Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| electroCore, Inc.ECOR · Entity 6900 | Director · Chief Executive Officer | June 07, 2019 | June 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
electroCore, Inc.
Report date June 07, 2019 · Filed June 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-06-07 | Direct | 22,321 |
Reported balance
After 2019-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-07 · Grant · Acquired 22,321 · Balance 22,321 F1: Granted to the Reporting person in lieu of cash compensation foregone for fiscal 2019. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the Separation Date, as defined in the Separation Agreement, dated June 10, 2019 between the Reporting Person and electroCore, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted to the Reporting person in lieu of cash compensation foregone for fiscal 2019. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the Separation Date, as defined in the Separation Agreement, dated June 10, 2019 between the Reporting Person and electroCore, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2019 Filed Jun 11, 2019 20:52 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantRestricted Stock Units · Derivative | 22,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016558 · doc4.xml · derivative · entry 1 Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Underlying: Common Stock · 22,321 shares Expires 2020-06-07 F1 · security: Granted to the Reporting person in lieu of cash compensation foregone for fiscal 2019. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the Separation Date, as defined in the Separation Agreement, dated June 10, 2019 between the Reporting Person and electroCore, Inc. F1 · derivative.exercise_date: Granted to the Reporting person in lieu of cash compensation foregone for fiscal 2019. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the Separation Date, as defined in the Separation Agreement, dated June 10, 2019 between the Reporting Person and electroCore, Inc. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:15 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantRestricted Stock Units · Derivative | 74,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009780 · doc4.xml · derivative · entry 2 Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,404 Underlying: Common Stock · 74,404 shares Expires not disclosed F2 · security: Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F3 · shares: On April 1, 2019, the Reporting Person was granted 74,404 RSUs under the Issuer's 2018 Omnibus Equity Incentive Plan, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period. F3 · derivative.expiration_date: On April 1, 2019, the Reporting Person was granted 74,404 RSUs under the Issuer's 2018 Omnibus Equity Incentive Plan, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:15 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantStock Option (Right to Buy) · Derivative | 307,125 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0000899243-19-009780 · doc4.xml · derivative · entry 1 Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,125 Underlying: Common Stock · 307,125 shares Expires 2029-04-01 F1 · shares: On April 1, 2019, the Reporting Person was granted 307,125 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 10:25 UTC | electroCore, Inc. ECOR · Entity 6900 | PurchaseCommon Stock | 7,500 | $6.53 | $49,008.75 |
DisclosureSEC source: 0001209191-18-061682 · doc4.xml · nonDerivative · entry 1 Amato Francis R. · CIK 0001737615 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,831 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.