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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2023 Filed Oct 11, 2023 20:01 UTC GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000152 · wk-form4_1697054484.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,248

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 815 units credited since May 4, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 20:01 UTC GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000151 · wk-form4_1697054466.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 15 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 20:01 UTC GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000150 · wk-form4_1697054452.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,547

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 284 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:04 UTC
Holt Adrian JamesSVP, Chf HR Ofcr
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,935 $0.00 Strike: $61.51 $0.00
Disclosure

SEC source: 0000915389-23-000138 · wk-form4_1691093059.xml · derivative · entry 3

Holt Adrian James · CIK 0001977296 · SVP, Chf HR Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,935 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:04 UTC
Holt Adrian JamesSVP, Chf HR Ofcr
SaleCommon Stock 1,935 $85.64 $165,713.40
Disclosure

SEC source: 0000915389-23-000138 · wk-form4_1691093059.xml · nonDerivative · entry 2

Holt Adrian James · CIK 0001977296 · SVP, Chf HR Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:04 UTC
Holt Adrian JamesSVP, Chf HR Ofcr
Exercise / conversionCommon Stock 1,935 $61.51 $119,021.85
Disclosure

SEC source: 0000915389-23-000138 · wk-form4_1691093059.xml · nonDerivative · entry 1

Holt Adrian James · CIK 0001977296 · SVP, Chf HR Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:01 UTC
Holt Adrian JamesSVP, Chf HR Ofcr
GrantRestricted Stock Units · Derivative 4,341 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000122 · wk-form4_1685995281.xml · derivative · entry 2

Holt Adrian James · CIK 0001977296 · SVP, Chf HR Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,341

Underlying: Common Stock · 4,341 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock.

F3 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on June 1, 2026, subject to Mr. Holt's continued employment.

F3 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on June 1, 2026, subject to Mr. Holt's continued employment.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:01 UTC
Holt Adrian JamesSVP, Chf HR Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 5,925 $0.00 Strike: $77.75 $0.00
Disclosure

SEC source: 0000915389-23-000122 · wk-form4_1685995281.xml · derivative · entry 1

Holt Adrian James · CIK 0001977296 · SVP, Chf HR Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 5,925 shares

Expires 2033-05-31

F1 · derivative.exercise_date: One-third of the option becomes exercisable on June 1, 2024, June 1, 2025, and June 1, 2026, respectively.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:18 UTC GrantPhantom Stock Units · Derivative 1,396 $78.84 Strike: $0.00 $110,060.64
Disclosure

SEC source: 0000915389-23-000113 · wf-form4_168357706431792.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,971

Underlying: Common Stock · 1,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F3 · balance_after: Includes 32 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:15 UTC GrantPhantom Stock Units · Derivative 1,396 $78.84 Strike: $0.00 $110,060.64
Disclosure

SEC source: 0000915389-23-000112 · wf-form4_168357690404028.xml · derivative · entry 1

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,537

Underlying: Common Stock · 1,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F3 · balance_after: Includes 8 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:14 UTC
Mink Kim AnnDirector
GrantPhantom Stock Units · Derivative 1,396 $78.84 Strike: $0.00 $110,060.64
Disclosure

SEC source: 0000915389-23-000111 · wf-form4_168357684196258.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,203

Underlying: Common Stock · 1,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F3 · balance_after: Includes 6 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:13 UTC GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000110 · wf-form4_168357676645369.xml · nonDerivative · entry 1

Haynesworth Linnie M · CIK 0001790292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:11 UTC GrantPhantom Stock Units · Derivative 1,396 $78.84 Strike: $0.00 $110,060.64
Disclosure

SEC source: 0000915389-23-000109 · wf-form4_168357668892664.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,610

Underlying: Common Stock · 1,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F3 · balance_after: Includes 32 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:09 UTC GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000108 · wf-form4_168357656012605.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,039

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:08 UTC GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000107 · wf-form4_168357648207205.xml · nonDerivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,605

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:06 UTC GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000106 · wf-form4_168357639612261.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,503

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:06 UTC GrantPhantom Stock Units · Derivative 1,396 $78.84 Strike: $0.00 $110,060.64
Disclosure

SEC source: 0000915389-23-000105 · wf-form4_168357634033445.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,025

Underlying: Common Stock · 1,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest on May 4, 2024, and are payable only in cash.

