Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2022 Filed Feb 25, 2022 18:42 UTC |
ROY ASHUTOSHDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 200,000 | $5.28 | $1,056,000.00 |
DisclosureSEC source: 0001104659-22-027190 · tm227707-1_4seq1.xml · nonDerivative · entry 1 ROY ASHUTOSH · CIK 0001262319 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,767,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:27 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001104659-22-019622 · tm226301-1_4seq1.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested 100% on February 24, 2021 (four years after date of grant) Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:27 UTC |
CHRISTINE RUSSELLDirector
|
SaleCommon Stock | 20,000 | $12.21 | $244,200.00 |
DisclosureSEC source: 0001104659-22-019622 · tm226301-1_4seq1.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.26. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:27 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionCommon Stock | 20,000 | $1.80 | $36,000.00 |
DisclosureSEC source: 0001104659-22-019622 · tm226301-1_4seq1.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:26 UTC |
NARANG PROMODSee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 115,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132868 · tm2431954-7_4seq1.xml · derivative · entry 1 NARANG PROMOD · CIK 0001259394 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued employment or service. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:25 UTC |
Darukhanavala Phiroz PDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132867 · tm2431954-6_4seq1.xml · derivative · entry 1 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:24 UTC |
SINHA GUNJANDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132866 · tm2431954-5_4seq1.xml · derivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:23 UTC |
SMIT ERICChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132864 · tm2431954-4_4seq1.xml · derivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued employment or service. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:22 UTC |
CHRISTINE RUSSELLDirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132862 · tm2431954-3_4seq1.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:22 UTC |
SHOCKLEY BRETT ADirector
|
GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132861 · tm2431954-2_4seq1.xml · derivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:20 UTC |
ROY ASHUTOSHDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132859 · tm2431954-1_4seq1.xml · derivative · entry 1 ROY ASHUTOSH · CIK 0001262319 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued employment or service. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $11.04 | $22,080.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $11.00 to $11.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $11.05 | $33,150.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $11.00 to $11.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-116886 · tm2127308-3_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:00 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001104659-21-114648 · tm2127308-2_4seq1.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 20,000 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested 100% on February 24, 2021 (four years after date of grant) Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:00 UTC |
CHRISTINE RUSSELLDirector
|
SaleCommon Stock | 20,000 | $11.54 | $230,800.00 |
DisclosureSEC source: 0001104659-21-114648 · tm2127308-2_4seq1.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.51 to $11.63. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:00 UTC |
CHRISTINE RUSSELLDirector
|
Exercise / conversionCommon Stock | 20,000 | $1.80 | $36,000.00 |
DisclosureSEC source: 0001104659-21-114648 · tm2127308-2_4seq1.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $10.99 | $21,980.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.88 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.99 | $32,970.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $10.87 to $11.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-107319 · tm2125377-1_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $10.79 | $21,580.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.61 to $10.98. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.79 | $32,370.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents actual price. These shares were sold in multiple transactions ranging in price from $10.61 to $10.97. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-093443 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $10.71 | $21,420.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.64 to $10.95. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.70 | $32,100.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.63 to $10.95. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-082580 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-069303 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-069303 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $10.42 | $20,840.00 |
DisclosureSEC source: 0001104659-21-069303 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.67. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.43 | $31,290.00 |
DisclosureSEC source: 0001104659-21-069303 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.24 to $10.69. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-069303 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| May 17, 2021 Filed May 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-069303 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-054889 · tm2113951-1_4seq1.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.00 | $30,000.00 |
DisclosureSEC source: 0001104659-21-054889 · tm2113951-1_4seq1.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-054889 · tm2113951-1_4seq1.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-051940 · a4.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $9.76 | $19,520.00 |
DisclosureSEC source: 0001104659-21-051940 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $9.73 to $9.81. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-051940 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.