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COX CARRIE SMITH

Disclosed activity across 9 companies

Tapewire entity
10815
SEC CIK
0001110753

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARDINAL HEALTH INCCAH · Entity 3014DirectorNovember 09, 2022November 10, 2022
Cartesian Therapeutics, Inc.RNAC · Entity 6015DirectorJanuary 02, 2025January 06, 2025
Organon & Co.OGN · Entity 4115Director · Executive ChairNovember 12, 2025November 13, 2025
Solventum CorpSOLV · Entity 1645DirectorMay 15, 2026May 18, 2026
TEXAS INSTRUMENTS INCTXN · Entity 2834DirectorMay 13, 2026May 14, 2026
electroCore, Inc.ECOR · Entity 6900DirectorJune 07, 2019June 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARDINAL HEALTH INC

Report date November 09, 2022 · Filed November 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect41,631 Reported balance After 2022-11-09 transaction · row 1
1 source row

Row 1 · 2022-11-09 · Grant · Acquired 2,308 · Balance 41,631

F1: Grant of restricted share units that will vest on November 9, 2023, except if the 2023 Annual Meeting of Shareholders is prior to November 9, 2023, then the restricted share units will vest on the date of the 2023 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted share units that will vest on November 9, 2023, except if the 2023 Annual Meeting of Shareholders is prior to November 9, 2023, then the restricted share units will vest on the date of the 2023 Annual Meeting of Shareholders.

Cartesian Therapeutics, Inc.

Report date January 02, 2025 · Filed January 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,629 Reported balance After 2025-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-01-02 · Grant · Acquired 2,600 · Balance 15,629

F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in full on January 2, 2026.

F2: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.93 · Expires 2035-01-01Direct8,000 Reported balance After 2025-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-02 · Grant · Acquired 8,000 · Balance 8,000

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2034-01-01Direct8,266 Reported balance Holding disclosure · report date 2025-01-02 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 8,266

F3: This award vests in 36 equal monthly installments following the date of grant, so that it shall be fully vested on January 2, 2027.

F2: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in full on January 2, 2026.

F2: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F3: This award vests in 36 equal monthly installments following the date of grant, so that it shall be fully vested on January 2, 2027.

Organon & Co.

Report date November 12, 2025 · Filed November 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA77,869 Reported balance After 2025-11-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-11-12 · Purchase · Acquired 65,400 · Balance 77,869

F1: The price reported is a weighted average price of $7.6721. These shares were purchased in multiple transactions at prices ranging from $7.6630 to $7.6899, inclusive. The reporting person undertakes to provide to Organon & Co. ("Organon"), any security holder of Organon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price of $7.6721. These shares were purchased in multiple transactions at prices ranging from $7.6630 to $7.6899, inclusive. The reporting person undertakes to provide to Organon & Co. ("Organon"), any security holder of Organon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Solventum Corp

Report date May 15, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,848 Reported balance After 2026-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-15 · Grant · Acquired 4,848 · Balance 4,848

F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

TEXAS INSTRUMENTS INC

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,626 Ending reported balance After 2026-05-13 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-13 · Exercise / conversion · Acquired 4,306 · Balance 41,932

Row 2 · 2026-05-13 · Exercise / conversion · Acquired 4,532 · Balance 46,464

Row 3 · 2026-05-13 · Sale · Disposed 8,393 · Balance 38,071

F1: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $305.91 to $306.89. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

Row 4 · 2026-05-13 · Sale · Disposed 445 · Balance 37,626

F2: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $306.94 to $307.24. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.15 · Expires 2028-01-25Direct0 Reported balance After 2026-05-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-13 · Exercise / conversion · Disposed 4,306 · Balance 0

F3: The option became exercisable in four equal annual installments beginning on January 25, 2019.

NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.41 · Expires 2029-01-25Direct0 Reported balance After 2026-05-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-13 · Exercise / conversion · Disposed 4,532 · Balance 0

F4: The option became exercisable in four equal annual installments beginning on January 25, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $305.91 to $306.89. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

F2: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $306.94 to $307.24. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

F3: The option became exercisable in four equal annual installments beginning on January 25, 2019.