F3 · balance_after: Includes 34 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:04 UTC GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000104 · wf-form4_168357623503667.xml · nonDerivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,266

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:00 UTC GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000103 · wf-form4_168357603713536.xml · nonDerivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,551

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:00 UTC
WALKER KELLYE L.EVP, CLO & Corp. Secretary
Exercise / conversionRestricted Stock Units · Derivative 18,701 Not disclosed Not disclosed
Disclosure

SEC source: 0000915389-23-000077 · wf-form4_168150241430766.xml · derivative · entry 4

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,701 shares

Expires 2023-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:00 UTC
WALKER KELLYE L.EVP, CLO & Corp. Secretary
Tax withholdingCommon Stock 5,576 $83.38 $464,926.88
Disclosure

SEC source: 0000915389-23-000077 · wf-form4_168150241430766.xml · nonDerivative · entry 2

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,502

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 18,701 restricted stock units.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:00 UTC
WALKER KELLYE L.EVP, CLO & Corp. Secretary
Exercise / conversionCommon Stock 18,701 Not disclosed Not disclosed
Disclosure

SEC source: 0000915389-23-000077 · wf-form4_168150241430766.xml · nonDerivative · entry 1

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO & Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:09 UTC
Mink Kim AnnDirector
GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000075 · wf-form4_168133012767797.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,801

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 96 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:08 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000074 · wf-form4_168133008518963.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,961

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 712 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:07 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000073 · wf-form4_168133004234941.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,698

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 36 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:06 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000072 · wf-form4_168133000049454.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,182

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 537 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:06 UTC GrantPhantom Stock Units · Derivative 833 $81.93 Strike: $0.00 $68,247.69
Disclosure

SEC source: 0000915389-23-000072 · wf-form4_168133000049454.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,813

Underlying: Common Stock · 833 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 537 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:06 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000071 · wf-form4_168132995309912.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,595

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 602 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:05 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000070 · wf-form4_168132990103098.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,855

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 187 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:04 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000069 · wf-form4_168132985313135.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,543

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 559 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:04 UTC GrantPhantom Stock Units · Derivative 802 $81.93 Strike: $0.00 $65,707.86
Disclosure

SEC source: 0000915389-23-000069 · wf-form4_168132985313135.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,174

Underlying: Common Stock · 802 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 559 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:03 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000068 · wf-form4_168132979699684.xml · derivative · entry 2

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,133

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 135 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:03 UTC GrantPhantom Stock Units · Derivative 740 $81.93 Strike: $0.00 $60,628.20
Disclosure

SEC source: 0000915389-23-000068 · wf-form4_168132979699684.xml · derivative · entry 1

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,764

Underlying: Common Stock · 740 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 135 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:02 UTC GrantPhantom Stock Units · Derivative 299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000067 · wf-form4_168132972490223.xml · derivative · entry 1

Haynesworth Linnie M · CIK 0001790292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299

Underlying: Commnon Stock · 299 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:01 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000066 · wf-form4_168132965926450.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,135

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 162 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:00 UTC GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000065 · wf-form4_168132960748467.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 6 units credited since October 7, 2022, as hypothetical reinvestment of dividend equivalents.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:13 UTC
Stewart Michelle ReneeController & CAO
Exercise / conversionRestricted Stock Units · Derivative 665 Not disclosed Not disclosed
Disclosure

SEC source: 0000915389-23-000053 · wf-form4_167779158352794.xml · derivative · entry 4

Stewart Michelle Renee · CIK 0001887956 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 665 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:13 UTC
Stewart Michelle ReneeController & CAO
Tax withholdingCommon Stock 185 $85.20 $15,762.00
Disclosure

