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Nasdaq · USD

ECOR

electroCore, Inc.

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Tapewire entity
6900
SEC CIK
0001560258
Parsed reports
201

Last 12 months

Inside the activity.

5 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202612
Jun 202600
Jul 202600
Aug 202613
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 12, 2019 Filed Apr 12, 2019 18:20 UTC
Errico Joseph PDirector · See Remarks · 10% owner
SaleCommon Stock 25,869 $5.53 $143,055.57
Disclosure

SEC source: 0000899243-19-010612 · doc4.xml · nonDerivative · entry 2

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,349

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.66 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.66 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 12, 2019.

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April 11, 2019 Filed Apr 12, 2019 18:20 UTC
Errico Joseph PDirector · See Remarks · 10% owner
SaleCommon Stock 13,723 $5.49 $75,339.27
Disclosure

SEC source: 0000899243-19-010612 · doc4.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,218

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.53 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.53 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 11, 2019.

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April 01, 2019 Filed Apr 3, 2019 18:33 UTC
Errico Joseph PDirector · See Remarks · 10% owner
GrantRestricted Stock Units · Derivative 25,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009842 · doc4.xml · derivative · entry 11

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,706

Underlying: Common Stock · 25,706 shares

Expires not disclosed

F3 · security: Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F5 · shares: On April 1, 2019, the Reporting Person was granted 25,706 RSUs, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

F5 · derivative.expiration_date: On April 1, 2019, the Reporting Person was granted 25,706 RSUs, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

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April 01, 2019 Filed Apr 3, 2019 18:33 UTC
Errico Joseph PDirector · See Remarks · 10% owner
GrantStock Option (Right to Buy) · Derivative 106,112 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0000899243-19-009842 · doc4.xml · derivative · entry 10

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,112

Underlying: Common Stock · 106,112 shares

Expires 2029-04-01

F4 · shares: On April 1, 2019, the Reporting Person was granted 106,112 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

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April 01, 2019 Filed Apr 3, 2019 18:33 UTC
Errico Joseph PDirector · See Remarks · 10% owner
SaleCommon Stock 10,408 $6.97 $72,543.76
Disclosure

SEC source: 0000899243-19-009842 · doc4.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,941

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $7.08 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $7.08 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:15 UTC
Amato Francis R.Director · Chief Executive Officer
GrantRestricted Stock Units · Derivative 74,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009780 · doc4.xml · derivative · entry 2

Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,404

Underlying: Common Stock · 74,404 shares

Expires not disclosed

F2 · security: Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F3 · shares: On April 1, 2019, the Reporting Person was granted 74,404 RSUs under the Issuer's 2018 Omnibus Equity Incentive Plan, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

F3 · derivative.expiration_date: On April 1, 2019, the Reporting Person was granted 74,404 RSUs under the Issuer's 2018 Omnibus Equity Incentive Plan, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

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April 01, 2019 Filed Apr 3, 2019 17:15 UTC
Amato Francis R.Director · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 307,125 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0000899243-19-009780 · doc4.xml · derivative · entry 1

Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,125

Underlying: Common Stock · 307,125 shares

Expires 2029-04-01

F1 · shares: On April 1, 2019, the Reporting Person was granted 307,125 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

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March 28, 2019 Filed Apr 1, 2019 21:48 UTC
Staats Peter S.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 47,000 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0000899243-19-009476 · doc4.xml · derivative · entry 6

Staats Peter S. · CIK 0001737600 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 47,000 shares

Expires not disclosed

F1 · date: On March 28, 2019, the Reporting Person was granted 8,976 shares of restricted stock and options to purchase 47,000 shares of Common Stock of the Issuer. 50% of the restricted stock and the options vest on December 31, 2019, and the remainder vests in equal annual installments over the succeeding two-year period

F2 · derivative.expiration_date: The options have an expiration date one year after the termination or expiration of the Letter Agreement, dated as of March 28, 2019, between the Reporting Person and the Issuer.

