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Sutherland Vanessa Allen

Disclosed activity across 4 companies

Tapewire entity
29274
SEC CIK
0001772603

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DOMINION ENERGY, INCD · Entity 3007DirectorMay 05, 2026May 07, 2026
EASTMAN CHEMICAL COEMN · Entity 1780DirectorOctober 01, 2021October 05, 2021
NORFOLK SOUTHERN CORPNSC · Entity 2965EVP & Chief Legal OfficerFebruary 01, 2021February 02, 2021
Phillips 66PSX · Entity 2915EVP, GC and SecretaryJuly 21, 2026July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOMINION ENERGY, INC

Report date May 05, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Company Trust for Director19,414.753 Reported balance After 2026-05-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-05 · Grant · Acquired 4,687 · Balance 19,414.753

F1: Additional stock units credited to the Director's account for annual stock retainer and annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.

Common StockSEC Table I · non-derivativeDirect475 Reported balance Holding disclosure · report date 2026-05-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 475

Filing footnotes · ownership attribution and instrument terms

F1: Additional stock units credited to the Director's account for annual stock retainer and annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.

EASTMAN CHEMICAL CO

Report date October 01, 2021 · Filed October 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,334 Reported balance After 2021-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-10-01 · Grant · Acquired 294 · Balance 1,334

F1: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3: Includes 4 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3: Includes 4 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

NORFOLK SOUTHERN CORP

Report date February 01, 2021 · Filed February 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,400 Ending reported balance After 2021-02-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-02-01 · Exercise / conversion · Acquired 352 · Balance 1,498

Row 2 · 2021-02-01 · Tax withholding · Disposed 98 · Balance 1,400

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,962 Reported balance After 2021-02-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-02-01 · Exercise / conversion · Disposed 352 · Balance 4,962

F1: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

Filing footnotes · ownership attribution and instrument terms

F1: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

Phillips 66

Report date July 21, 2026 · Filed July 22, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,537 Reported balance After 2026-07-21 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-07-21 · Sale · Disposed 3,523 · Balance 27,537

F2: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.05. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This amendment is being filed to correct a typographical error in the weighted average price of the shares sold in the transaction on July 21, 2026. The original filing inaccurately reported the weighted average price as $2,110,482. As reported in this amendment, the correct weighted average price is $211.0482.

F1: The reported sale of 3,523 shares occurred automatically pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2026.

F4: Includes 22,620 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sale of 3,523 shares occurred automatically pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2026.

F2: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.05. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This amendment is being filed to correct a typographical error in the weighted average price of the shares sold in the transaction on July 21, 2026. The original filing inaccurately reported the weighted average price as $2,110,482. As reported in this amendment, the correct weighted average price is $211.0482.

F4: Includes 22,620 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2026 Filed Jul 22, 2026 00:21 UTC Amendment Phillips 66 PSX · Entity 2915 SaleCommon Stock 3,523 $211.05 $743,522.81
Disclosure

SEC source: 0001772603-26-000012 · wk-form4a_1784679684.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,537

F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.05. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · price: This amendment is being filed to correct a typographical error in the weighted average price of the shares sold in the transaction on July 21, 2026. The original filing inaccurately reported the weighted average price as $2,110,482. As reported in this amendment, the correct weighted average price is $211.0482.

F1 · acquired: The reported sale of 3,523 shares occurred automatically pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2026.

F4 · balance_after: Includes 22,620 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
July 21, 2026 Filed Jul 21, 2026 22:25 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 3,523 $2,110,482.00 $7,435,228,086.00
Disclosure

SEC source: 0001534701-26-000026 · wk-form4_1784672731.xml · nonDerivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,537

F5 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.05. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · acquired: The reported sale of 3,523 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2026.

F3 · balance_after: Includes 22,620 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
July 20, 2026 Filed Jul 21, 2026 22:25 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 563 $211.01 $118,797.62
Disclosure

SEC source: 0001534701-26-000026 · wk-form4_1784672731.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,060

F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.03. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The reported sale of 563 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2026.

F3 · balance_after: Includes 22,620 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
May 05, 2026 Filed May 7, 2026 22:21 UTC DOMINION ENERGY, INC D · Entity 3007 GrantCommon Stock 4,687 $62.95 $295,046.65
Disclosure

SEC source: 0001225208-26-005013 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Company Trust for Director

Disclosed balance after: 19,414.753

F1 · shares: Additional stock units credited to the Director's account for annual stock retainer and annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 23:27 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 7,478 $156.70 $1,171,802.60
Disclosure

SEC source: 0001772603-26-000010 · wk-form4_1770938830.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,623

F1 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 10, 2026.

F2 · balance_after: Includes 22,620 Restricted Stock Units (RSUs), including the 7,478 RSUs reported on this Form 4, that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
February 07, 2026 Filed Feb 9, 2026 22:41 UTC Phillips 66 PSX · Entity 2915 Tax withholdingCommon Stock 1,654 $156.93 $259,553.95
Disclosure

SEC source: 0001772603-26-000007 · wk-form4_1770676885.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,145

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) granted on February 7, 2023.

