Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | SVP, Human Resources | April 01, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DESTINATION XL GROUP, INC.
Report date April 01, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 101,478 |
Reported balance
After 2018-04-01 transaction · row 1
1 source rowRow 1 · 2018-04-01 · Exercise / conversion · Acquired 8,818 · Balance 101,478 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,817 |
Reported balance
After 2018-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-01 · Exercise / conversion · Disposed 8,818 · Balance 8,817 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 17,635 RSUs, vesting in two installments on April 1, 2018 and April 1, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 14,144 |
Reported balance
After 2018-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-02 · Grant · Acquired 14,144 · Balance 14,144 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 17,635 RSUs, vesting in two installments on April 1, 2018 and April 1, 2019.
F3: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 4, 2018 20:38 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Unit · Derivative | 14,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000037 · edgar.xml · derivative · entry 3 Sprague Walter E · CIK 0001398093 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,144 Underlying: Common Stock · 14,144 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 20:38 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Unit · Derivative | 8,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000037 · edgar.xml · derivative · entry 2 Sprague Walter E · CIK 0001398093 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,817 Underlying: Common Stock · 8,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 17,635 RSUs, vesting in two installments on April 1, 2018 and April 1, 2019. F2 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 17,635 RSUs, vesting in two installments on April 1, 2018 and April 1, 2019. F2 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 17,635 RSUs, vesting in two installments on April 1, 2018 and April 1, 2019. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 20:38 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $0.01 par value | 8,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000037 · edgar.xml · nonDerivative · entry 1 Sprague Walter E · CIK 0001398093 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 12:44 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Units · Derivative | 31,929 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-17-000047 · edgar.xml · derivative · entry 1 Sprague Walter E · CIK 0001398093 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,929 Underlying: Common Stock · 31,929 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock. F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020. F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 17:31 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantCommon Stock, $0.01 par value | 18,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-17-000029 · edgar.xml · nonDerivative · entry 2 Sprague Walter E · CIK 0001398093 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,660 F2 · shares: Represents a grant of restricted stock made pursuant to the Destination XL Group, Inc. Wrap-Around Plan. This grant vests on July 28, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 17:31 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Disposition to issuerCommon Stock, $0.01 par value | 34,722 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-17-000029 · edgar.xml · nonDerivative · entry 1 Sprague Walter E · CIK 0001398093 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,213 F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on May 28, 2013 that was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 17, 2017, the Company determined that, based on the Company's performance over the applicable performance period, the securities are forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.