EMN

SEC source: 0000915389-23-000031 · wf-form4_167666846660300.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,905

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000915389-23-000030 · wf-form4_167666835930708.xml · nonDerivative · entry 2

SMITH BRIAN TRAVIS · CIK 0001948854 · SVP, Add & Funct Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000030 · wf-form4_167666835930708.xml · nonDerivative · entry 1

SMITH BRIAN TRAVIS · CIK 0001948854 · SVP, Add & Funct Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,732

F1 · price: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000915389-23-000029 · wf-form4_167666828658534.xml · nonDerivative · entry 2

McAlindon Julie A. · CIK 0001571482 · SVP, Regions & Chf SupChn Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,777

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000029 · wf-form4_167666828658534.xml · nonDerivative · entry 1

McAlindon Julie A. · CIK 0001571482 · SVP, Regions & Chf SupChn Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000915389-23-000028 · wf-form4_167666819828754.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP, Manf. & Chf Sustain Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,849

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000028 · wf-form4_167666819828754.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP, Manf. & Chf Sustain Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,698

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000915389-23-000026 · wf-form4_167666803087480.xml · nonDerivative · entry 2

Stewart Michelle Renee · CIK 0001887956 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000026 · wf-form4_167666803087480.xml · nonDerivative · entry 1

Stewart Michelle Renee · CIK 0001887956 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000915389-23-000027 · wf-form4_167666812612336.xml · nonDerivative · entry 2

McLain William Thomas Jr. · CIK 0001805013 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,358

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000027 · wf-form4_167666812612336.xml · nonDerivative · entry 1

McLain William Thomas Jr. · CIK 0001805013 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,402

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000915389-23-000025 · wf-form4_167666790611152.xml · nonDerivative · entry 2

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,235

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000025 · wf-form4_167666790611152.xml · nonDerivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,139

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

F2 · balance_after: Includes 59 shares acquired since October 17, 2022 resulting from automatic reinvestment of dividends.

SEC source: 0000915389-23-000024 · wf-form4_167666779123904.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,653

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

SEC source: 0000915389-23-000024 · wf-form4_167666779123904.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,124

F1 · shares: Payout under performance shares awarded at beginning of three-year (2020-2022) performance period.

SEC source: 0000899243-22-033738 · doc4.xml · derivative · entry 4

SMITH BRIAN TRAVIS · CIK 0001948854 · SVP, Add & Funct Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,715 shares

Expires 2022-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

SEC source: 0000899243-22-033738 · doc4.xml · nonDerivative · entry 2

SMITH BRIAN TRAVIS · CIK 0001948854 · SVP, Add & Funct Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 1,715 restricted stock units.

SEC source: 0000899243-22-033738 · doc4.xml · nonDerivative · entry 1

SMITH BRIAN TRAVIS · CIK 0001948854 · SVP, Add & Funct Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

SEC source: 0000899243-22-033737 · doc4.xml · derivative · entry 3

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,715 shares

Expires 2022-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

SEC source: 0000899243-22-033737 · doc4.xml · nonDerivative · entry 2

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,449

F3 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 1,715 restricted stock units.

SEC source: 0000899243-22-033737 · doc4.xml · nonDerivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time vesting condition.

F2 · balance_after: Includes 99 shares acquired since February 23, 2022 resulting from automatic reinvestment of dividends.

SEC source: 0000899243-22-033481 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,299

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 359 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033480 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,880

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 1,383 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033479 · doc4.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

SEC source: 0000899243-22-033478 · doc4.xml · derivative · entry 2

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,889

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 239 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033478 · doc4.xml · derivative · entry 1

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,472

Underlying: Common Stock · 836 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 239 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033477 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,813

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 1,027 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033477 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,396

Underlying: Common Stock · 976 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 1,027 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033476 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 57 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033475 · doc4.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,336

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 190 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033474 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,624

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 1,135 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033473 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,443

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 966 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033473 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,026

Underlying: Common Stock · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 966 units credited since May 5, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033472 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,604

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 303 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-017261 · doc4.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,870

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 4, 2023, subject to certain conditions related to continued service as a director.

SEC source: 0000899243-22-017259 · doc4.xml · nonDerivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,209

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 4, 2023, subject to certain conditions related to continued service as a director.

SEC source: 0000899243-22-017260 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 51 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-017258 · doc4.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 7 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-017257 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 4, 2023, subject to certain conditions related to continued service as a director.

SEC source: 0000899243-22-017255 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,050

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 45 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-017256 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,523

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 15 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-017254 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,393

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 46 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-017253 · doc4.xml · derivative · entry 1

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,397

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 4, 2023 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F3 · balance_after: Includes 9 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-016824 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,039

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $102.51 to $103.13. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

SEC source: 0000899243-22-014798 · doc4.xml · derivative · entry 4

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,701

Underlying: Common Stock · 18,701 shares

Expires 2022-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F4 · balance_after: Remaining one-third of the underlying shares that vest April 12, 2023 subject to continued employment.

SEC source: 0000899243-22-014798 · doc4.xml · nonDerivative · entry 2

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,377

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 18,701 restricted stock units.

SEC source: 0000899243-22-014798 · doc4.xml · nonDerivative · entry 1

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

SEC source: 0000899243-22-013721 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,080

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 485 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-013711 · doc4.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 50 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-013719 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,964

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 347 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.