F2 · price: The price reflected above is the average of the high and low price of the Company's stock on February 6, 2026.

F3 · balance_after: Includes 15,142 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 22:11 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 4,394 $150.00 $659,100.00
Disclosure

SEC source: 0001772603-26-000005 · wk-form4_1770329475.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,799

F1 · acquired: The reported sale of 4,394 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2025.

F2 · balance_after: Includes 21,713 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
January 09, 2026 Filed Jan 9, 2026 23:10 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 4,394 $145.00 $637,130.00
Disclosure

SEC source: 0001772603-26-000002 · wk-form4_1768000229.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,193

F1 · shares: The reported sale of 4,394 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2025.

F2 · balance_after: Includes 21,713 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
September 26, 2025 Filed Sep 29, 2025 21:31 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 4,393 $140.00 $615,020.00
Disclosure

SEC source: 0001772603-25-000007 · wk-form4_1759181457.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,587

F1 · shares: The reported sale of 4,393 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2025.

F2 · balance_after: Includes 21,713 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
September 09, 2025 Filed Sep 9, 2025 21:52 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 4,393 $135.00 $593,055.00
Disclosure

SEC source: 0001772603-25-000005 · wk-form4_1757454763.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,980

F1 · shares: The reported sale of 4,393 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2025.

F2 · balance_after: Includes 21,713 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
July 08, 2025 Filed Jul 9, 2025 21:57 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 4,393 $130.00 $571,090.00
Disclosure

SEC source: 0001534701-25-000131 · wk-form4_1752098239.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,373

F1 · balance_after: Includes 21,713 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

F2 · ownership.direct: The reported sale of 4,393 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2025.

Read SEC document
May 07, 2025 Filed May 8, 2025 20:39 UTC DOMINION ENERGY, INC D · Entity 3007 GrantCommon Stock 5,395 $54.68 $294,998.60
Disclosure

SEC source: 0001225208-25-004868 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Company Trust for Director

Disclosed balance after: 14,074.3052

F1 · shares: Additional stock units credited to the Director's account for annual stock retainer and annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:37 UTC DOMINION ENERGY, INC D · Entity 3007 PurchaseCommon Stock 475 $54.01 $25,654.75
Disclosure

SEC source: 0001225208-25-003435 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475

Read SEC document
February 11, 2025 Filed Feb 13, 2025 23:14 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 8,385 $129.83 $1,088,603.59
Disclosure

SEC source: 0001534701-25-000066 · wk-form4_1739488490.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,766

F1 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 11, 2025.

F2 · balance_after: Includes 21,713 Restricted Stock Units (RSUs), including the 8,385 RSUs reported on this Form 4, that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
February 08, 2025 Filed Feb 11, 2025 21:57 UTC Phillips 66 PSX · Entity 2915 Tax withholdingCommon Stock 2,652 $120.78 $320,301.93
Disclosure

SEC source: 0001534701-25-000048 · wk-form4_1739311067.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,381

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) granted on February 8, 2022.

F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 7, 2025.

F3 · balance_after: Includes 13,328 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:15 UTC Phillips 66 PSX · Entity 2915 Tax withholdingCommon Stock 12,291 $119.86 $1,473,162.39
Disclosure

SEC source: 0001534701-25-000032 · wk-form4_1737497733.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,033

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) granted on January 17, 2022.

F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 17, 2025.

F3 · balance_after: Includes 20,066 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
May 07, 2024 Filed May 8, 2024 22:01 UTC DOMINION ENERGY, INC D · Entity 3007 GrantCommon Stock 5,544 $51.41 $285,017.04
Disclosure

SEC source: 0001225208-24-005845 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Company Trust for Director

Disclosed balance after: 8,258.8092

F1 · shares: Additional stock units credited to the Director's account for annual stock retainer and annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 23:47 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 6,757 $147.69 $997,907.55
Disclosure

SEC source: 0001534701-24-000048 · wk-form4_1707436058.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,324

F1 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 6, 2024.

F2 · balance_after: All 54,324 are Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 23:19 UTC Phillips 66 PSX · Entity 2915 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,700 $0.00 Strike: $89.05 $0.00
Disclosure

SEC source: 0001534701-23-000177 · wk-form4_1703891934.xml · derivative · entry 3

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,600

Underlying: Common Stock · 3,700 shares

Expires 2032-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options become exercisable in three equal annual installments, beginning on February 8, 2023.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 23:19 UTC Phillips 66 PSX · Entity 2915 SaleCommon Stock 3,700 $133.18 $492,764.52
Disclosure

SEC source: 0001534701-23-000177 · wk-form4_1703891934.xml · nonDerivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,567

F1 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.17 to $133.21. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: All securities beneficially owned represent restricted stock units.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 23:19 UTC Phillips 66 PSX · Entity 2915 Exercise / conversionCommon Stock 3,700 $89.05 $329,485.00
Disclosure