F4: The option became exercisable in four equal annual installments beginning on January 25, 2020.

electroCore, Inc.

Report date June 07, 2019 · Filed June 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-06-08Direct66,964 Reported balance After 2019-06-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-07 · Grant · Acquired 66,964 · Balance 66,964

F1: The Deferred Stock Units vest upon the close of business on the day before the next annual meeting of stockholders following the date hereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units vest upon the close of business on the day before the next annual meeting of stockholders following the date hereof.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARRAY BIOPHARMA INC

Report date July 30, 2019 · Filed July 30, 2019

Section 16 reporting ended · disclosed 2019-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-07-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-07-30 · Disposition to issuer · Disposed 8,000 · Balance 10,000

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

Row 2 · 2019-07-30 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2028-08-09Direct0 Reported balance After 2019-07-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-30 · Disposition to issuer · Disposed 25,000 · Balance 0

F5: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F4: The option provided for vesting in four equal annual installments beginning on August 9, 2019.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.55 · Expires 2028-10-25Direct0 Reported balance After 2019-07-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-30 · Disposition to issuer · Disposed 25,000 · Balance 0

F5: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F4: The option provided for vesting in four equal annual installments beginning on August 9, 2019.

F6: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: On June 14, 2019, Array BioPharma Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Pfizer Inc. ("Pfizer") and Arlington Acquisition Sub Inc., a wholly owned subsidiary of Pfizer ("Purchaser"). Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person was cancelled and converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F2: On July 30, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of Pfizer. Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $48.00, without interest and subject to any required withholding of taxes.

F3: Represents shares of Company common stock underlying each restricted stock unit (a "Company RSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $48.00 and (ii) the number of shares of Company common stock subject to such Company RSU.

F4: The option provided for vesting in four equal annual installments beginning on August 9, 2019.

F5: Represents shares of Company common stock underlying compensatory options to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $48.00 (each, an "In the Money Option"). Pursuant to the terms of the Merger Agreement, each In the Money Option held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $48.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.

F6: The option provided for vesting in four equal annual installments beginning on October 25, 2019.

CELGENE CORP /DE/

Report date November 20, 2019 · Filed November 22, 2019

Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-20 transaction · row 1
1 source row

Row 1 · 2019-11-20 · Disposition to issuer · Disposed 39,535 · Balance 0

F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one contingent value right ("CVR") issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2021-06-15Direct0 Reported balance After 2019-11-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-11-20 · Disposition to issuer · Disposed 18,600 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.80 · Expires 2022-06-13Direct0 Reported balance After 2019-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-11-20 · Disposition to issuer · Disposed 18,600 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.06 · Expires 2023-06-12Direct0 Reported balance After 2019-11-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-11-20 · Disposition to issuer · Disposed 18,600 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.50 · Expires 2024-07-01Direct0 Reported balance After 2019-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-20 · Disposition to issuer · Disposed 20,700 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $112.16 · Expires 2025-06-17Direct0 Reported balance After 2019-11-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $99.98 · Expires 2026-06-15Direct0 Reported balance After 2019-11-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-20 · Disposition to issuer · Disposed 11,000 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $121.04 · Expires 2027-06-14Direct0 Reported balance After 2019-11-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-11-20 · Disposition to issuer · Disposed 10,500 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.38 · Expires 2028-06-13Direct0 Reported balance After 2019-11-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-11-20 · Disposition to issuer · Disposed 13,266 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-11-20 · Disposition to issuer · Disposed 900 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-11-20 · Disposition to issuer · Disposed 1,454 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-11-20 · Disposition to issuer · Disposed 4,756 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-11-20 · Disposition to issuer · Disposed 6,200 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-11-20 · Disposition to issuer · Disposed 1,000 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-11-20 · Disposition to issuer · Disposed 1,125 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one contingent value right ("CVR") issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

F2: This option was fully exercisable.

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Merck & Co., Inc.

