Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2020 Filed Jul 31, 2020 20:10 UTC |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001980 · form4-07312020_040702.xml · nonDerivative · entry 1 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Pontifax IV GP L.P.10% owner
Pontifax (Cayman) IV L.P.10% owner
Pontifax (China) IV L.P.10% owner
Pontifax (Israel) IV, L.P.10% owner
Pontifax Management Fund III L.P.10% owner
Pontifax (Cayman) III, L.P.10% owner
Pontifax (Israel) III, L.P.10% owner
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001306 · form4-05222020_040544.xml · derivative · entry 2 Pontifax Management 4 G.P. (2015) Ltd. · CIK 0001726334 · 10% owner Pontifax IV GP L.P. · CIK 0001726353 · 10% owner Pontifax (Cayman) IV L.P. · CIK 0001726029 · 10% owner Pontifax (China) IV L.P. · CIK 0001726030 · 10% owner Pontifax (Israel) IV, L.P. · CIK 0001726039 · 10% owner Pontifax Management III G.P. (2011) Ltd. · CIK 0001726335 · 10% owner Pontifax Management Fund III L.P. · CIK 0001726340 · 10% owner Pontifax (Cayman) III, L.P. · CIK 0001726028 · 10% owner Pontifax (Israel) III, L.P. · CIK 0001726038 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. F3 · ownership.nature: The reported securities are owned by Ran Nussbaum, a director of Pontifax. Mr. Nussbaum will assign the economic interests of the reported securities to Pontifax and Pontifax may be deemed the indirect beneficial owner of the security. Pontifax disclaims beneficial ownership of the security except to the extent of its pecuniary interest therein. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Pontifax IV GP L.P.10% owner
Pontifax (Cayman) IV L.P.10% owner
Pontifax (China) IV L.P.10% owner
Pontifax (Israel) IV, L.P.10% owner
Pontifax Management Fund III L.P.10% owner
Pontifax (Cayman) III, L.P.10% owner
Pontifax (Israel) III, L.P.10% owner
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001306 · form4-05222020_040544.xml · derivative · entry 1 Pontifax Management 4 G.P. (2015) Ltd. · CIK 0001726334 · 10% owner Pontifax IV GP L.P. · CIK 0001726353 · 10% owner Pontifax (Cayman) IV L.P. · CIK 0001726029 · 10% owner Pontifax (China) IV L.P. · CIK 0001726030 · 10% owner Pontifax (Israel) IV, L.P. · CIK 0001726039 · 10% owner Pontifax Management III G.P. (2011) Ltd. · CIK 0001726335 · 10% owner Pontifax Management Fund III L.P. · CIK 0001726340 · 10% owner Pontifax (Cayman) III, L.P. · CIK 0001726028 · 10% owner Pontifax (Israel) III, L.P. · CIK 0001726038 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. F2 · ownership.nature: The reported securities are owned directly by Tomer Kariv, a director of Pontifax Management 4 G.P. (2015) Ltd. and Pontifax Management III G.P. (2011) Ltd. (collectively, "Pontifax"). Pontifax Management 4.G.P. (2015) Ltd., is the general partner of Pontifax Management 4 G.P. L.P., which is the general partner of each of Pontifax (Cayman) IV L.P., Pontifax (China) IV L.P. and Pontifax (Israel) IV L.P. Pontifax Management III G.P. (2011) Ltd. is the general partner of Pontifax Management Fund III L.P., which is the general partner of each of Pontifax (Cayman) III L.P. and Pontifax (Israel) III L.P. Mr. Kariv will assign the economic interests of the reported securities to Pontifax; and Pontifax may be deemed the indirect beneficial owner of the security. Pontifax disclaims beneficial ownership of the security except to the extent of its pecuniary interest therein. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Seehra JasbirDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001305 · form4-05222020_040537.xml · derivative · entry 1 Seehra Jasbir · CIK 0001732369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Veinrib GadiDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001304 · form4-05222020_040533.xml · derivative · entry 1 Veinrib Gadi · CIK 0001726015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Kariv TomerDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001302 · form4-05222020_040521.xml · derivative · entry 1 Kariv Tomer · CIK 0001568077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. F2 · ownership.direct: The Reporting Person will assign the economic interests of this grant to the Pontifax funds, where he serves as a director of the General Partner. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Avnur ZafriraDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001301 · form4-05222020_040515.xml · derivative · entry 1 Avnur Zafrira · CIK 0001726049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Noiman SilviaDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001300 · form4-05222020_040510.xml · derivative · entry 1 Noiman Silvia · CIK 0001340877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Nussbaum RanDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001299 · form4-05222020_040506.xml · derivative · entry 1 Nussbaum Ran · CIK 0001609805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. F2 · ownership.direct: The Reporting Person will assign the economic interests of this grant to the Pontifax funds, where he serves as a director of the General Partner. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:10 UTC |
Kleijwegt MartijnDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001298 · form4-05222020_040501.xml · derivative · entry 1 Kleijwegt Martijn · CIK 0001726016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. Read SEC document |
| May 20, 2020 Filed May 26, 2020 19:03 UTC |
Rubin Steven DDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001415889-20-001337 · form4-05262020_120530.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-05-20 F1 · derivative.exercise_date: The stock option was issued pursuant to the Issuer's 2018 Equity Incentive Plan and vests as follows: one half (1/2) of the shares underlying the option shall vest on May 20, 2021 (the "Cliff Vesting Date"), the remainder of the grant shall vest in twelve (12) equal installments on each successive monthly anniversary of the Cliff Vesting Date, subject to Reporting Person's continuous service as of each such date. Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:20 UTC |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