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March 28, 2019 Filed Apr 1, 2019 21:48 UTC
Staats Peter S.Chief Medical Officer
GrantCommon Stock 8,976 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009476 · doc4.xml · nonDerivative · entry 1

Staats Peter S. · CIK 0001737600 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,612

F1 · date: On March 28, 2019, the Reporting Person was granted 8,976 shares of restricted stock and options to purchase 47,000 shares of Common Stock of the Issuer. 50% of the restricted stock and the options vest on December 31, 2019, and the remainder vests in equal annual installments over the succeeding two-year period

Read SEC document
March 22, 2019 Filed Mar 26, 2019 18:46 UTC
Vraniak Glenn S.Chief Financial Officer
GrantStock Options · Derivative 18,750 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0000899243-19-008974 · doc4.xml · derivative · entry 2

Vraniak Glenn S. · CIK 0001737660 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,685

Underlying: Common Stock · 18,750 shares

Expires 2020-02-28

F1 · derivative.exercise_date: 100% of the restricted stock and the stock options vest on August 31, 2019, subject to the Reporting Person's compliance with the terms of the Separation and Release Agreement, dated March 22, 2019, between the Reporting Person and the Issuer.

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March 22, 2019 Filed Mar 26, 2019 18:46 UTC
Vraniak Glenn S.Chief Financial Officer
GrantRestricted Stock 2,976 $8.40 $24,998.40
Disclosure

SEC source: 0000899243-19-008974 · doc4.xml · nonDerivative · entry 1

Vraniak Glenn S. · CIK 0001737660 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,811

F1 · shares: 100% of the restricted stock and the stock options vest on August 31, 2019, subject to the Reporting Person's compliance with the terms of the Separation and Release Agreement, dated March 22, 2019, between the Reporting Person and the Issuer.

Read SEC document
January 17, 2019 Filed Jan 17, 2019 20:36 UTC
Errico Joseph PDirector · See Remarks · 10% owner
SaleCommon Stock 7,841 $4.84 $37,950.44
Disclosure

SEC source: 0000899243-19-001414 · doc4.xml · nonDerivative · entry 3

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,349

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.95 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 17, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.95 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 17, 2019.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:36 UTC
Errico Joseph PDirector · See Remarks · 10% owner
SaleCommon Stock 19,810 $4.89 $96,870.90
Disclosure

SEC source: 0000899243-19-001414 · doc4.xml · nonDerivative · entry 2

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,190

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 16, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 16, 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 20:36 UTC
Errico Joseph PDirector · See Remarks · 10% owner
SaleCommon Stock 22,349 $4.90 $109,510.10
Disclosure

SEC source: 0000899243-19-001414 · doc4.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,000

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.11 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.11 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 15, 2019.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 22:30 UTC OtherCommon Stock 1,232,056 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001229 · doc4.xml · nonDerivative · entry 1

Core Ventures II, LLC · CIK 0001571617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500,649

F1 · kind: On January 11, 2019, the Reporting Person distributed an aggregate of 1,232,056 shares of Common Stock of the Issuer in a pro rata distribution to three members of the Reporting Person that are not affiliates of the Issuer.

F1 · price: On January 11, 2019, the Reporting Person distributed an aggregate of 1,232,056 shares of Common Stock of the Issuer in a pro rata distribution to three members of the Reporting Person that are not affiliates of the Issuer.

F1 · balance_after: On January 11, 2019, the Reporting Person distributed an aggregate of 1,232,056 shares of Common Stock of the Issuer in a pro rata distribution to three members of the Reporting Person that are not affiliates of the Issuer.

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December 13, 2018 Filed Dec 17, 2018 11:10 UTC
Staats Peter S.Chief Medical Officer
PurchaseCommon Stock 10,000 $4.83 $48,300.00
Disclosure

SEC source: 0001209191-18-062861 · doc4.xml · nonDerivative · entry 1

Staats Peter S. · CIK 0001737600 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,636

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.73 to $4.91 per share. The reporting person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on December 13, 2018.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 10:25 UTC
Amato Francis R.Director · Chief Executive Officer
PurchaseCommon Stock 7,500 $6.53 $49,008.75
Disclosure

SEC source: 0001209191-18-061682 · doc4.xml · nonDerivative · entry 1

Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,831

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:35 UTC PurchaseCommon Stock 900 $6.78 $6,106.32
Disclosure

SEC source: 0001209191-18-060719 · doc4.xml · nonDerivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:35 UTC PurchaseCommon Stock 6,400 $6.79 $43,480.32
Disclosure

SEC source: 0001209191-18-060719 · doc4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:31 UTC PurchaseCommon Stock 3,700 $13.76 $50,919.40
Disclosure

SEC source: 0001209191-18-047614 · doc4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,033

Read SEC document
June 21, 2018 Filed Jun 22, 2018 19:23 UTC PurchaseCommon Stock 166,666 $15.00 $2,499,990.00
Disclosure

SEC source: 0001104659-18-041862 · a4.xml · nonDerivative · entry 1

Merck Global Health Innovation Fund, LLC · CIK 0001547132 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346,032

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.