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EASTMAN CHEMICAL CO

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Tapewire entity
1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2022 Filed Feb 11, 2022 21:38 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,478 $0.00 Strike: $104.21 $0.00
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · derivative · entry 7

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,478 shares

Expires 2028-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC SaleCommon Stock 3,420 $122.73 $419,736.60
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · nonDerivative · entry 6

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC Exercise / conversionCommon Stock 3,420 $72.92 $249,386.40
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · nonDerivative · entry 5

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC SaleCommon Stock 4,840 $122.77 $594,206.80
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · nonDerivative · entry 4

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC Exercise / conversionCommon Stock 4,840 $82.69 $400,219.60
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · nonDerivative · entry 3

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC SaleCommon Stock 6,478 $122.75 $795,174.50
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · nonDerivative · entry 2

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:38 UTC Exercise / conversionCommon Stock 6,478 $104.21 $675,072.38
Disclosure

SEC source: 0000899243-22-005835 · doc4.xml · nonDerivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Jun 26, 2023 20:01 UTC Amendment Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,420 $0.00 Strike: $72.92 $0.00
Disclosure

SEC source: 0000915389-23-000128 · wk-form4a_1687809699.xml · derivative · entry 1

Killian Christopher Moore · CIK 0001866834 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,420 shares

Expires 2029-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Form 4 filed on February 11, 2022 incorrectly reported Item 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) as 6,869. The correct balance should be 3,440. This Amendment is filed to correct this balance only.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 20:08 UTC
CRAWFORD STEPHEN GLENNEVP & Chf Tech & Sustain Ofc.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $65.16 $0.00
Disclosure

SEC source: 0000899243-22-002099 · doc4.xml · derivative · entry 7

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,695

Underlying: Common Stock · 10,000 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 19,965 shares, became exercisable in three equal annual installments on February 26, 2017, February 26, 2018, and February 26, 2019.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 20:08 UTC
CRAWFORD STEPHEN GLENNEVP & Chf Tech & Sustain Ofc.
SaleCommon Stock 10,000 $125.00 $1,250,000.00
Disclosure

SEC source: 0000899243-22-002099 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,680

F1 · kind: The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on August 19, 2021.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 20:08 UTC
CRAWFORD STEPHEN GLENNEVP & Chf Tech & Sustain Ofc.
Exercise / conversionCommon Stock 10,000 $65.16 $651,600.00
Disclosure

SEC source: 0000899243-22-002099 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · EVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on August 19, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:34 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039058 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 18 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:31 UTC
Mink Kim AnnDirector
GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039054 · doc4.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,361

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 71 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:34 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039057 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,325

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 629 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:31 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039053 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,084

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 199 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:29 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039051 · doc4.xml · derivative · entry 1

HORNBAKER RENEE J · CIK 0001208752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,311

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 595 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:24 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039045 · doc4.xml · derivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 4 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:27 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039048 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,509

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 132 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:19 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039042 · doc4.xml · derivative · entry 2

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 115 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:19 UTC GrantPhantom Stock Units · Derivative 563 $102.50 Strike: $0.00 $57,707.50
Disclosure

SEC source: 0000899243-21-039042 · doc4.xml · derivative · entry 1

Doheny Edward L II · CIK 0001363620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 563 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 115 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:16 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039040 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,738

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 441 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:16 UTC GrantPhantom Stock Units · Derivative 676 $102.50 Strike: $0.00 $69,290.00
Disclosure

SEC source: 0000899243-21-039040 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,444

Underlying: Common Stock · 676 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 441 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:16 UTC GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039039 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 551 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:16 UTC GrantPhantom Stock Units · Derivative 661 $102.50 Strike: $0.00 $67,752.50
Disclosure

SEC source: 0000899243-21-039039 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

Underlying: Common Stock · 661 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 551 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

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September 02, 2021 Filed Dec 8, 2021 12:29 UTC
Costa Mark JDirector · CEO & Board Chair
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047291 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,381

F1 · kind: Gift to a charitable donor advised fund.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 11:52 UTC
LICH BRAD AEVP & CCO
SaleCommon Stock 3,393 $115.46 $391,755.78
Disclosure

SEC source: 0000899243-21-034471 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $115.46 to $115.48. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

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August 26, 2021 Filed Aug 30, 2021 11:52 UTC
LICH BRAD AEVP & CCO
SaleCommon Stock 26,496 $113.19 $2,999,082.24
Disclosure

SEC source: 0000899243-21-034471 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,333

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $113.00 to $113.48. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
August 12, 2021 Filed Aug 13, 2021 15:53 UTC
Costa Mark JDirector · CEO & Board Chair
SaleCommon Stock 45,000 $115.30 $5,188,500.00
Disclosure