Report date November 03, 2009 · Filed November 04, 2009

Section 16 reporting ended · disclosed 2009-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2009-11-03 transaction · row 1
1 source row

Row 1 · 2009-11-03 · Disposition to issuer · Disposed 169,534 · Balance 0

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.23 · Expires 2013-05-18Direct0 Reported balance After 2009-11-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2009-11-03 · Disposition to issuer · Disposed 375,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2014-04-30Direct0 Reported balance After 2009-11-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2009-11-03 · Disposition to issuer · Disposed 400,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.70 · Expires 2015-04-24Direct0 Reported balance After 2009-11-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2009-11-03 · Disposition to issuer · Disposed 400,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.85 · Expires 2015-04-30Direct0 Reported balance After 2009-11-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2009-11-03 · Disposition to issuer · Disposed 270,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.91 · Expires 2016-04-30Direct0 Reported balance After 2009-11-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2009-11-03 · Disposition to issuer · Disposed 264,600 · Balance 0

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Phantom Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2009-11-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2009-11-03 · Disposition to issuer · Disposed 66,552.22 · Balance 0

F4: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5: In connection with the Merger, each unit of phantom stock was converted into 0.5767 phantom shares of Merck & Co., Inc. common stock and $10.50 in cash. The cash value of the phantom stock units will be paid to the reporting person in accordance with the reporting person's distribution election under the Issuer's nonqualified deferred compensation plan.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

F2: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

F3: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F4: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5: In connection with the Merger, each unit of phantom stock was converted into 0.5767 phantom shares of Merck & Co., Inc. common stock and $10.50 in cash. The cash value of the phantom stock units will be paid to the reporting person in accordance with the reporting person's distribution election under the Issuer's nonqualified deferred compensation plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2026 Filed May 18, 2026 17:39 UTC Solventum Corp SOLV · Entity 1645 GrantRestricted Stock Units · Derivative 4,848 $0.00 $0.00
Disclosure

SEC source: 0001110753-26-000006 · wk-form4_1779140353.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,848

Underlying: Common Stock · 4,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

F2 · derivative.expiration_date: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:49 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionNQ Stock Option (Right to Buy) · Derivative 4,532 $0.00 Strike: $104.41 $0.00
Disclosure

SEC source: 0000097476-26-000137 · wk-form4_1778798964.xml · derivative · entry 6

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,532 shares

Expires 2029-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in four equal annual installments beginning on January 25, 2020.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:49 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionNQ Stock Option (Right to Buy) · Derivative 4,306 $0.00 Strike: $110.15 $0.00
Disclosure

SEC source: 0000097476-26-000137 · wk-form4_1778798964.xml · derivative · entry 5

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,306 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in four equal annual installments beginning on January 25, 2019.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:49 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 SaleCommon Stock 445 $307.04 $136,634.27
Disclosure

SEC source: 0000097476-26-000137 · wk-form4_1778798964.xml · nonDerivative · entry 4

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,626

F2 · price: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $306.94 to $307.24. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:49 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 SaleCommon Stock 8,393 $306.37 $2,571,394.46
Disclosure

SEC source: 0000097476-26-000137 · wk-form4_1778798964.xml · nonDerivative · entry 3

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,071

F1 · price: The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $305.91 to $306.89. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:49 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionCommon Stock 4,532 $104.41 $473,186.12
Disclosure

SEC source: 0000097476-26-000137 · wk-form4_1778798964.xml · nonDerivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:49 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionCommon Stock 4,306 $110.15 $474,305.90
Disclosure

SEC source: 0000097476-26-000137 · wk-form4_1778798964.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2026 Filed May 1, 2026 20:26 UTC Solventum Corp SOLV · Entity 1645 Exercise / conversionRestricted Stock Units · Derivative 4,916 $0.00 $0.00
Disclosure

SEC source: 0001110753-26-000004 · wk-form4_1777667174.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,916 shares

Expires 2035-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs are fully vested.

Read SEC document
April 30, 2026 Filed May 1, 2026 20:26 UTC Solventum Corp SOLV · Entity 1645 Exercise / conversionCommon Stock 4,916 $0.00 $0.00
Disclosure

SEC source: 0001110753-26-000004 · wk-form4_1777667174.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2026 Filed Mar 30, 2026 23:44 UTC Solventum Corp SOLV · Entity 1645 Exercise / conversionRestricted Stock Units · Derivative 6,336 $0.00 $0.00
Disclosure

SEC source: 0001110753-26-000002 · wk-form4_1774914270.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,336 shares

Expires 2034-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs are fully vested.