SEC source: 0000915389-23-000053 · wf-form4_167779158352794.xml · nonDerivative · entry 2

Stewart Michelle Renee · CIK 0001887956 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 665 restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:13 UTC
Stewart Michelle ReneeController & CAO
Exercise / conversionCommon Stock 665 Not disclosed Not disclosed
Disclosure

SEC source: 0000915389-23-000053 · wf-form4_167779158352794.xml · nonDerivative · entry 1

Stewart Michelle Renee · CIK 0001887956 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:16 UTC
McAlindon Julie A.SVP, Regions & Chf SupChn Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 12,942 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000051 · wf-form4_167761896659341.xml · derivative · entry 1

McAlindon Julie A. · CIK 0001571482 · SVP, Regions & Chf SupChn Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942

Underlying: Common Stock · 12,942 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:14 UTC
WALKER KELLYE L.EVP, CLO & Corp. Secretary
GrantEmployee Stock Option (right to buy) · Derivative 16,471 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000050 · wf-form4_167761886610313.xml · derivative · entry 1

WALKER KELLYE L. · CIK 0001253637 · EVP, CLO & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,471

Underlying: Common Stock · 16,471 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:13 UTC
Stewart Michelle ReneeController & CAO
GrantEmployee Stock Option (right to buy) · Derivative 5,883 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000049 · wf-form4_167761879384265.xml · derivative · entry 1

Stewart Michelle Renee · CIK 0001887956 · Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,883

Underlying: Common Stock · 5,883 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:12 UTC
SMITH BRIAN TRAVISSVP, Add & Funct Prod
GrantEmployee Stock Option (right to buy) · Derivative 18,824 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000048 · wf-form4_167761871051983.xml · derivative · entry 1

SMITH BRIAN TRAVIS · CIK 0001948854 · SVP, Add & Funct Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,824

Underlying: Common Stock · 18,824 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 28,236 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000047 · wf-form4_167761859683769.xml · derivative · entry 1

McLain William Thomas Jr. · CIK 0001805013 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,236

Underlying: Common Stock · 28,236 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
LICH BRAD AEVP & CCO
GrantEmployee Stock Option (right to buy) · Derivative 33,530 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000046 · wf-form4_167761839616967.xml · derivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,530

Underlying: Common Stock · 33,530 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:05 UTC GrantEmployee Stock Option (right to buy) · Derivative 17,059 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000045 · wf-form4_167761829243668.xml · derivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,059

Underlying: Common Stock · 17,059 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:03 UTC
CRAWFORD STEPHEN GLENNEVP, Manf. & Chf Sustain Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 25,883 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000044 · wf-form4_167761820425303.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP, Manf. & Chf Sustain Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,883

Underlying: Common Stock · 25,883 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:00 UTC
Costa Mark JDirector · CEO & Board Chair
GrantEmployee Stock Option (right to buy) · Derivative 114,118 $0.00 Strike: $83.84 $0.00
Disclosure

SEC source: 0000915389-23-000043 · wf-form4_167761801117306.xml · derivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,118

Underlying: Common Stock · 114,118 shares

Expires 2033-02-23

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 24, 2024, February 24, 2025, and February 24, 2026, respectively.

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February 17, 2023 Filed Feb 21, 2023 21:22 UTC
McAlindon Julie A.SVP, Regions & Chf SupChn Ofcr
SaleCommon Stock 1,900 $86.89 $165,091.00
Disclosure

SEC source: 0000915389-23-000033 · wf-form4_167701450609712.xml · nonDerivative · entry 1

McAlindon Julie A. · CIK 0001571482 · SVP, Regions & Chf SupChn Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,877

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February 15, 2023 Filed Feb 17, 2023 21:15 UTC
Costa Mark JDirector · CEO & Board Chair
Tax withholdingCommon Stock 34,891 $89.09 $3,108,439.19
Disclosure

SEC source: 0000915389-23-000031 · wf-form4_167666846660300.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,014

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.