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Errico Joseph P

Disclosed activity across 1 company

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121588
SEC CIK
0001737616

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
electroCore, Inc.ECOR · Entity 6900DirectorDecember 13, 2022December 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

electroCore, Inc.

Report date December 13, 2022 · Filed December 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,724,841 Reported balance After 2022-12-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-12-13 · Purchase · Acquired 100,000 · Balance 2,724,841

F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.3263 to $0.334 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on December 13, 2022.

F2: Consists of 2,005,703 shares of common stock held directly by the Reporting Person; including 23,564 shares that have vested pursuant to previously issued Restricted Stock Units, and 2,142 issuable pursuant to such Restricted Stock Units, subject to monthly vesting through April 1, 2023; 266,350 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; 246,801 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person; and 205,987 shares of common stock issuable pursuant to Deferred Stock Units subject to vesting as disclosed in a Form 4 filed on December 6, 2022. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.3263 to $0.334 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on December 13, 2022.

F2: Consists of 2,005,703 shares of common stock held directly by the Reporting Person; including 23,564 shares that have vested pursuant to previously issued Restricted Stock Units, and 2,142 issuable pursuant to such Restricted Stock Units, subject to monthly vesting through April 1, 2023; 266,350 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; 246,801 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person; and 205,987 shares of common stock issuable pursuant to Deferred Stock Units subject to vesting as disclosed in a Form 4 filed on December 6, 2022. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2022 Filed Dec 15, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.33 $33,330.00
Disclosure

SEC source: 0001193805-22-001736 · e618129_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724,841

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.3263 to $0.334 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on December 13, 2022.

F2 · balance_after: Consists of 2,005,703 shares of common stock held directly by the Reporting Person; including 23,564 shares that have vested pursuant to previously issued Restricted Stock Units, and 2,142 issuable pursuant to such Restricted Stock Units, subject to monthly vesting through April 1, 2023; 266,350 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; 246,801 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person; and 205,987 shares of common stock issuable pursuant to Deferred Stock Units subject to vesting as disclosed in a Form 4 filed on December 6, 2022. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:32 UTC electroCore, Inc. ECOR · Entity 6900 GrantCommon Stock 205,987 $0.00 $0.00
Disclosure

SEC source: 0001193805-22-001659 · e618089_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,841

F1 · shares: The Deferred Stock Units vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2023, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 1,905,703 shares of common stock beneficially owned directly by the Reporting Person; 266,350 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; 246,801 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person; and 119,510 shares that have vested pursuant to previously issued Deferred Stock Units; 23,564 shares that have vested pursuant to previously issued Restricted Stock Units, 2,142 of shares will vest monthly through April 1, 2023. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 25,000 $0.33 $8,252.50
Disclosure

SEC source: 0001193805-22-001634 · e618069_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.32 to $0.332 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 29, 2022.

F2 · balance_after: Consists of 1,905,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 50,000 $0.31 $15,735.00
Disclosure

SEC source: 0001193805-22-001619 · e618067_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.3076 to $0.3198 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 25, 2022.

F2 · balance_after: Consists of 1,880,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.31 $31,050.00
Disclosure

SEC source: 0001193805-22-001615 · e618060_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.294 to $0.32 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 23, 2022.

F2 · balance_after: Consists of 1,830,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 75,000 $0.33 $24,967.50
Disclosure

SEC source: 0001193805-22-001611 · e618058_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,243,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.326 to $0.335 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 22, 2022.

F2 · balance_after: Consists of 1,730,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.31 $31,240.00
Disclosure

SEC source: 0001193805-22-001598 · e618039_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.31 to $0.32 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 17, 2022.

F2 · balance_after: Consists of 1,655,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.29 $29,250.00
Disclosure

SEC source: 0001193805-22-001581 · e618037_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.29 to $0.30 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 16, 2022.

F2 · balance_after: Consists of 1,555,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:30 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.24 $23,990.00
Disclosure

SEC source: 0001193805-22-001566 · e618031_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.2371 to $0.24 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 14, 2022.

F2 · balance_after: Consists of 1,455,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 08:31 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.24 $24,480.00
Disclosure

SEC source: 0001193805-22-001549 · e618025_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868,854

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.228 to $0.2638 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought by him at each separate price on November 10, 2022.

