Tapewire

NYSE · USD

ECL

ECOLAB INC.

Export transactions ↓
Tapewire entity
2954
SEC CIK
0000031462
Parsed reports
1,260

Last 12 months

Inside the activity.

7 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202621
Jun 202621
Jul 202601
Aug 202602
Sep 202620
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2017 Filed Sep 15, 2017 20:56 UTC
HANDLEY THOMAS WPresident and COO
SaleCommon Stock 7,397 $130.63 $966,233.13
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 6

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,841.664

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.60 to $130.671, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.

F2 · balance_after: The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 23, 2017, the 2016 GRAT distributed 35,455 shares of Ecolab Inc. common stock out of the 75,566.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC
HANDLEY THOMAS WPresident and COO
GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 4

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child #2 trust

Disclosed balance after: 3,276

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC
HANDLEY THOMAS WPresident and COO
GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 3

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2015 GRAT

Disclosed balance after: 0

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC
HANDLEY THOMAS WPresident and COO
GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child #1 trust

Disclosed balance after: 3,276

Read SEC document
August 23, 2017 Filed Sep 15, 2017 20:56 UTC
HANDLEY THOMAS WPresident and COO
GiftCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-012331 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2015 GRAT

Disclosed balance after: 2,559

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.

Read SEC document
August 10, 2017 Filed Dec 7, 2017 23:25 UTC
Hickey Michael AEVP & Pres. Global Inst.
GiftCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015099 · edgar.xml · nonDerivative · entry 1

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,261.53

Read SEC document
August 09, 2017 Filed Dec 6, 2017 22:06 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
GiftCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015037 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,548

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:29 UTC PurchaseCommon Stock 75,500 $132.57 $10,009,125.60
Disclosure

SEC source: 0001225208-17-013341 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 28,495,893

F1 · price: This transaction was executed in multiple trades at prices ranging from $132.2400 to $132.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: For purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Act"), Mr. Gates, as the sole member of Cascade Investment, L.L.C. ("Cascade"), and co-trustee of Bill & Melinda Gates Foundation Trust (the "Trust"), may be deemed to beneficially own more than 10% of the common stock of the Issuer. Mr. Gates has no pecuniary interest in the shares held by the Trust. Neither the filing of this Form 4 nor any of its contents shall be deemed an admission that Mr. Gates and any other person or persons constitute a "group" under Section 13(d) and Mr. Gates expressly disclaims membership in a group.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:29 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010071 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,495.6

F1 · balance_after: Includes 26.57 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:27 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010069 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722.52

F1 · balance_after: Includes 6.89 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:25 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010066 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,800.13

F1 · balance_after: Includes 48.41 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:23 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010064 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010.96

F1 · balance_after: Includes 4.79 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:21 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010062 · edgar.xml · nonDerivative · entry 3

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317.63

F2 · balance_after: Includes 2.74 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:20 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010059 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336.75

F1 · balance_after: Includes 11.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:17 UTC GrantCommon Stock 198.08 $132.52 $26,249.56
Disclosure

SEC source: 0001179110-17-010055 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100.04

F1 · balance_after: Includes 42.19 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:17 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010055 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,859.77

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:13 UTC GrantCommon Stock 215.79 $132.52 $28,596.49
Disclosure

SEC source: 0001179110-17-010047 · edgar.xml · nonDerivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784.64

F1 · balance_after: Includes 8.76 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:13 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010047 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560.09

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:09 UTC GrantCommon Stock 102.57 $132.52 $13,592.58
Disclosure

SEC source: 0001179110-17-010038 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,494.08

F1 · balance_after: Includes 14.42 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:09 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010038 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377.09

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:07 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010036 · edgar.xml · nonDerivative · entry 1

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,691.28

F1 · balance_after: Includes 7.37 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:05 UTC GrantCommon Stock 226.38 $132.52 $29,999.88
Disclosure

SEC source: 0001179110-17-010031 · edgar.xml · nonDerivative · entry 3

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,314.5

F1 · balance_after: Includes 97.62 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:05 UTC GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010031 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,990.5

