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Nasdaq · USD

DXLG

DESTINATION XL GROUP, INC.

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7402
SEC CIK
0000813298
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803

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2017 Filed Apr 5, 2017 12:43 UTC
Schmitz Peter E.SVP, Chief RE Officer
GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000046 · edgar.xml · derivative · entry 1

Schmitz Peter E. · CIK 0001436233 · SVP, Chief RE Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:21 UTC
Chan AngelaSVP, Chief Sourcing Officer
GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000051 · edgar.xml · derivative · entry 1

Chan Angela · CIK 0001518949 · SVP, Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:44 UTC
Sprague Walter ESVP, Human Resources
GrantRestricted Stock Units · Derivative 31,929 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000047 · edgar.xml · derivative · entry 1

Sprague Walter E · CIK 0001398093 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,929

Underlying: Common Stock · 31,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:42 UTC
Reaves BrianSVP Stores Sales & Operations
GrantRestricted Stock Units · Derivative 36,842 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000045 · edgar.xml · derivative · entry 1

Reaves Brian · CIK 0001492263 · SVP Stores Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,842

Underlying: Common Stock · 36,842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:40 UTC
Molloy Robert SSVP,General Counsel, Secretary
GrantRestricted Stock Units · Derivative 41,140 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000044 · edgar.xml · derivative · entry 1

Molloy Robert S · CIK 0001431242 · SVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,140

Underlying: Common Stock · 41,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:39 UTC
Luttrell MarySVP of Marketing
GrantRestricted Stock Units · Derivative 27,631 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000043 · edgar.xml · derivative · entry 1

Luttrell Mary · CIK 0001695790 · SVP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,631

Underlying: Common Stock · 27,631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:38 UTC
LEVIN DAVID ADirector · President, CEO
GrantRestricted Stock Units · Derivative 142,315 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000042 · edgar.xml · derivative · entry 1

LEVIN DAVID A · CIK 0001217798 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,315

Underlying: Common Stock · 142,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:36 UTC
Laher Sahal SSVPChief Digital & InfoOfficer
GrantRestricted Stock Units · Derivative 52,192 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000041 · edgar.xml · derivative · entry 1

Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,192

Underlying: Common Stock · 52,192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:35 UTC
Ederle KennethSVP,Chief MerchandisingOfficer
GrantRestricted Stock Units · Derivative 47,894 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000040 · edgar.xml · derivative · entry 1

Ederle Kenneth · CIK 0001451180 · SVP,Chief MerchandisingOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,894

Underlying: Common Stock · 47,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:34 UTC
Cooney John FChief Accounting Officer
GrantRestricted Stock Units · Derivative 9,210 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000039 · edgar.xml · derivative · entry 1

Cooney John F · CIK 0001643413 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,210

Underlying: Common Stock · 9,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:32 UTC
Chane Francis CSVP Distribution & Logistics
GrantRestricted Stock Units · Derivative 30,087 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000038 · edgar.xml · derivative · entry 1

Chane Francis C · CIK 0001437218 · SVP Distribution & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,087

Underlying: Common Stock · 30,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock.

F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:54 UTC OtherCommon Stock, $0.01 par value 535 $2.80 $1,498.00
Disclosure

SEC source: 0000813298-17-000036 · edgar.xml · nonDerivative · entry 1

Presser Mitchell · CIK 0001397393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,531

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:53 UTC OtherCommon Stock, $0.01 par value 535 $2.80 $1,498.00
Disclosure

SEC source: 0000813298-17-000035 · edgar.xml · nonDerivative · entry 1

Mooney Ward K · CIK 0001369205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,160

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:52 UTC
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
GrantDeferred Stock · Derivative 1,339 $2.80 Strike: $2.80 $3,749.20
Disclosure

SEC source: 0000813298-17-000034 · edgar.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 1,339 shares

Expires not disclosed

F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended).

F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan (as amended).

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:51 UTC
KYEES JOHN EDirector
GrantDeferred Stock · Derivative 133 $2.80 Strike: $2.80 $372.40
Disclosure

SEC source: 0000813298-17-000033 · edgar.xml · derivative · entry 1

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

F2 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the expiration of the 3-year deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended).

F3 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended).