SEC source: 0001534701-23-000177 · wk-form4_1703891934.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:15 UTC DOMINION ENERGY, INC D · Entity 3007 GrantCommon Stock 2,641 $45.34 $119,742.94
Disclosure

SEC source: 0001225208-23-010671 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Company Trust for Director

Disclosed balance after: 2,641

F1 · shares: Stock units credited to the Director's account for pro-rated annual stock retainer and pro-rated annual cash retainer under the Dominion Energy, Inc. Non-Employee Directors Compensation Plan in a transaction exempt under Rule 16(b)-3.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:14 UTC Phillips 66 PSX · Entity 2915 GrantEmployee Stock Option (Right to Buy) · Derivative 24,100 $0.00 Strike: $100.44 $0.00
Disclosure

SEC source: 0001534701-23-000049 · wf-form4_167598807421099.xml · derivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,100

Underlying: Common Stock · 24,100 shares

Expires 2033-02-07

F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 7, 2024.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 00:14 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 6,571 $0.00 $0.00
Disclosure

SEC source: 0001534701-23-000049 · wf-form4_167598807421099.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,567

F1 · balance_after: All 47,567 are Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 22:44 UTC Phillips 66 PSX · Entity 2915 GrantEmployee Stock Option (Right to Buy) · Derivative 35,300 $0.00 Strike: $89.05 $0.00
Disclosure

SEC source: 0001534701-22-000066 · wf-form4_164453302866532.xml · derivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

Underlying: Common Stock · 35,300 shares

Expires 2032-02-08

F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 22:44 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001534701-22-000066 · wf-form4_164453302866532.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

F1 · balance_after: All 6,738 are Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.

Read SEC document
January 17, 2022 Filed Jun 22, 2022 21:12 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 34,258 $0.00 $0.00
Disclosure

SEC source: 0001534701-22-000127 · wf-form4_165593235772616.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,996

F1 · shares: This form is reporting an onboarding award to Ms. Sutherland that was not reported timely due to an administrative error.

F2 · balance_after: All 40,996 are Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:24 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039045 · doc4.xml · derivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 4 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
May 06, 2021 Filed May 10, 2021 16:59 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 807 $124.04 Strike: $0.00 $100,100.28
Disclosure

SEC source: 0000899243-21-018841 · doc4.xml · derivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Common Stock · 807 shares

Expires not disclosed

F1 · derivative.exercise_price: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F2 · shares: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F2 · price: Deferral at election of director of value of annual non-employee director restricted stock award that would otherwise have been paid in common stock into Phantom Stock Units.

F1 · derivative.exercise_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Unvested Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock. The Phantom Stock Units will vest if the director is still serving as a director of the issuer immediately prior to election of directors at the May 5, 2022 annual meeting of stockholders, and are payable only in cash after termination of service as a director.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 18:42 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015230 · doc4.xml · derivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:47 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 352 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001440 · doc4.xml · derivative · entry 3

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,962

Underlying: Common Stock · 352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:47 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 98 $239.52 $23,472.47
Disclosure

SEC source: 0001225208-21-001440 · doc4.xml · nonDerivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:47 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 352 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001440 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 287 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · derivative · entry 13

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810

Underlying: Common Stock · 287 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.

F5 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.

F5 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.

F5 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.

F5 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 53 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · derivative · entry 12

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097

Underlying: Common Stock · 53 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 159 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · derivative · entry 11

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314

Underlying: Common Stock · 159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F3 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F3 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F3 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

F3 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 2,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · derivative · entry 10

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,473

Underlying: Common Stock · 2,490 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.

F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.

F2 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.

F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantOption (right to buy, granted 2021) · Derivative 4,090 Not disclosed Strike: $241.79 Not disclosed
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · derivative · entry 9

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090

Underlying: Common Stock · 4,090 shares

Expires 2031-01-28

F1 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 106 $239.75 $25,412.97
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 8

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 80 $239.74 $19,179.40
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 7

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 45 $239.74 $10,788.41
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 6

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 15 $239.74 $3,596.14
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 5

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 4

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 3

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001347 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Read SEC document
January 25, 2021 Filed Jan 27, 2021 13:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionRestricted Stock Units · Derivative 142 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001176 · doc4.xml · derivative · entry 3

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144

Underlying: Common Stock · 142 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 6, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 6, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 6, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 6, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 6, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four installments beginning on the first anniversary of the grant date. This distribution represents the third of four installments.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 13:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Tax withholdingCommon Stock 40 $243.28 $9,731.20
Disclosure

SEC source: 0001225208-21-001176 · doc4.xml · nonDerivative · entry 2

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Read SEC document
January 25, 2021 Filed Jan 27, 2021 13:41 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001176 · doc4.xml · nonDerivative · entry 1

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 17:30 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 710 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-006974 · doc4.xml · derivative · entry 3

Sutherland Vanessa Allen · CIK 0001772603 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199

Underlying: Common Stock · 710 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on January 30, 2022.

F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on January 30, 2022.

F2 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on January 30, 2022.

F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on January 30, 2022.

F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on January 30, 2022.

F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on January 30, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.