Exercise / conversionRestricted Stock Units · Derivative | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001104 · form4-05012020_050501.xml · derivative · entry 3 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,188 Underlying: Common Stock · 1,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. F4 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:20 UTC |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
Tax withholdingCommon Stock | 459 | $2.92 | $1,340.28 |
DisclosureSEC source: 0001415889-20-001104 · form4-05012020_050501.xml · nonDerivative · entry 2 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,187 Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:20 UTC |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
Exercise / conversionCommon Stock | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001104 · form4-05012020_050501.xml · nonDerivative · entry 1 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:20 UTC |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001105 · form4-05012020_050506.xml · derivative · entry 3 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. F4 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:20 UTC |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER
|
Tax withholdingCommon Stock | 577 | $2.92 | $1,684.84 |
DisclosureSEC source: 0001415889-20-001105 · form4-05012020_050506.xml · nonDerivative · entry 2 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,208 F1 · price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| April 30, 2020 Filed May 1, 2020 21:20 UTC |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001105 · form4-05012020_050506.xml · nonDerivative · entry 1 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 20:10 UTC |
WEAVER GREGORY LFORMER CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000755 · form4-03162020_040301.xml · derivative · entry 3 WEAVER GREGORY L · CIK 0001251779 · FORMER CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F4 · balance_after: As a result of reporting person's separation from the Issuer, 25% of all unvested equity accelerated in accordance with the reporting person's employment agreement and the remaining unvested equity was forfeited. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 20:10 UTC |
WEAVER GREGORY LFORMER CHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 1,086 | $2.85 | $3,095.10 |
DisclosureSEC source: 0001415889-20-000755 · form4-03162020_040301.xml · nonDerivative · entry 2 WEAVER GREGORY L · CIK 0001251779 · FORMER CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,431 Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 20:10 UTC |
WEAVER GREGORY LFORMER CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000755 · form4-03162020_040301.xml · nonDerivative · entry 1 WEAVER GREGORY L · CIK 0001251779 · FORMER CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Snow David P.FORMER CHIEF BUSINESS OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-20-000596 · form4-03032020_060306.xml · derivative · entry 3 Snow David P. · CIK 0001652972 · FORMER CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F4 · balance_after: As a result of reporting person's separation from the Issuer, 25% of all unvested equity accelerated in accordance with the reporting person's employment agreement and the remaining unvested equity was forfeited. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Snow David P.FORMER CHIEF BUSINESS OFFICER
|
Tax withholdingCommon Stock | 1,534 | $3.13 | $4,801.42 |
DisclosureSEC source: 0001415889-20-000596 · form4-03032020_060306.xml · nonDerivative · entry 2 Snow David P. · CIK 0001652972 · FORMER CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,359 Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Snow David P.FORMER CHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000596 · form4-03032020_060306.xml · nonDerivative · entry 1 Snow David P. · CIK 0001652972 · FORMER CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2019 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Ward RobertFORMER CHAIRMAN AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000595 · form4-03032020_060302.xml · derivative · entry 4 Ward Robert · CIK 0001595111 · FORMER CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · price: The restricted stock units were issued pursuant to the Issuer's 2013 Share Ownership and Option Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F6 · balance_after: As a result of reporting person's separation from the Issuer, 25% of all unvested equity accelerated in accordance with the reporting person's employment agreement and the remaining unvested equity was forfeited. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Ward RobertFORMER CHAIRMAN AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 71,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000595 · form4-03032020_060302.xml · derivative · entry 3 Ward Robert · CIK 0001595111 · FORMER CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · price: The restricted stock units were issued pursuant to the Issuer's 2013 Share Ownership and Option Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F6 · balance_after: As a result of reporting person's separation from the Issuer, 25% of all unvested equity accelerated in accordance with the reporting person's employment agreement and the remaining unvested equity was forfeited. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Ward RobertFORMER CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 23,285 | $3.13 | $72,882.05 |
DisclosureSEC source: 0001415889-20-000595 · form4-03032020_060302.xml · nonDerivative · entry 2 Ward Robert · CIK 0001595111 · FORMER CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,267 F3 · balance_after: Of this amount, 229,267 shares are held by the Robert E. Ward 2017 Revocable Trust of which Mr. Ward is a trustee. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 23:30 UTC |