Read SEC document
March 27, 2017 Filed Mar 27, 2017 20:10 UTC
Chan AngelaSVP, Chief Sourcing Officer
PurchaseCommon Stock, $0.01 par value 600 $2.50 $1,500.00
Disclosure

SEC source: 0000813298-17-000032 · edgar.xml · nonDerivative · entry 1

Chan Angela · CIK 0001518949 · SVP, Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,013

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:25 UTC
Cooney John FChief Accounting Officer
GrantCommon Stock, $0.01 par value 7,069 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000022 · edgar.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,746

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:51 UTC
Chan AngelaSVP, Chief Sourcing Officer
GrantCommon Stock, $0.01 par value 18,078 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000031 · edgar.xml · nonDerivative · entry 2

Chan Angela · CIK 0001518949 · SVP, Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,413

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:31 UTC
Stratton Peter H Jr.SVP, CFO, Treasurer
GrantCommon Stock, $0.01 par value 14,758 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000030 · edgar.xml · nonDerivative · entry 2

Stratton Peter H Jr. · CIK 0001470555 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,341

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:31 UTC
Sprague Walter ESVP, Human Resources
GrantCommon Stock, $0.01 par value 18,447 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000029 · edgar.xml · nonDerivative · entry 2

Sprague Walter E · CIK 0001398093 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,660

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:30 UTC
Schmitz Peter E.SVP, Chief RE Officer
GrantCommon Stock, $0.01 par value 20,292 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000028 · edgar.xml · nonDerivative · entry 2

Schmitz Peter E. · CIK 0001436233 · SVP, Chief RE Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,162

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:30 UTC
Reaves BrianSVP Stores Sales & Operations
GrantCommon Stock, $0.01 par value 20,292 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000027 · edgar.xml · nonDerivative · entry 2

Reaves Brian · CIK 0001492263 · SVP Stores Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,549

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:29 UTC
Luttrell MarySVP of Marketing
GrantCommon Stock, $0.01 par value 9,023 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000026 · edgar.xml · nonDerivative · entry 2

Luttrell Mary · CIK 0001695790 · SVP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,936

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:27 UTC
Molloy Robert SSVP,General Counsel, Secretary
GrantCommon Stock, $0.01 par value 23,982 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000025 · edgar.xml · nonDerivative · entry 2

Molloy Robert S · CIK 0001431242 · SVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,750

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:27 UTC
LEVIN DAVID ADirector · President, CEO
GrantCommon Stock, $0.01 par value 85,514 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000024 · edgar.xml · nonDerivative · entry 2

LEVIN DAVID A · CIK 0001217798 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143,549

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:26 UTC
Ederle KennethSVP,Chief MerchandisingOfficer
GrantCommon Stock, $0.01 par value 23,982 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000023 · edgar.xml · nonDerivative · entry 2

Ederle Kenneth · CIK 0001451180 · SVP,Chief MerchandisingOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,705

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 17:25 UTC
Chane Francis CSVP Distribution & Logistics
GrantCommon Stock, $0.01 par value 16,972 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000021 · edgar.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVP Distribution & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,253

F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:25 UTC
Cooney John FChief Accounting Officer
Disposition to issuerCommon Stock, $0.01 par value 12,677 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000022 · edgar.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:51 UTC
Chan AngelaSVP, Chief Sourcing Officer
Disposition to issuerCommon Stock, $0.01 par value 34,027 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000031 · edgar.xml · nonDerivative · entry 1

Chan Angela · CIK 0001518949 · SVP, Chief Sourcing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,335

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:31 UTC
Stratton Peter H Jr.SVP, CFO, Treasurer
Disposition to issuerCommon Stock, $0.01 par value 27,777 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000030 · edgar.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,583

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:31 UTC
Sprague Walter ESVP, Human Resources
Disposition to issuerCommon Stock, $0.01 par value 34,722 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000029 · edgar.xml · nonDerivative · entry 1

Sprague Walter E · CIK 0001398093 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,213

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:30 UTC
Schmitz Peter E.SVP, Chief RE Officer
Disposition to issuerCommon Stock, $0.01 par value 38,194 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000028 · edgar.xml · nonDerivative · entry 1

Schmitz Peter E. · CIK 0001436233 · SVP, Chief RE Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,870

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:30 UTC
Reaves BrianSVP Stores Sales & Operations
Disposition to issuerCommon Stock, $0.01 par value 38,194 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000027 · edgar.xml · nonDerivative · entry 1

Reaves Brian · CIK 0001492263 · SVP Stores Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,257

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 17:29 UTC
Luttrell MarySVP of Marketing
Disposition to issuerCommon Stock, $0.01 par value 17,032 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000026 · edgar.xml · nonDerivative · entry 1

Luttrell Mary · CIK 0001695790 · SVP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,913

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

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March 17, 2017 Filed Mar 21, 2017 17:27 UTC
Molloy Robert SSVP,General Counsel, Secretary
Disposition to issuerCommon Stock, $0.01 par value 45,138 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000025 · edgar.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · SVP,General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,768

