Tapewire

Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2024 Filed Feb 27, 2024 18:16 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007032 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:16 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,369 $40.83 $55,896.27
Disclosure

SEC source: 0001127602-24-007032 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,886

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:16 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007032 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 1,160 $39.52 $45,843.20
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · nonDerivative · entry 9

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,716

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Exercise / conversionRestricted Share Units · Derivative 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · derivative · entry 7

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 1,112 $39.52 $43,946.24
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 6

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,941

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 5

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,053

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 1,441 $39.52 $56,948.32
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,686

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantCommon Stock 3,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,127

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 407 $39.52 $16,084.64
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,697

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:11 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003950 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · derivative · entry 9

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,125 $39.52 $83,980.00
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · nonDerivative · entry 7

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,348

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantCommon Stock 4,733 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · nonDerivative · entry 6

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,473

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 3,029 $39.52 $119,706.08
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · nonDerivative · entry 5

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,740

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantCommon Stock 6,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · nonDerivative · entry 4

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,769

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 849 $39.52 $33,552.48
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · nonDerivative · entry 3

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,909

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:10 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003947 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionRestricted Share Units · Derivative 3,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · derivative · entry 9

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 3,430 $39.52 $135,553.60
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 8

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,422

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
GrantCommon Stock 9,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 7

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,852

F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 5,017 $39.52 $198,271.84
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,620

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
GrantCommon Stock 13,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,637

F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 1,325 $39.52 $52,364.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,257

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:08 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionCommon Stock 3,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC Exercise / conversionRestricted Share Units · Derivative 1,191 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · derivative · entry 8

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC Tax withholdingCommon Stock 1,268 $39.52 $50,111.36
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 7

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,821

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC GrantCommon Stock 3,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 6

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,089

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC Tax withholdingCommon Stock 1,723 $39.52 $68,092.96
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 5

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,802

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC GrantCommon Stock 4,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 4

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,525

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC Tax withholdingCommon Stock 494 $39.52 $19,522.88
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 3

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,761

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:07 UTC Exercise / conversionCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Exercise / conversionRestricted Share Units · Derivative 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · derivative · entry 10

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantCommon Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · nonDerivative · entry 8

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,876

F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 1,509 $39.52 $59,635.68
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · nonDerivative · entry 7

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,509

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantCommon Stock 3,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · nonDerivative · entry 6

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,018

F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 424 $39.52 $16,756.48
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · nonDerivative · entry 5

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,588

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:05 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003940 · form4.xml · nonDerivative · entry 4

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Exercise / conversionRestricted Share Units · Derivative 897 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · derivative · entry 8

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,127 $39.52 $44,539.04
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 7

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,929

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
GrantCommon Stock 2,476 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 6

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,056

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,473 $39.52 $58,212.96
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 5

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,580

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
GrantCommon Stock 3,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,053

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

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February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 417 $39.52 $16,479.84
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,465

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 06, 2024 Filed Feb 8, 2024 20:03 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Exercise / conversionCommon Stock 897 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 02, 2024 Filed Jan 4, 2024 17:34 UTC Exercise / conversionPhantom Stock · Derivative 4,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000708 · form4.xml · derivative · entry 4

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

F3 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

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January 02, 2024 Filed Jan 4, 2024 17:34 UTC OtherCommon Stock 207 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000708 · form4.xml · nonDerivative · entry 3

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,345

F1 · kind: Dividend equivalent shares on deferred stock vesting.

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January 02, 2024 Filed Jan 4, 2024 17:34 UTC Exercise / conversionCommon Stock 4,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000708 · form4.xml · nonDerivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2023 Filed Dec 19, 2023 19:46 UTC SaleCommon Stock 2,100 $45.00 $94,500.00
Disclosure

SEC source: 0001127602-23-029982 · form4.xml · nonDerivative · entry 2

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 232,715

F1 · ownership.nature: Shares held jointly in a family trust in which Mr. Sanborn is trustee.

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December 11, 2023 Filed Dec 13, 2023 17:07 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029530 · form4.xml · nonDerivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 41,884

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.