Read SEC document
March 27, 2026 Filed Mar 30, 2026 23:44 UTC Solventum Corp SOLV · Entity 1645 Exercise / conversionCommon Stock 6,336 $0.00 $0.00
Disclosure

SEC source: 0001110753-26-000002 · wk-form4_1774914270.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:24 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (Right to Buy) · Derivative 1,860 $0.00 Strike: $218.97 $0.00
Disclosure

SEC source: 0000097476-26-000044 · wk-form4_1770067446.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,860

Underlying: Common Stock · 1,860 shares

Expires 2036-01-29

F2 · derivative.exercise_date: The stock option becomes exercisable in four equal installments beginning on January 29, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:24 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0000097476-26-000044 · wk-form4_1770067446.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,626

F1 · shares: Award of restricted stock units granted under the Texas Instruments 2018 Director Compensation Plan.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 21:05 UTC Organon & Co. OGN · Entity 4115 PurchaseCommon Stock 65,400 $7.67 $501,755.34
Disclosure

SEC source: 0001628280-25-052004 · wk-form4_1763067905.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 77,869

F1 · price: The price reported is a weighted average price of $7.6721. These shares were purchased in multiple transactions at prices ranging from $7.6630 to $7.6899, inclusive. The reporting person undertakes to provide to Organon & Co. ("Organon"), any security holder of Organon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:17 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 23,904.382 $10.04 $240,000.00
Disclosure

SEC source: 0001821825-25-000041 · wk-form4_1750108628.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,029.769

Underlying: Common Stock · 23,904.382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock units acquired in dividend reinvestment transactions on June 13, 2024, September 12, 2024, December 12, 2024, March 13, 2025 and June 12, 2025.

Read SEC document
May 14, 2025 Filed May 15, 2025 20:09 UTC Organon & Co. OGN · Entity 4115 PurchaseCommon Stock 12,469 $8.07 $100,591.16
Disclosure

SEC source: 0001821825-25-000037 · wk-form4_1747339741.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,469

F1 · price: The price reported is a weighted average price (which was $8.06727998, rounded due to character limitations in the price field). These shares were purchased in multiple transactions at prices ranging from $8.059 to $8.07, inclusive. The reporting person undertakes to provide to Organon & Co. ("Organon"), any security holder of Organon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:23 UTC Solventum Corp SOLV · Entity 1645 Exercise / conversionRestricted Stock Units · Derivative 5,148 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-025969 · wk-form4_1747340612.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,148 shares

Expires 2034-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs fully vested on May 13, 2025.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:23 UTC Solventum Corp SOLV · Entity 1645 Exercise / conversionCommon Stock 5,148 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-025969 · wk-form4_1747340612.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:34 UTC Solventum Corp SOLV · Entity 1645 GrantRestricted Stock Units · Derivative 4,916 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-021885 · wk-form4_1746218073.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,916

Underlying: Common Stock · 4,916 shares

Expires 2035-04-30

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on April 30, 2026, subject to continued service through the vesting date.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:43 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (Right to Buy) · Derivative 2,551 $0.00 Strike: $187.03 $0.00
Disclosure

SEC source: 0001127602-25-002263 · form4.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,551

Underlying: Common Stock · 2,551 shares

Expires 2035-01-27

F2 · derivative.exercise_date: The stock option becomes exercisable in four equal installments beginning on January 27, 2026.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:43 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantCommon Stock 614 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-002263 · form4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,101

F1 · shares: Award of restricted stock units granted under the Texas Instruments 2018 Director Compensation Plan.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:19 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0001453687-25-000016 · wk-form4_1736198350.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2035-01-01

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:19 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001453687-25-000016 · wk-form4_1736198350.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,629

F1 · acquired: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in full on January 2, 2026.