F2 · balance_after: Consists of 1,355,703 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 16:05 UTC electroCore, Inc. ECOR · Entity 6900 PurchaseCommon Stock 100,000 $0.56 $55,780.00
Disclosure

SEC source: 0001193805-22-000948 · e621746_4-errico.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765,651

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.54 to $0.57 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on June 13, 2022.

F2 · balance_after: Consists of 1,252,500 shares of common stock held directly by the Reporting Person; 266,350 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 246,801 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 19:58 UTC electroCore, Inc. ECOR · Entity 6900 GrantDeferred Stock Units · Derivative 44,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-014472 · ownership.xml · derivative · entry 1

Errico Joseph P · CIK 0001737616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,510

Underlying: Common Stock · 44,510 shares

Expires 2031-06-11

F1 · derivative.exercise_date: The Deferred Stock Units vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2022, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:41 UTC electroCore, Inc. ECOR · Entity 6900 GrantDeferred Stock Units · Derivative 75,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011293 · ownership.xml · derivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2030-06-12

F1 · derivative.exercise_date: The Deferred Stock Units vest in full on the earlier of (i) the close of business on the day before the next annual meeting of stockholders following the date hereof, and (ii) the date immediately prior to a change of control, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 18:20 UTC electroCore, Inc. ECOR · Entity 6900 SaleCommon Stock 25,869 $5.53 $143,055.57
Disclosure

SEC source: 0000899243-19-010612 · doc4.xml · nonDerivative · entry 2

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,349

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.66 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.45 to $5.66 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 12, 2019.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 18:20 UTC electroCore, Inc. ECOR · Entity 6900 SaleCommon Stock 13,723 $5.49 $75,339.27
Disclosure

SEC source: 0000899243-19-010612 · doc4.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,218

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.53 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.53 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 11, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:33 UTC electroCore, Inc. ECOR · Entity 6900 GrantRestricted Stock Units · Derivative 25,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009842 · doc4.xml · derivative · entry 11

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,706

Underlying: Common Stock · 25,706 shares

Expires not disclosed

F3 · security: Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F5 · shares: On April 1, 2019, the Reporting Person was granted 25,706 RSUs, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

F5 · derivative.expiration_date: On April 1, 2019, the Reporting Person was granted 25,706 RSUs, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

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April 01, 2019 Filed Apr 3, 2019 18:33 UTC electroCore, Inc. ECOR · Entity 6900 GrantStock Option (Right to Buy) · Derivative 106,112 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0000899243-19-009842 · doc4.xml · derivative · entry 10

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,112

Underlying: Common Stock · 106,112 shares

Expires 2029-04-01

F4 · shares: On April 1, 2019, the Reporting Person was granted 106,112 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

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April 01, 2019 Filed Apr 3, 2019 18:33 UTC electroCore, Inc. ECOR · Entity 6900 SaleCommon Stock 10,408 $6.97 $72,543.76
Disclosure

SEC source: 0000899243-19-009842 · doc4.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,941

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $7.08 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $7.08 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 1, 2019.

Read SEC document
January 17, 2019 Filed Jan 17, 2019 20:36 UTC electroCore, Inc. ECOR · Entity 6900 SaleCommon Stock 7,841 $4.84 $37,950.44
Disclosure

SEC source: 0000899243-19-001414 · doc4.xml · nonDerivative · entry 3

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,349

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.95 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 17, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.95 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 17, 2019.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 20:36 UTC electroCore, Inc. ECOR · Entity 6900 SaleCommon Stock 19,810 $4.89 $96,870.90
Disclosure

SEC source: 0000899243-19-001414 · doc4.xml · nonDerivative · entry 2

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,190

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 16, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 16, 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 20:36 UTC electroCore, Inc. ECOR · Entity 6900 SaleCommon Stock 22,349 $4.90 $109,510.10
Disclosure

SEC source: 0000899243-19-001414 · doc4.xml · nonDerivative · entry 1

Errico Joseph P · CIK 0001737616 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,000

F1 · shares: These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.11 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.11 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on January 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.