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,656 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004558 · primarydocument.xml · derivative · entry 4 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,656 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2022 Filed May 31, 2022 15:42 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | Exercise / conversionCommon Stock | 3,656 | $13.00 | $47,528.00 |
DisclosureSEC source: 0001562180-22-004558 · primarydocument.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 13:00 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 99 | $30.23 | $2,992.77 |
DisclosureSEC source: 0000899243-21-031859 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,743 F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees. Read SEC document |
| May 11, 2021 Filed May 13, 2021 17:53 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,039 | $28.87 | $29,995.93 |
DisclosureSEC source: 0000899243-21-019383 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,644 F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 16:59 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 500 | $16.99 | $8,495.00 |
DisclosureSEC source: 0000899243-20-025503 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 19:09 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $16.41 | $16,410.00 |
DisclosureSEC source: 0000899243-20-025309 · doc4.xml · nonDerivative · entry 2 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,105 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 19:09 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 3,500 | $16.85 | $58,975.00 |
DisclosureSEC source: 0000899243-20-025309 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,105 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.73 to $16.98, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| May 12, 2020 Filed May 13, 2020 20:26 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 2,000 | $14.90 | $29,800.00 |
DisclosureSEC source: 0000899243-20-012960 · doc4.xml · nonDerivative · entry 2 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,605 Read SEC document |
| May 12, 2020 Filed May 13, 2020 20:26 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,967 | $15.25 | $29,996.75 |
DisclosureSEC source: 0000899243-20-012960 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,605 F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:31 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,138 | $26.37 | $30,009.06 |
DisclosureSEC source: 0000899243-19-012211 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,638 F1 · price: Represents shares issued to the reporting person pursuant to the Equity Bancshares, Inc 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $30,000 Read SEC document |
| April 29, 2019 Filed Apr 29, 2019 19:36 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | PurchaseClass A Common Stock | 1,000 | $25.56 | $25,560.00 |
DisclosureSEC source: 0000899243-19-011330 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 23:32 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantClass A Common Stock | 1,500 | $31.76 | $47,640.00 |
DisclosureSEC source: 0000899243-19-002516 · doc4.xml · nonDerivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| December 30, 2016 Filed Jan 10, 2017 22:12 UTC | EQUITY BANCSHARES INC EQBK · Entity 4952 | GrantStock Option (right to buy) · Derivative | 3,432 | $6.25 Strike: $33.64 | $21,450.00 |
DisclosureSEC source: 0000899243-17-000995 · doc4.xml · derivative · entry 1 Berglund James L · CIK 0001656843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,432 Underlying: Class A Common Stock · 3,432 shares Expires 2026-12-30 F1 · price: This option was issued to the reporting person pursuant to the Equity Bancshares, Inc.'s 2013 Stock Incentive Plan in lieu of retainer and meeting fees of $21,450. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.