Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Chief Credit Officer | April 14, 2026 | April 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date April 14, 2026 · Filed April 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,400 |
Ending reported balance
After 2026-04-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-14 · Exercise / conversion · Acquired 380 · Balance 6,560 Row 2 · 2026-04-14 · Tax withholding · Disposed 160 · Balance 6,400 F1: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-04-14 · Exercise / conversion · Disposed 380 · Balance 0 F4: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 492 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 492 F4: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 599 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 599 F4: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,140 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,140 F4: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 1,612 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,612 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 1,230 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,230 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 1,684 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,684 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 2,576 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,576 F2: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 1,791 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,791 F3: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F2: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F3: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F4: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F5: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F6: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F7: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
F8: The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2026 Filed Apr 16, 2026 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000087 · form4.xml · derivative · entry 11 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8 · derivative.exercise_date: The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person. F8 · derivative.expiration_date: The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 160 | $58.30 | $9,328.00 |
DisclosureSEC source: 0001025835-26-000087 · form4.xml · nonDerivative · entry 2 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,400 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000087 · form4.xml · nonDerivative · entry 1 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 15:11 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000074 · form4.xml · derivative · entry 10 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,140 Underlying: Common Stock · 1,140 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. F7 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · derivative · entry 15 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 215 | $59.22 | $12,732.30 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · nonDerivative · entry 6 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,180 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · nonDerivative · entry 5 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,395 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 268 | $59.22 | $15,870.96 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · nonDerivative · entry 4 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,940 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · nonDerivative · entry 3 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,208 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 163 | $59.22 | $9,652.86 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · nonDerivative · entry 2 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,643 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000036 · form4.xml · nonDerivative · entry 1 Handley Kevin L · CIK 0002090945 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.