F2 · balance_after: On April 4, 2024, the issuer effected a 1-for-30 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:17 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 9,638.554 $20.75 $200,000.00
Disclosure

SEC source: 0001821825-24-000076 · wk-form4_1718133431.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,059.859

Underlying: Common Stock · 9,638.554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on June 15, 2023, September 14, 2023, December 14, 2023 and March 14, 2024.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:52 UTC Solventum Corp SOLV · Entity 1645 GrantRestricted Stock Units · Derivative 6,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015491 · form4.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,484

Underlying: Common Stock · 6,336 shares

Expires 2034-05-13

F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs shall fully vest on March 27, 2026, subject to continued service through the vesting date.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:52 UTC Solventum Corp SOLV · Entity 1645 GrantRestricted Stock Units · Derivative 5,148 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015491 · form4.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,148

Underlying: Common Stock · 5,148 shares

Expires 2034-05-13

F1 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on May 13, 2025, subject to continued service through the vesting date.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:37 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (Right to Buy) · Derivative 3,066 $0.00 Strike: $167.42 $0.00
Disclosure

SEC source: 0001127602-24-002436 · form4.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,066

Underlying: Common Stock · 3,066 shares

Expires 2034-01-25

F2 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments beginning on January 25, 2025.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:37 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantCommon Stock 686 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002436 · form4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,487

F1 · shares: Award of restricted stock units granted under the Texas Instruments 2018 Director Compensation Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:05 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 GrantStock Option (Right to Buy) · Derivative 248,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001453687-24-000019 · wk-form4_1704405888.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,000

Underlying: Common Stock · 248,000 shares

Expires 2034-01-01

F2 · derivative.exercise_date: This award will vest in 36 equal monthly installments, so that it shall be fully vested on January 2, 2027.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:05 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 GrantCommon Stock 178,000 $0.00 $0.00
Disclosure

SEC source: 0001453687-24-000019 · wk-form4_1704405888.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,881

F1 · kind: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in three equal annual installments so that the underlying shares will be fully vested on January 2, 2027.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:14 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 Disposition to issuerStock Option (Right to Buy) · Derivative 107,500 $0.93 Strike: $1.13 $99,975.00
Disclosure

SEC source: 0001453687-23-000081 · wk-form4_1700086481.xml · derivative · entry 5

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,500 shares

Expires 2033-01-01

F5 · derivative.exercise_date: This option, which provided for vesting in full on January 2, 2024, was canceled in the Merger in exchange for a cash payment of $99,975, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 22:14 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 Disposition to issuerStock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $3.31 Not disclosed
Disclosure

SEC source: 0001453687-23-000081 · wk-form4_1700086481.xml · derivative · entry 4

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2032-01-02

F4 · price: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

F4 · derivative.exercise_date: This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger.

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November 13, 2023 Filed Nov 15, 2023 22:14 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 Disposition to issuerStock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $4.01 Not disclosed
Disclosure

SEC source: 0001453687-23-000081 · wk-form4_1700086481.xml · derivative · entry 3

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2031-03-29

F3 · price: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

F3 · derivative.exercise_date: This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger.

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November 13, 2023 Filed Nov 15, 2023 22:14 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 Disposition to issuerStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001453687-23-000081 · wk-form4_1700086481.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2030-06-18

F2 · price: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

F2 · derivative.exercise_date: This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger.

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November 13, 2023 Filed Nov 15, 2023 22:14 UTC Cartesian Therapeutics, Inc. RNAC · Entity 6015 Disposition to issuerStock Option (Right to Buy) · Derivative 20,000 $0.74 Strike: $1.32 $14,800.00
Disclosure

SEC source: 0001453687-23-000081 · wk-form4_1700086481.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2029-11-19

F1 · derivative.exercise_date: This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on November 20, 2019, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc. in exchange for a cash payment of $14,800, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger.

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July 31, 2023 Filed Aug 3, 2023 17:06 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionNQ Stock Option (Right to Buy) · Derivative 6,065 $0.00 Strike: $79.26 $0.00
Disclosure

SEC source: 0001127602-23-021922 · form4.xml · derivative · entry 5

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,065 shares

Expires 2027-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in four equal annual installments beginning on January 26, 2018.

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July 31, 2023 Filed Aug 3, 2023 17:06 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionNQ Stock Option (Right to Buy) · Derivative 9,990 $0.00 Strike: $52.93 $0.00
Disclosure

SEC source: 0001127602-23-021922 · form4.xml · derivative · entry 4

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,990 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in four equal annual installments beginning on January 29, 2017.