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:02 UTC
BECK BARBARADirector
GrantCommon Stock 226.38 $132.52 $29,999.88
Disclosure

SEC source: 0001179110-17-010028 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,258.63

F1 · balance_after: Includes 60.18 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:02 UTC
BECK BARBARADirector
GrantCommon Stock 188.65 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010028 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,972.07

Read SEC document
June 30, 2017 Filed Jul 7, 2017 20:36 UTC Amendment GrantCommon Stock 246.15 $132.52 $32,619.80
Disclosure

SEC source: 0001179110-17-010221 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,815

F1 · shares: This amendment is being filed to correct the number of shares acquired by the reporting person from the 215.79 shares reported on his original Form 4 filed on July 5, 2017 to the 246.15 shares reported above and to make a corresponding correction to his end of period holdings from 3,784.64 shares to 3,815 shares.

F1 · balance_after: This amendment is being filed to correct the number of shares acquired by the reporting person from the 215.79 shares reported on his original Form 4 filed on July 5, 2017 to the 246.15 shares reported above and to make a corresponding correction to his end of period holdings from 3,784.64 shares to 3,815 shares.

F2 · balance_after: Includes 8.76 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
June 27, 2017 Filed Jul 5, 2017 22:21 UTC GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010062 · edgar.xml · nonDerivative · entry 2

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kathleen MacLennan Trust u/a dated 11/02/2002

Disclosed balance after: 1,550

F1 · shares: On June 27, 2017, 750 shares of Ecolab common stock that were previously reported as being held by the David W. MacLennan 2015 GRAT were distributed by the GRAT to the reporting person in the form of an annuity payment and were then gifted on June 27, 2017 by the reporting person to the Kathleen MacLennan Revocable Trust u/a dated 11/07/2002.

Read SEC document
June 27, 2017 Filed Jul 5, 2017 22:21 UTC GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010062 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126.24

F1 · shares: On June 27, 2017, 750 shares of Ecolab common stock that were previously reported as being held by the David W. MacLennan 2015 GRAT were distributed by the GRAT to the reporting person in the form of an annuity payment and were then gifted on June 27, 2017 by the reporting person to the Kathleen MacLennan Revocable Trust u/a dated 11/07/2002.

F1 · balance_after: On June 27, 2017, 750 shares of Ecolab common stock that were previously reported as being held by the David W. MacLennan 2015 GRAT were distributed by the GRAT to the reporting person in the form of an annuity payment and were then gifted on June 27, 2017 by the reporting person to the Kathleen MacLennan Revocable Trust u/a dated 11/07/2002.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:02 UTC
Taylor Stephen MEVP and Pres. - Nalco Champion
SaleCommon Stock 23,151 $133.06 $3,080,448.91
Disclosure

SEC source: 0001179110-17-008995 · edgar.xml · nonDerivative · entry 1

Taylor Stephen M · CIK 0001402034 · EVP and Pres. - Nalco Champion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,466

F1 · price: This transaction was executed in multiple trades at prices ranging from $133.00 to $133.28, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 20:45 UTC
LAVANDIER BRUNOSVP & Corporate Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-17-008770 · edgar.xml · derivative · entry 3

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 20:45 UTC
LAVANDIER BRUNOSVP & Corporate Controller
SaleCommon Stock 1,000 $133.52 $133,522.00
Disclosure

SEC source: 0001179110-17-008770 · edgar.xml · nonDerivative · entry 2

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,922

Read SEC document
June 06, 2017 Filed Jun 8, 2017 20:45 UTC
LAVANDIER BRUNOSVP & Corporate Controller
Exercise / conversionCommon Stock 1,000 $55.60 $55,595.00
Disclosure

SEC source: 0001179110-17-008770 · edgar.xml · nonDerivative · entry 1

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:41 UTC
McCormick Michael C.Ex.VP, GC & Asst. Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,700 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-17-008667 · edgar.xml · derivative · entry 3

McCormick Michael C. · CIK 0001699917 · Ex.VP, GC & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:41 UTC
McCormick Michael C.Ex.VP, GC & Asst. Secretary
Tax withholdingCommon Stock 5,810 $133.83 $777,552.30
Disclosure

