Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC |
SHOCKLEY BRETT ADirector
|
SaleCommon Stock | 7,047 | $11.51 | $81,110.97 |
DisclosureSEC source: 0001104659-19-010080 · a4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 13 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2025-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 500 shares, became exercisable on November 6, 2016. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,231 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 12 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,060 Underlying: Common Stock · 5,231 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,316 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 11 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,316 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 50,000 shares, became exercisable beginning on January 12, 2015 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
SaleCommon Stock | 7,047 | $11.51 | $81,110.97 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 6 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionCommon Stock | 500 | $4.34 | $2,167.50 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 5 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionCommon Stock | 5,231 | $2.50 | $13,077.50 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 4 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionCommon Stock | 1,316 | $3.74 | $4,921.84 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 3 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 21:05 UTC |
SHOCKLEY BRETT ADirector
|
SaleCommon Stock | 48,684 | $11.56 | $562,787.04 |
DisclosureSEC source: 0001104659-19-010080 · a4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a securityholder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 19, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 48,684 | $0.00 Strike: $3.74 | $0.00 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 10 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 Underlying: Common Stock · 48,684 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 50,000 shares, became exercisable beginning on January 12, 2015 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| February 19, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
SaleCommon Stock | 48,684 | $11.56 | $562,787.04 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. Read SEC document |
| February 19, 2019 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
Exercise / conversionCommon Stock | 48,684 | $3.74 | $182,078.16 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:05 UTC |
SMIT ERICDirector · Chief Financial Officer
|
SaleCommon Stock | 2,000 | $10.00 | $20,000.00 |
DisclosureSEC source: 0001104659-19-007495 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,187 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 7, 2018. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:05 UTC |
SMIT ERICDirector · Chief Financial Officer
|
SaleCommon Stock | 2,000 | $9.00 | $18,000.00 |
DisclosureSEC source: 0001104659-19-007495 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,187 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 7, 2018. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:27 UTC |
SMIT ERICDirector · Chief Financial Officer
|
SaleCommon Stock | 1,000 | $7.14 | $7,140.00 |
DisclosureSEC source: 0001104659-19-005106 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,187 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 7, 2018. Read SEC document |
| September 25, 2018 Filed Oct 3, 2018 20:05 UTC |
ROY ASHUTOSHDirector · CEO & Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 161,459 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001104659-18-060318 · a4.xml · derivative · entry 2 ROY ASHUTOSH · CIK 0001262319 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 161,459 shares Expires 2019-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as to 1/48th of the shares monthly from vesting start date of 8/2/2009 and fully vested 8/2/2013. Read SEC document |
| September 25, 2018 Filed Oct 3, 2018 20:05 UTC |
ROY ASHUTOSHDirector · CEO & Chairman
|
Exercise / conversionCommon Stock | 161,459 | $0.74 | $119,479.66 |
DisclosureSEC source: 0001104659-18-060318 · a4.xml · nonDerivative · entry 1 ROY ASHUTOSH · CIK 0001262319 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,567,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 8,450 | $13.52 | $114,261.75 |
DisclosureSEC source: 0001104659-18-039586 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,187 Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:05 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 10,000 | $12.26 | $122,567.00 |
DisclosureSEC source: 0001104659-18-036396 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,003 Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:05 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 16,000 | $10.50 | $168,016.00 |
DisclosureSEC source: 0001104659-18-033802 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,637 Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:06 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 40,000 | $9.92 | $396,724.00 |
DisclosureSEC source: 0001104659-18-032526 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,003 Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 10,000 | $8.00 | $80,000.00 |
DisclosureSEC source: 0001104659-18-020936 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,053 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:05 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 7,500 | $7.81 | $58,575.00 |
DisclosureSEC source: 0001104659-18-014462 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,157 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:05 UTC |
Darukhanavala Phiroz PDirector
|
SaleCommon Stock | 2,500 | $7.66 | $19,150.00 |
DisclosureSEC source: 0001104659-18-010712 · a4.xml · nonDerivative · entry 1 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,708 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:02 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 7,500 | $5.47 | $41,025.00 |
DisclosureSEC source: 0001104659-18-005846 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,262 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016. Read SEC document |
| December 29, 2017 Filed Jan 5, 2018 00:12 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 7,500 | $5.22 | $39,150.00 |
DisclosureSEC source: 0001104659-18-000840 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,365 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016. Read SEC document |
| December 20, 2017 Filed Dec 26, 2017 20:15 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 7,500 | $5.00 | $37,500.00 |