SEC source: 0000899243-21-032940 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,381

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $115.00 to $115.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
August 01, 2021 Filed Aug 3, 2021 14:36 UTC
King Scott V.CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 4,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-031223 · doc4.xml · derivative · entry 4

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 4,333 shares

Expires 2021-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F3 · balance_after: Remaining one-third of the underlying shares that vest on 8/1/2022 subject to continued employment.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 14:36 UTC
King Scott V.CAO & Controller
Tax withholdingCommon Stock 1,706 $111.88 $190,867.28
Disclosure

SEC source: 0000899243-21-031223 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,754

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 14:36 UTC
King Scott V.CAO & Controller
Exercise / conversionCommon Stock 4,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-031223 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 15:23 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,305 $0.00 Strike: $65.16 $0.00
Disclosure

SEC source: 0000899243-21-021503 · doc4.xml · derivative · entry 5

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,305 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 15:23 UTC
Stuckey PerrySVP, Chf HR Ofcr
SaleCommon Stock 6,305 $130.03 $819,839.15
Disclosure

SEC source: 0000899243-21-021503 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,396

F1 · kind: The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on February 12, 2021.

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $130.00 to $130.05. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
June 01, 2021 Filed Jun 2, 2021 15:23 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionCommon Stock 6,305 $65.16 $410,833.80
Disclosure

SEC source: 0000899243-21-021503 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on February 12, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:31 UTC
King Scott V.CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 7,091 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021738 · doc4.xml · derivative · entry 4

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,091 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.expiration_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:31 UTC
King Scott V.CAO & Controller
Tax withholdingCommon Stock 2,791 $130.03 $362,913.73
Disclosure

SEC source: 0000899243-21-021738 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,127

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of the 7,091 restricted stock units.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:31 UTC
King Scott V.CAO & Controller
Exercise / conversionCommon Stock 7,091 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-021738 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
May 17, 2021 Filed May 19, 2021 16:49 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,231 $0.00 Strike: $65.16 $0.00
Disclosure

SEC source: 0000899243-21-019869 · doc4.xml · derivative · entry 5

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,305

Underlying: Common Stock · 12,231 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 16:49 UTC
Stuckey PerrySVP, Chf HR Ofcr
SaleCommon Stock 12,231 $130.01 $1,590,152.31
Disclosure

SEC source: 0000899243-21-019869 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,396

F1 · kind: The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on February 12, 2021.

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $130.00 to $130.05. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
May 17, 2021 Filed May 19, 2021 16:49 UTC
Stuckey PerrySVP, Chf HR Ofcr
Exercise / conversionCommon Stock 12,231 $65.16 $796,971.96
Disclosure

SEC source: 0000899243-21-019869 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and stock sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on February 12, 2021.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,064 $0.00 Strike: $61.51 $0.00
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · derivative · entry 8

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,128

Underlying: Common Stock · 3,064 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of the option became exercisable on February 28, 2021 and one-third of the option becomes exercisable on February 28, 2022 and February 28, 2023, respectively.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,897 $0.00 Strike: $65.16 $0.00
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · derivative · entry 7

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,897 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
SaleCommon Stock 3,064 $126.00 $386,064.00
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · nonDerivative · entry 5

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
Exercise / conversionCommon Stock 3,064 $61.51 $188,466.64
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · nonDerivative · entry 4

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
SaleCommon Stock 2,897 $126.00 $365,022.00
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · nonDerivative · entry 3

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
Exercise / conversionCommon Stock 2,897 $65.16 $188,768.52
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 14, 2021 16:17 UTC
King Scott V.CAO & Controller
SaleCommon Stock 6,627 $126.00 $835,002.00
Disclosure

SEC source: 0000899243-21-019472 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Read SEC document
May 11, 2021 Filed May 13, 2021 15:29 UTC
CRAWFORD STEPHEN GLENNSVP & Chf Tech & Sustain Ofc.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,926 $0.00 Strike: $87.43 $0.00
Disclosure

SEC source: 0000899243-21-019351 · doc4.xml · derivative · entry 11

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,926 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 13, 2021 15:29 UTC
CRAWFORD STEPHEN GLENNSVP & Chf Tech & Sustain Ofc.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,269 $0.00 Strike: $69.73 $0.00
Disclosure

SEC source: 0000899243-21-019351 · doc4.xml · derivative · entry 10

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,269 shares

Expires 2023-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 13, 2021 15:29 UTC
CRAWFORD STEPHEN GLENNSVP & Chf Tech & Sustain Ofc.
SaleCommon Stock 3,926 $127.92 $502,213.92
Disclosure

SEC source: 0000899243-21-019351 · doc4.xml · nonDerivative · entry 5

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & Chf Tech & Sustain Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,680

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $127.91 to $127.96. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.