SEC source: 0001179110-17-008667 · edgar.xml · nonDerivative · entry 2

McCormick Michael C. · CIK 0001699917 · Ex.VP, GC & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,379.162

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:41 UTC
McCormick Michael C.Ex.VP, GC & Asst. Secretary
Exercise / conversionCommon Stock 8,700 $48.06 $418,078.50
Disclosure

SEC source: 0001179110-17-008667 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · Ex.VP, GC & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,189.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:18 UTC
Hickey Michael AEVP & Pres. Global Inst.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,700 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-17-008358 · edgar.xml · derivative · entry 4

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,700 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:18 UTC
Hickey Michael AEVP & Pres. Global Inst.
SaleCommon Stock 13,700 $131.30 $1,798,741.50
Disclosure

SEC source: 0001179110-17-008358 · edgar.xml · nonDerivative · entry 2

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,641.53

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.20 to $131.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:18 UTC
Hickey Michael AEVP & Pres. Global Inst.
Exercise / conversionCommon Stock 13,700 $45.67 $625,610.50
Disclosure

SEC source: 0001179110-17-008358 · edgar.xml · nonDerivative · entry 1

Hickey Michael A · CIK 0001343364 · EVP & Pres. Global Inst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,341.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total includes 11.433 shares acquired on April 20, 2017 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.

Read SEC document
May 19, 2017 Filed May 19, 2017 20:32 UTC
Beck ChristopheEVP & Pres-Global Nalco Water
SaleCommon Stock 6,959 $127.11 $884,565.45
Disclosure

SEC source: 0001179110-17-007619 · edgar.xml · nonDerivative · entry 3

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Nalco Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,419

F2 · price: This transaction was executed in multiple trades at prices ranging from $127.1101 to $127.111, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:32 UTC
Beck ChristopheEVP & Pres-Global Nalco Water
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-17-007619 · edgar.xml · derivative · entry 5

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Nalco Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 21,000 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:32 UTC
Beck ChristopheEVP & Pres-Global Nalco Water
Tax withholdingCommon Stock 14,041 $126.70 $1,778,994.70
Disclosure

SEC source: 0001179110-17-007619 · edgar.xml · nonDerivative · entry 2

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Nalco Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,378

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:32 UTC
Beck ChristopheEVP & Pres-Global Nalco Water
Exercise / conversionCommon Stock 21,000 $45.67 $958,965.00
Disclosure

SEC source: 0001179110-17-007619 · edgar.xml · nonDerivative · entry 1

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Nalco Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:55 UTC
HANDLEY THOMAS WPresident and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,400 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-17-006991 · edgar.xml · derivative · entry 8

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,400 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:55 UTC
HANDLEY THOMAS WPresident and COO
Tax withholdingCommon Stock 21,003 $126.56 $2,658,034.67
Disclosure

SEC source: 0001179110-17-006991 · edgar.xml · nonDerivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,226.664

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
May 08, 2017 Filed May 10, 2017 20:55 UTC
HANDLEY THOMAS WPresident and COO
Exercise / conversionCommon Stock 31,400 $45.67 $1,433,881.00
Disclosure

SEC source: 0001179110-17-006991 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,229.664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed Jul 5, 2017 22:05 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010031 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,801.85

F1 · balance_after: Includes 97.62 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
May 05, 2017 Filed May 5, 2017 20:46 UTC PurchaseCommon Stock 5,000 $126.33 $631,655.00
Disclosure

SEC source: 0001179110-17-006674 · edgar.xml · nonDerivative · entry 1

Casale Carl M · CIK 0001126218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,495.26

Read SEC document
May 04, 2017 Filed May 5, 2017 21:05 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $125.67 $0.00
Disclosure

SEC source: 0001179110-17-006709 · edgar.xml · derivative · entry 2

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2017 Filed May 5, 2017 21:01 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $125.67 $0.00
Disclosure

SEC source: 0001179110-17-006707 · edgar.xml · derivative · entry 2

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:59 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $125.67 $0.00
Disclosure

SEC source: 0001179110-17-006703 · edgar.xml · derivative · entry 2

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.