Ward RobertFORMER CHAIRMAN AND CEO
|
Exercise / conversionCommon Stock | 76,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000595 · form4-03032020_060302.xml · nonDerivative · entry 1 Ward Robert · CIK 0001595111 · FORMER CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on December 26, 2017 have partially vested in accordance with the reporting person's employment agreement and settled for shares of the Issuer's common stock. F2 · balance_after: Of this amount, 252,552 shares are held by the Robert E. Ward 2017 Revocable Trust of which Mr. Ward is a trustee. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 00:03 UTC |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER
|
GrantRestricted Stock Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-20-000501 · form4-02262020_040214.xml · derivative · entry 2 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F4 · derivative.exercise_date: The restricted stock units will vest as follows: 25% after first anniversary and ratably each quarter over the next three years thereafter subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Vested shares will be delivered promptly after each vesting date. F4 · derivative.expiration_date: The restricted stock units will vest as follows: 25% after first anniversary and ratably each quarter over the next three years thereafter subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Vested shares will be delivered promptly after each vesting date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 00:03 UTC |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER
|
GrantStock Options · Derivative | 400,000 | Not disclosed Strike: $3.59 | Not disclosed |
DisclosureSEC source: 0001415889-20-000501 · form4-02262020_040214.xml · derivative · entry 1 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2030-02-25 F2 · price: The option vests and becomes exercisable over a four-year period, with one-fourth of the shares of common stock underlying the options vesting on February 25, 2021, and the remainder vesting in twelve equal quarterly installments thereafter. F1 · derivative.exercise_date: The stock options were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · derivative.exercise_date: The option vests and becomes exercisable over a four-year period, with one-fourth of the shares of common stock underlying the options vesting on February 25, 2021, and the remainder vesting in twelve equal quarterly installments thereafter. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 00:01 UTC |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
GrantRestricted Stock Units · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-20-000500 · form4-02262020_040210.xml · derivative · entry 2 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F4 · derivative.exercise_date: The restricted stock units will vest as follows: 25% after first anniversary and ratably each quarter over the next three years thereafter subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Vested shares will be delivered promptly after each vesting date. F4 · derivative.expiration_date: The restricted stock units will vest as follows: 25% after first anniversary and ratably each quarter over the next three years thereafter subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Vested shares will be delivered promptly after each vesting date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 00:01 UTC |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
GrantStock Options · Derivative | 200,000 | Not disclosed Strike: $3.59 | Not disclosed |
DisclosureSEC source: 0001415889-20-000500 · form4-02262020_040210.xml · derivative · entry 1 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-02-25 F2 · price: The option vests and becomes exercisable over a four-year period, with one-fourth of the shares of common stock underlying the options vesting on February 25, 2021, and the remainder vesting in twelve equal quarterly installments thereafter. F1 · derivative.exercise_date: The stock options were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · derivative.exercise_date: The option vests and becomes exercisable over a four-year period, with one-fourth of the shares of common stock underlying the options vesting on February 25, 2021, and the remainder vesting in twelve equal quarterly installments thereafter. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Belloff Neil S.GENERAL COUNSEL/CORPORATE SECR
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000195 · form4-01312020_050102.xml · derivative · entry 3 Belloff Neil S. · CIK 0001741670 · GENERAL COUNSEL/CORPORATE SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F4 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Belloff Neil S.GENERAL COUNSEL/CORPORATE SECR
|
Tax withholdingCommon Stock | 2,166 | $3.91 | $8,469.06 |
DisclosureSEC source: 0001415889-20-000195 · form4-01312020_050102.xml · nonDerivative · entry 2 Belloff Neil S. · CIK 0001741670 · GENERAL COUNSEL/CORPORATE SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,084 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Belloff Neil S.GENERAL COUNSEL/CORPORATE SECR
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000195 · form4-01312020_050102.xml · nonDerivative · entry 1 Belloff Neil S. · CIK 0001741670 · GENERAL COUNSEL/CORPORATE SECR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Williams Gregory C.CHIEF OPERATING OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000197 · form4-01312020_050112.xml · derivative · entry 3 Williams Gregory C. · CIK 0001597293 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F4 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Williams Gregory C.CHIEF OPERATING OFFICER
|
Tax withholdingCommon Stock | 2,590 | $3.91 | $10,126.90 |
DisclosureSEC source: 0001415889-20-000197 · form4-01312020_050112.xml · nonDerivative · entry 2 Williams Gregory C. · CIK 0001597293 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,910 F1 · price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Williams Gregory C.CHIEF OPERATING OFFICER