DisclosureSEC source: 0001104659-17-075025 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,303 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 7, 2016. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 21:46 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 5,000 | $4.65 | $23,250.50 |
DisclosureSEC source: 0001104659-17-073167 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,803 F1 · kind: These shares were originally acquired under the issuer's 2005 Management Stock Option Plan and the 1998 Stock Plan in transactions that were exempt under both Rule16b-3(d) and Rule16b-3(c). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 23:10 UTC |
NARANG PROMODSenior Vice President
|
SaleCommon Stock | 987 | $3,207.75 | $3,166,049.25 |
DisclosureSEC source: 0001104659-17-072569 · a4.xml · nonDerivative · entry 1 NARANG PROMOD · CIK 0001259394 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,201 F1 · kind: These shares were originally acquired under the issuer's 1999 Employee Stock Purchase Plan in transactions that were exempt under both Rule16b-3(d) and Rule16b-3(c). Read SEC document |
| December 06, 2017 Filed Dec 13, 2017 00:10 UTC Amendment |
NARANG PROMODSenior Vice President
|
SaleCommon Stock | 987 | $3.62 | $3,571.95 |
DisclosureSEC source: 0001104659-17-072977 · a4a.xml · nonDerivative · entry 1 NARANG PROMOD · CIK 0001259394 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,201 F1 · kind: These shares were originally acquired under the issuer's 1999 Employee Stock Purchase Plan in transactions that were exempt under both Rule16b-3(d) and Rule16b-3(c). F2 · price: This amendment is filed to correct the sale price per share, which inadvertently included the aggregate sale price of 987 shares in the initial filing. Read SEC document |
| September 19, 2017 Filed Sep 26, 2017 00:23 UTC |
CHRISTINE RUSSELLDirector
|
GrantOptions · Derivative | 26,250 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-058703 · a4.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 26,250 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017. Read SEC document |
| September 19, 2017 Filed Sep 27, 2017 00:15 UTC |
SINHA GUNJANDirector
|
GrantOptions · Derivative | 70,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-058925 · a4.xml · derivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017 Read SEC document |
| September 19, 2017 Filed Sep 27, 2017 00:05 UTC |
SHOCKLEY BRETT ADirector
|
GrantOptions · Derivative | 62,291 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-058923 · a4.xml · derivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,291 Underlying: Common Stock · 62,291 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017. Read SEC document |
| September 19, 2017 Filed Sep 26, 2017 19:50 UTC |
ROY ASHUTOSHDirector · Chief Executive Officer
|
GrantOptions · Derivative | 200,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-058858 · a4.xml · derivative · entry 1 ROY ASHUTOSH · CIK 0001262319 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017. Read SEC document |
| September 19, 2017 Filed Sep 26, 2017 19:03 UTC |
Darukhanavala Phiroz PDirector
|
GrantOptions · Derivative | 70,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-058833 · a4.xml · derivative · entry 1 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017 Read SEC document |
| September 19, 2017 Filed Oct 13, 2017 10:09 UTC |
SMIT ERICChief Financial Officer
|
GrantOptions · Derivative | 112,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-062045 · a4.xml · derivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 Underlying: Common Stock · Not disclosed shares Expires 2017-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017 Read SEC document |
| September 19, 2017 Filed Oct 25, 2017 00:31 UTC |
NARANG PROMODSenior Vice President
|
GrantOptions · Derivative | 112,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-063613 · a4.xml · derivative · entry 1 NARANG PROMOD · CIK 0001259394 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 Underlying: Common Stock · 112,000 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017. Read SEC document |
| September 01, 2017 Filed Sep 13, 2017 21:12 UTC |
Woodstra ToddSenior VP, Global Sales
|
GrantOptions · Derivative | 80,000 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0001104659-17-056986 · a4.xml · derivative · entry 1 Woodstra Todd · CIK 0001716429 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2027-09-01 F1 · derivative.exercise_date: This option became exercisable as to 25% of the shares on grant date (9/1/2017) and vesting 1/48 monthly thereafter. Read SEC document |
| September 01, 2017 Filed Oct 20, 2017 21:51 UTC Amendment |
Woodstra ToddSenior VP, Global Sales
|
GrantOptions · Derivative | 80,000 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0001104659-17-063163 · a4a.xml · derivative · entry 1 Woodstra Todd · CIK 0001716429 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2027-09-01 F1 · derivative.exercise_date: The options vest over four years as follows: 25% of the shares vest on September 1, 2018, and 1/48th of the shares vest each month thereafter for the remaining three years F2 · derivative.exercise_date: The Form 4, as originally filed, incorrectly reported the vesting of these options to be 25% of the shares on grant date (9/1/2017) and vesting 1/48th monthly thereafter. The Form 4, as amended by this Form 4/A, to correct the vesting of these options to be 25% of the shares vest on September 1, 2018, and 1/36th of the shares vest each month thereafter for the remaining three years. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:08 UTC |
CHRISTINE RUSSELLDirector
|
GrantOption to Acquire · Derivative | 50,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001104659-17-012618 · a4.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-02-24 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following February 24, 2017. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:02 UTC |
Brown Joseph GlennVice President of Global Sales
|
GrantStock Option (Right to Buy) · Derivative | 18,750 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001104659-16-157254 · a4.xml · derivative · entry 1 Brown Joseph Glenn · CIK 0001657910 · Vice President of Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires 2026-11-10 F1 · derivative.exercise_date: This option became exercisable as to 25% of the shares on grant date (11/10/2016) and vesting 1/48 monthly thereafter. Read SEC document |
| November 06, 2015 Filed Apr 4, 2019 20:08 UTC Amendment |
SHOCKLEY BRETT ADirector
|
GrantStock Option (right to buy) · Derivative | 500 | $4.34 Strike: $4.34 | $2,167.50 |
DisclosureSEC source: 0001104659-19-019949 · a4a.xml · derivative · entry 9 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2025-11-06 F5 · derivative.exercise_date: The options, representing a right to purchase a total of 500 shares, became exercisable on November 6, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.