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July 31, 2023 Filed Aug 3, 2023 17:06 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 SaleCommon Stock 16,055 $180.04 $2,890,542.20
Disclosure

SEC source: 0001127602-23-021922 · form4.xml · nonDerivative · entry 3

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,801

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July 31, 2023 Filed Aug 3, 2023 17:06 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionCommon Stock 6,065 $79.26 $480,711.90
Disclosure

SEC source: 0001127602-23-021922 · form4.xml · nonDerivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 17:06 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 Exercise / conversionCommon Stock 9,990 $52.93 $528,770.70
Disclosure

SEC source: 0001127602-23-021922 · form4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:46 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 10,086 $19.83 $200,005.38
Disclosure

SEC source: 0001209191-23-036752 · doc4.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,232

Underlying: Common Stock · 10,086 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on June 16, 2022, September 15, 2022, December 15, 2022 and March 16, 2023.

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January 26, 2023 Filed Jan 30, 2023 21:55 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (Right to Buy) · Derivative 2,159 $0.00 Strike: $174.10 $0.00
Disclosure

SEC source: 0001127602-23-002679 · form4.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159

Underlying: Common Stock · 2,159 shares

Expires 2033-01-26

F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 26, 2024.

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January 26, 2023 Filed Jan 30, 2023 21:55 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantCommon Stock 574 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002679 · form4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,801

F1 · shares: Award of restricted stock units granted under the Texas Instruments 2018 Director Compensation Plan.

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January 02, 2023 Filed Jan 4, 2023 22:03 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 107,500 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001453687-23-000021 · wf-form4_167286975633037.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

Underlying: Common Stock · 107,500 shares

Expires 2033-01-01

F1 · derivative.exercise_date: The shares of Common Stock underlying this award will vest in full on January 2, 2024.

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November 09, 2022 Filed Nov 10, 2022 21:25 UTC CARDINAL HEALTH INC CAH · Entity 3014 GrantCommon Shares 2,308 $0.00 $0.00
Disclosure

SEC source: 0000721371-22-000156 · wf-form4_166811550524579.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,631

F1 · shares: Grant of restricted share units that will vest on November 9, 2023, except if the 2023 Annual Meeting of Shareholders is prior to November 9, 2023, then the restricted share units will vest on the date of the 2023 Annual Meeting of Shareholders.

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June 13, 2022 Filed Jun 15, 2022 20:16 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 PurchaseCommon Stock 130,000 $1.15 $149,799.00
Disclosure

SEC source: 0001453687-22-000104 · wf-form4_165532415494758.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,881

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $1.13 to $1.17. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 10, 2022 Filed Jun 14, 2022 23:31 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 5,640 $35.46 $199,994.40
Disclosure

SEC source: 0001104659-22-071133 · tm2218336-1_4seq1.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,187

Underlying: Common Stock · 5,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on September 13, 2021, December 16, 2021 and March 17, 2022.

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January 27, 2022 Filed Jan 31, 2022 22:29 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantNQ Stock Option (Right to Buy) · Derivative 2,512 $0.00 Strike: $174.81 $0.00
Disclosure

SEC source: 0001127602-22-002570 · form4.xml · derivative · entry 2

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

Underlying: Common Stock · 2,512 shares

Expires 2032-01-27

F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 27, 2023.

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January 27, 2022 Filed Jan 31, 2022 22:29 UTC TEXAS INSTRUMENTS INC TXN · Entity 2834 GrantCommon Stock 572 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002570 · form4.xml · nonDerivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,227

F1 · shares: Award of restricted stock units granted under the Texas Instruments 2018 Director Compensation Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:32 UTC Cartesian Therapeutics, Inc. SELB · Entity 6015 GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $3.31 $0.00
Disclosure

SEC source: 0001453687-22-000017 · wf-form4_164141832752094.xml · derivative · entry 1

COX CARRIE SMITH · CIK 0001110753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-01-02

F1 · derivative.exercise_date: The shares of Common Stock underlying this award will vest in full on January 3, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.