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000197 · form4-01312020_050112.xml · nonDerivative · entry 1 Williams Gregory C. · CIK 0001597293 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:26 UTC |
WEAVER GREGORY LCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000201 · form4-01312020_020141.xml · derivative · entry 3 WEAVER GREGORY L · CIK 0001251779 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F4 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:26 UTC |
WEAVER GREGORY LCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 1,733 | $3.91 | $6,776.03 |
DisclosureSEC source: 0001415889-20-000201 · form4-01312020_020141.xml · nonDerivative · entry 2 WEAVER GREGORY L · CIK 0001251779 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,767 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:26 UTC |
WEAVER GREGORY LCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000201 · form4-01312020_020141.xml · nonDerivative · entry 1 WEAVER GREGORY L · CIK 0001251779 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Snow David P.CHIEF BUSINESS OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000196 · form4-01312020_050106.xml · derivative · entry 3 Snow David P. · CIK 0001652972 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F1 · derivative.expiration_date: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. F4 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Snow David P.CHIEF BUSINESS OFFICER
|
Tax withholdingCommon Stock | 2,045 | $3.91 | $7,995.95 |
DisclosureSEC source: 0001415889-20-000196 · form4-01312020_050106.xml · nonDerivative · entry 2 Snow David P. · CIK 0001652972 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,205 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:15 UTC |
Snow David P.CHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000196 · form4-01312020_050106.xml · nonDerivative · entry 1 Snow David P. · CIK 0001652972 · CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units issued to the reporting person on January 30, 2020 have partially vested and settled for shares of the Issuer's common stock. Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000639 · form4a-03042020_020316.xml · derivative · entry 3 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: The original Form 4 filed on January 31, 2020 is amended by this Form 4 Amendment to correctly identify the nature of the transaction of the reporting person. F4 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F1 · derivative.expiration_date: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F5 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
Tax withholdingCommon Stock | 2,166 | $3.91 | $8,469.06 |
DisclosureSEC source: 0001415889-20-000639 · form4a-03042020_020316.xml · nonDerivative · entry 2 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,084 Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Belloff Neil S.COO, GENERAL COUNSEL &CORP SEC
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000639 · form4a-03042020_020316.xml · nonDerivative · entry 1 Belloff Neil S. · CIK 0001741670 · COO, GENERAL COUNSEL &CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Snow David P.FORMER CHIEF BUSINESS OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000638 · form4a-03042020_020311.xml · derivative · entry 3 Snow David P. · CIK 0001652972 · FORMER CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: The original Form 4 filed on January 31, 2020 is amended by this Form 4 Amendment to correctly identify the nature of the transaction of the reporting person F4 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F1 · derivative.expiration_date: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F5 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Snow David P.FORMER CHIEF BUSINESS OFFICER
|
Tax withholdingCommon Stock | 2,045 | $3.91 | $7,995.95 |
DisclosureSEC source: 0001415889-20-000638 · form4a-03042020_020311.xml · nonDerivative · entry 2 Snow David P. · CIK 0001652972 · FORMER CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,205 Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Snow David P.FORMER CHIEF BUSINESS OFFICER
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000638 · form4a-03042020_020311.xml · nonDerivative · entry 1 Snow David P. · CIK 0001652972 · FORMER CHIEF BUSINESS OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. Read SEC document |
| January 30, 2020 Filed Mar 4, 2020 19:30 UTC Amendment |
Williams Gregory C.Director · CHIEF EXECUTIVE OFFICER · FORMER CHIEF OPERATING OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000637 · form4a-03042020_020307.xml · derivative · entry 3 Williams Gregory C. · CIK 0001597293 · Director · CHIEF EXECUTIVE OFFICER · FORMER CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: The original Form 4 filed on January 31, 2020 is amended by this Form 4 amendment to correctly identify the nature of the transaction of the reporting person. F4 · price: The restricted stock units were issued pursuant to the Issuer's 2018 Equity Incentive Plan. F1 · derivative.exercise_date: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F1 · derivative.expiration_date: Reflects the restricted stock units issued to the reporting person on January 30, 2019 which have partially vested and settled for shares of the issuer's common stock. The original Form 4 filed on January 31, 2020 is amended in its entirety by this Form 4 Amendment to provide the: (a) correct date the restricted stock units were first issued to the reporting person; and (b) correct disposition of the derivative securities. F5 · balance_after: The remaining restricted stock units will vest ratably each quarter through January 30, 2023, subject to the reporting person's continued employment with the Issuer, which vesting may be accelerated in certain circumstances. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.