Tapewire

Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2026 Filed Feb 12, 2026 22:19 UTC
BAUCHE DOUGLASSEVP, Chief Banking Officer
GrantCommon Stock 1,711 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,638

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC
BAUCHE DOUGLASSEVP, Chief Banking Officer
Tax withholdingCommon Stock 460 $59.22 $27,241.20
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,927

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC
BAUCHE DOUGLASSEVP, Chief Banking Officer
Exercise / conversionCommon Stock 1,043 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionRestricted Share Units · Derivative 4,176 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · derivative · entry 17

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F11 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 2,208 $59.22 $130,757.76
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,216

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
GrantCommon Stock 5,513 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,424

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 2,776 $59.22 $164,394.72
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,911

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
GrantCommon Stock 6,849 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,687

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 1,673 $59.22 $99,075.06
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,838

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionCommon Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2025 Filed Jan 9, 2026 17:51 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
OtherCommon Stock 19 $45.90 $872.10
Disclosure

SEC source: 0001025835-26-000004 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,344

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025, through December 31, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 31, 2025.

Read SEC document
December 31, 2025 Filed Jan 9, 2026 17:32 UTC
Huffman BridgetSEVP, Chief Risk Officer
OtherCommon Stock 123 $45.90 $5,645.70
Disclosure

SEC source: 0001025835-26-000002 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,165

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025, through December 31, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 31, 2025.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:20 UTC
Young Lina ADirector
GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000172 · form4.xml · nonDerivative · entry 1

Young Lina A · CIK 0001958388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,532

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:19 UTC GrantPhantom Stock · Derivative 2,445 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000170 · form4.xml · derivative · entry 3

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,445

Underlying: Common Stock · 2,445 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F5 · price: Represents shares issued under the Non-Management Director Stock Plan.

F4 · derivative.exercise_date: Shares of common stock will be distributed on January 3, 2028 the deferral date identified by the director in accordance with the terms of the Plan.

F4 · derivative.expiration_date: Shares of common stock will be distributed on January 3, 2028 the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:17 UTC GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000168 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,032

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:16 UTC GrantPhantom Stock · Derivative 1,032 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000166 · form4.xml · derivative · entry 2

MARSH STEPHEN P · CIK 0001264209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,349

Underlying: Common Stock · 1,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:14 UTC GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000164 · form4.xml · nonDerivative · entry 1

Manjarrez Marcela · CIK 0001958371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,472

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:13 UTC GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000162 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,332

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:11 UTC GrantCommon Stock 2,321 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000160 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,272

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:08 UTC GrantCommon Stock 2,148 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000158 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,509

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:07 UTC GrantCommon Stock 3,222 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000156 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,694

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:05 UTC
Andrich LyneDirector
GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000154 · form4.xml · nonDerivative · entry 1

Andrich Lyne · CIK 0001958362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,384

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 19:44 UTC GrantPhantom Stock · Derivative 1,790 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000152 · form4.xml · derivative · entry 1

ANDERSON LARS C · CIK 0001507307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,790

Underlying: Common Stock · 1,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · price: Represents shares issued under the Non-Management Director Stock Plan.

F2 · derivative.exercise_date: Shares of common stock will be distributed on January 3, 2028 the deferral date identified by the director in accordance with the terms of the Plan.

F2 · derivative.expiration_date: Shares of common stock will be distributed on January 3, 2028 the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 13:01 UTC PurchaseCommon Stock 1,500 $54.11 $81,165.00
Disclosure

SEC source: 0001025835-25-000125 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · ownership.direct: These shares are held jointly with spouse.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:50 UTC
PONDER MARK GSEVP, Chief Admin. Officer
OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000104 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,860

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:51 UTC
KEENE S TURNERSEVP, Chief Financial Officer
OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000106 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,176

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:48 UTC
LALLY JAMES BRIANDirector · CEO
OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000102 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,335

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:47 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000100 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,839

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:45 UTC
Huffman BridgetSEVP, Chief Risk Officer
OtherCommon Stock 243 $46.84 $11,382.12
Disclosure

SEC source: 0001025835-25-000098 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,042