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

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March 17, 2017 Filed Mar 21, 2017 17:27 UTC
LEVIN DAVID ADirector · President, CEO
Disposition to issuerCommon Stock, $0.01 par value 160,952 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000024 · edgar.xml · nonDerivative · entry 1

LEVIN DAVID A · CIK 0001217798 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,035

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

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March 17, 2017 Filed Mar 21, 2017 17:26 UTC
Ederle KennethSVP,Chief MerchandisingOfficer
Disposition to issuerCommon Stock, $0.01 par value 45,138 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000023 · edgar.xml · nonDerivative · entry 1

Ederle Kenneth · CIK 0001451180 · SVP,Chief MerchandisingOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,723

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

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March 17, 2017 Filed Mar 21, 2017 17:25 UTC
Chane Francis CSVP Distribution & Logistics
Disposition to issuerCommon Stock, $0.01 par value 31,944 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000021 · edgar.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVP Distribution & Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,281

F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited.

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February 28, 2017 Filed Mar 2, 2017 20:45 UTC
KYEES JOHN EDirector
GrantDeferred Stock · Derivative 750 $3.00 Strike: $3.00 $2,250.00
Disclosure

SEC source: 0000813298-17-000016 · edgar.xml · derivative · entry 3

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires not disclosed

F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended).

F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended).

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February 28, 2017 Filed Mar 2, 2017 20:45 UTC
KYEES JOHN EDirector
Exercise / conversionDeferred Stock · Derivative 132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000016 · edgar.xml · derivative · entry 2

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 132 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on February 28, 2017, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended).

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February 28, 2017 Filed Mar 2, 2017 20:45 UTC
KYEES JOHN EDirector
Exercise / conversionCommon Stock, $0.01 par value 132 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000016 · edgar.xml · nonDerivative · entry 1

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:47 UTC OtherCommon Stock, $0.01 par value 500 $3.00 $1,500.00
Disclosure

SEC source: 0000813298-17-000018 · edgar.xml · nonDerivative · entry 1

Mooney Ward K · CIK 0001369205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,625

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

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February 28, 2017 Filed Mar 2, 2017 20:48 UTC OtherCommon Stock, $0.01 par value 1,500 $3.00 $4,500.00
Disclosure

SEC source: 0000813298-17-000019 · edgar.xml · nonDerivative · entry 1

Presser Mitchell · CIK 0001397393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,996

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

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February 28, 2017 Filed Mar 2, 2017 20:46 UTC
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
GrantDeferred Stock · Derivative 1,000 $3.00 Strike: $3.00 $3,000.00
Disclosure

SEC source: 0000813298-17-000017 · edgar.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan.

F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan.

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February 03, 2017 Filed Feb 6, 2017 21:20 UTC
KYEES JOHN EDirector
Exercise / conversionDeferred Stock · Derivative 2,439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000015 · edgar.xml · derivative · entry 2

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,439 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on February 3, 2017, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Amended and Restated Non-Employee Director Compensation Plan.

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February 03, 2017 Filed Feb 6, 2017 21:20 UTC
KYEES JOHN EDirector
Exercise / conversionCommon Stock, $0.01 par value 2,439 $0.00 $0.00
Disclosure

SEC source: 0000813298-17-000015 · edgar.xml · nonDerivative · entry 1

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Jan 31, 2017 22:52 UTC OtherCommon Stock, $0.01 par value 211 $3.55 $749.05
Disclosure

SEC source: 0000813298-17-000012 · edgar.xml · nonDerivative · entry 2

Presser Mitchell · CIK 0001397393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,496

F2 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees.

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January 30, 2017 Filed Jan 31, 2017 22:53 UTC
Ross IvyDirector
OtherCommon Stock, $0.01 par value 3,932 $3.25 $12,779.00
Disclosure

SEC source: 0000813298-17-000013 · edgar.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,478

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

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January 30, 2017 Filed Jan 31, 2017 22:52 UTC OtherCommon Stock, $0.01 par value 8,249 $3.25 $26,809.25
Disclosure

SEC source: 0000813298-17-000012 · edgar.xml · nonDerivative · entry 1

Presser Mitchell · CIK 0001397393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,285

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and/or its committees chairperson fees.

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January 30, 2017 Filed Jan 31, 2017 22:51 UTC GrantDeferred Stock · Derivative 3,932 $3.25 Strike: $3.25 $12,779.00
Disclosure

SEC source: 0000813298-17-000011 · edgar.xml · derivative · entry 1

PORTER GEORGE T JR · CIK 0001217801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,932

Underlying: Common Stock · 3,932 shares

Expires not disclosed

F1 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

F2 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan.

F3 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.