Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EGAIN CorpEGAN · Entity 6315 | Chief Financial Officer | February 02, 2026 | February 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EGAIN Corp
Report date February 02, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,187 |
Ending reported balance
After 2026-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-02 · Exercise / conversion · Acquired 5,000 · Balance 134,187 Row 2 · 2026-02-02 · Sale · Disposed 5,000 · Balance 129,187 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2027-09-19 | Direct | 23,000 |
Reported balance
After 2026-02-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-02 · Exercise / conversion · Disposed 5,000 · Balance 23,000 F2: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.
F2: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2026 Filed Feb 4, 2026 21:02 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-26-000004 · form4-02042026_090237.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:02 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $10.25 | $51,250.00 |
DisclosureSEC source: 0001259393-26-000004 · form4-02042026_090237.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,187 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:02 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-26-000004 · form4-02042026_090237.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:15 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-26-000002 · form4-01062026_090142.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:15 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $10.24 | $51,200.00 |
DisclosureSEC source: 0001259393-26-000002 · form4-01062026_090142.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,187 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:15 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-26-000002 · form4-01062026_090142.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-25-000009 · form4-12032025_091215.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $10.07 | $50,350.00 |
DisclosureSEC source: 0001259393-25-000009 · form4-12032025_091215.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:05 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-25-000009 · form4-12032025_091215.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 21:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-25-000007 · form4-11052025_091151.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 21:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $14.44 | $72,200.00 |
DisclosureSEC source: 0001259393-25-000007 · form4-11052025_091151.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $14.23 to $14.74. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 21:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-25-000007 · form4-11052025_091151.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · derivative · entry 9 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · derivative · entry 8 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · derivative · entry 7 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 5,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017, and is now fully vested. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · nonDerivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · nonDerivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| October 03, 2025 Filed Oct 7, 2025 20:13 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001259393-25-000005 · form4-10072025_081001.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| December 09, 2024 Filed Dec 13, 2024 00:58 UTC | EGAIN Corp EGAN · Entity 6315 | GrantEmployee Stock Option (right to buy) · Derivative | 26,000 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001104659-24-128127 · tm2430970-2_4seq1.xml · derivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires 2034-12-09 F1 · derivative.exercise_date: The option will vest and become exercisable on September 1, 2025, subject to continued employment service with eGain Corporation. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 21:54 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 1,461 | $5.01 | $7,319.61 |
DisclosureSEC source: 0001104659-24-122143 · tm2429330-1_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,187 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:14 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-24-097379 · tm2423427-1_4seq1.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:14 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 22,000 | $6.54 | $143,816.20 |
DisclosureSEC source: 0001104659-24-097379 · tm2423427-1_4seq1.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,648 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. F3 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $6.45 to $6.68. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · balance_after: Includes 1,461 restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:14 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 22,000 | $6.29 | $138,380.00 |
DisclosureSEC source: 0001104659-24-097379 · tm2423427-1_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. F2 · balance_after: Includes 1,461 restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 02:45 UTC | EGAIN Corp EGAN · Entity 6315 | GrantCommon Stock | 1,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-118337 · tm2330774-3_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,648 F1 · shares: Represents restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. The restricted stock units vest on November 15, 2024, subject to continued service with the issuer through such vesting date. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:23 UTC | EGAIN Corp EGAN · Entity 6315 | GrantEmployee Stock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132864 · tm2431954-4_4seq1.xml · derivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued employment or service. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 2,000 | $11.04 | $22,080.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $11.00 to $11.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 3,000 | $11.05 | $33,150.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $11.00 to $11.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 2,000 | $10.99 | $21,980.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.88 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 3,000 | $10.99 | $32,970.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $10.87 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 2,000 | $10.79 | $21,580.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.61 to $10.98. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 3,000 | $10.79 | $32,370.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $10.61 to $10.97. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 2,000 | $10.71 | $21,420.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.64 to $10.95. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 3,000 | $10.70 | $32,100.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.63 to $10.95. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.