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:44 UTC
DUMLAO TROYEVP, Chief Accounting Officer
OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000096 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,537

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:43 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
OtherCommon Stock 431 $46.84 $20,188.04
Disclosure

SEC source: 0001025835-25-000094 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,325

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:58 UTC
LALLY JAMES BRIANDirector · CEO
SaleCommon Stock 1,828 $55.16 $100,832.48
Disclosure

SEC source: 0001127602-25-018172 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,885

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.80. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 20:16 UTC
LALLY JAMES BRIANDirector · CEO
SaleCommon Stock 1,655 $55.04 $91,091.20
Disclosure

SEC source: 0001127602-25-018087 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,713

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 14:06 UTC PurchaseCommon Stock 1,492 $52.50 $78,330.00
Disclosure

SEC source: 0001025835-25-000089 · form4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: These shares are held jointly with spouse.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 14:06 UTC PurchaseCommon Stock 8 $52.25 $418.00
Disclosure

SEC source: 0001025835-25-000089 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8

F1 · shares: These shares are held jointly with spouse.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:23 UTC
LALLY JAMES BRIANDirector · CEO
SaleCommon Stock 400 $55.01 $22,004.00
Disclosure

SEC source: 0001127602-25-014601 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,368

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.02. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:18 UTC
LALLY JAMES BRIANDirector · CEO
SaleCommon Stock 2,206 $55.04 $121,418.24
Disclosure

SEC source: 0001127602-25-014276 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,768

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.09. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 12, 2025 Filed May 13, 2025 19:11 UTC
LALLY JAMES BRIANDirector · CEO
SaleCommon Stock 4,689 $55.18 $258,739.02
Disclosure

SEC source: 0001127602-25-014052 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,974

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:10 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012121 · form4.xml · derivative · entry 11

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F11 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:10 UTC
Huffman BridgetSEVP, Chief Risk Officer
Tax withholdingCommon Stock 161 $46.89 $7,549.29
Disclosure

SEC source: 0001127602-25-012121 · form4.xml · nonDerivative · entry 2

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,799

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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April 14, 2025 Filed Apr 16, 2025 20:10 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012121 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 14, 2025 Filed Apr 16, 2025 20:08 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Exercise / conversionRestricted Share Units · Derivative 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012119 · form4.xml · derivative · entry 12

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F12 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F12 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

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April 14, 2025 Filed Apr 16, 2025 20:08 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Tax withholdingCommon Stock 149 $46.89 $6,986.61
Disclosure

SEC source: 0001127602-25-012119 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,087

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:08 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Exercise / conversionCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012119 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2025 Filed Mar 6, 2025 16:11 UTC
DUMLAO TROYEVP, Chief Accounting Officer
GrantNon Qualified Stock Option (Right to Buy) · Derivative 1,919 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008503 · form4.xml · derivative · entry 11

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,919

Underlying: Common Stock · 1,919 shares

Expires 2035-03-04

F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

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March 04, 2025 Filed Mar 6, 2025 16:11 UTC
DUMLAO TROYEVP, Chief Accounting Officer
GrantRestricted Share Units · Derivative 642 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008503 · form4.xml · derivative · entry 10

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642

Underlying: Common Stock · 642 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:09 UTC
Huffman BridgetSEVP, Chief Risk Officer
GrantNon Qualified Stock Option (Right to Buy) · Derivative 3,322 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008501 · form4.xml · derivative · entry 10

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,322

Underlying: Common Stock · 3,322 shares

Expires 2035-03-04

F10 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:09 UTC
Huffman BridgetSEVP, Chief Risk Officer
GrantRestricted Share Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008501 · form4.xml · derivative · entry 9

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,111

Underlying: Common Stock · 1,111 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:08 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantNon Qualified Stock Option (Right to Buy) · Derivative 3,928 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008499 · form4.xml · derivative · entry 13

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,928

Underlying: Common Stock · 3,928 shares

Expires 2035-03-04

F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:08 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantRestricted Share Units · Derivative 1,314 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008499 · form4.xml · derivative · entry 12

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,314

Underlying: Common Stock · 1,314 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.