Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | See remarks | September 14, 2021 | September 16, 2021 |
| ENCORE CAPITAL GROUP INCECPG · Entity 1189 | Please refer to Remarks below. | September 01, 2017 | September 06, 2017 |
| Yuma Energy, Inc.YUMA · Entity 181241 | 10% owner | November 07, 2016 | November 08, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DESTINATION XL GROUP, INC.
Report date September 14, 2021 · Filed September 16, 2021
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 3,058,961 |
Reported balance
After 2021-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-14 · Sale · Disposed 5,733,076 · Balance 3,058,961 F1: Represents the $6.10 public offering price less the underwriting discount for shares sold pursuant to an underwriting agreement dated September 9, 2021. F2: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 2,530,552 |
Reported balance
After 2021-09-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-15 · Other · Disposed 528,409 · Balance 2,530,552 F3: On September 15, 2021, RMP made a distribution in-kind for no consideration to its equity holders. F4: Includes shares received by RMCP and RMCM and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced in-kind distribution pursuant to the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the $6.10 public offering price less the underwriting discount for shares sold pursuant to an underwriting agreement dated September 9, 2021.
F2: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.
F3: On September 15, 2021, RMP made a distribution in-kind for no consideration to its equity holders.
F4: Includes shares received by RMCP and RMCM and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced in-kind distribution pursuant to the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
ENCORE CAPITAL GROUP INC
Report date September 01, 2017 · Filed September 06, 2017
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,371 |
Reported balance
After 2017-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-01 · Grant · Acquired 995 · Balance 45,371 F1: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. |
| Common StockSEC Table I · non-derivative | IndirectRMP - See Footnote and Remarks | 1,332,036 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,332,036 F2: These shares are held directly by Red Mountain Partners, L.P. ("RMP"). |
| Common StockSEC Table I · non-derivative | IndirectRMCP - See Footnote and Remarks | 54,600 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 54,600 F3: These shares are held directly by Red Mountain Capital Partners, LLC ("RMCP"). |
Filing footnotes · ownership attribution and instrument terms
F1: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors.
F2: These shares are held directly by Red Mountain Partners, L.P. ("RMP").
F3: These shares are held directly by Red Mountain Capital Partners, LLC ("RMCP").
Yuma Energy, Inc.
Report date November 07, 2016 · Filed November 08, 2016 · Amendment
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN CAPITAL PARTNERS LLC, RMCP DPC LLC, RMCP DPC II LLC, RMCP PIV DPC, L.P., RMCP PIV DPC II, L.P.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Air Transport Services Group, Inc.
Report date June 06, 2017 · Filed June 06, 2017
Jointly reported with MESDAG WILLEM, RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC
Section 16 reporting ended · disclosed 2017-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 3 and Remarks below | 2,326,108 |
Reported balance
After 2017-06-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-06-06 · Sale · Disposed 4,377,330 · Balance 2,326,108 F1: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017. F2: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering. F3: These shares are held by RMP. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017.
F2: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering.
F3: These shares are held by RMP.
MARLIN BUSINESS SERVICES CORP
Report date August 09, 2021 · Filed September 16, 2021
Jointly reported with MESDAG WILLEM, RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL MANAGEMENT INC, RMCP MANAGER LLC, RED MOUNTAIN INVESTORS I LLC - SERIES A, RED MOUNTAIN CAPITAL PARTNERS LLC
Section 16 reporting ended · disclosed 2021-09-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes and Remarks | 361,069 |
Reported balance
After 2021-08-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-09 · Other · Disposed 2,932,510 · Balance 361,069 F1: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI. F2: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Filing footnotes · ownership attribution and instrument terms
F1: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI.
F2: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
NATURES SUNSHINE PRODUCTS INC
Report date September 15, 2021 · Filed September 18, 2021
Jointly reported with MESDAG WILLEM, RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC
Section 16 reporting ended · disclosed 2021-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes and Remarks | 524,997 |
Reported balance
After 2021-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-15 · Other · Disposed 2,407,801 · Balance 524,997 F1: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders. F2: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Filing footnotes · ownership attribution and instrument terms
F1: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders.
F2: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Yuma Energy, Inc.
Report date December 31, 2020 · Filed December 31, 2020
Jointly reported with MESDAG WILLEM, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC, RMCP DPC LLC, RMCP DPC II LLC, RMCP PIV DPC, L.P., RMCP PIV DPC II, L.P.
Section 16 reporting ended · disclosed 2020-12-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote and Remarks Below | 0 |
Reported balance
After 2020-12-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-31 · Other · Disposed 169,473 · Balance 0 F1: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $98.76 | IndirectSee Footnote and Remarks Below | 0 |
Reported balance
After 2020-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-31 · Other · Disposed 2,212,316 · Balance 0 F2: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019. F4: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020. F3: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020.
F2: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019.
F3: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date.
F4: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 16, 2021 21:22 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | OtherCommon Stock, $0.01 par value | 528,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008682 · form4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · See remarks RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · See remarks RMCP GP LLC · CIK 0001374606 · See remarks RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,530,552 F3 · price: On September 15, 2021, RMP made a distribution in-kind for no consideration to its equity holders. F4 · balance_after: Includes shares received by RMCP and RMCM and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced in-kind distribution pursuant to the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). F2 · ownership.nature: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Read SEC document |
| September 15, 2021 Filed Sep 18, 2021 00:19 UTC | NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 | OtherCommon Stock | 2,407,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056767 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 524,997 F1 · price: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders. F2 · balance_after: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:22 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $0.01 par value | 5,733,076 | $5.83 | $33,450,778.54 |
DisclosureSEC source: 0001062993-21-008682 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · See remarks RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · See remarks RMCP GP LLC · CIK 0001374606 · See remarks RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,058,961 F1 · price: Represents the $6.10 public offering price less the underwriting discount for shares sold pursuant to an underwriting agreement dated September 9, 2021. F2 · ownership.nature: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Read SEC document |
| August 09, 2021 Filed Sep 16, 2021 19:09 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | OtherCommon Stock | 2,932,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056477 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 361,069 F1 · price: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI. F2 · balance_after: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 12:52 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantCommon Stock, $0.01 par value | 6,237 | $5.01 | $31,247.37 |
DisclosureSEC source: 0001062993-21-007018 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,792,037 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:03 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | OtherCommon Stock, $0.01 par value | 20,161 | $1.55 | $31,249.55 |
DisclosureSEC source: 0001062993-21-004150 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,785,800 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee under the exemption afforded by Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,263,446 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,263,446 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 20:17 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | OtherCommon Stock, $0.01 par value | 39,062 | $0.80 | $31,249.60 |
DisclosureSEC source: 0001062993-21-000831 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,765,639 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,243,285 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,243,285 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 20:55 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 126,788 | $0.37 | $47,418.71 |
DisclosureSEC source: 0001062993-21-000427 · form4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,726,577 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3625 to $0.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15, 2021. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,204,223 shares are held directly by RMCP LLC. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:55 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 173,212 | $0.37 | $64,867.89 |
DisclosureSEC source: 0001062993-21-000427 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,599,789 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 14, 2021. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,077,435 shares are held directly by RMCP LLC. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:32 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | OtherSeries D Convertible Preferred Stock · Derivative | 2,212,316 | Not disclosed Strike: $98.76 | Not disclosed |
DisclosureSEC source: 0001209191-20-065768 · doc4.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks Below Disclosed balance after: 0 Underlying: Common Stock · 2,212,316 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019. F4 · price: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020. F3 · derivative.exercise_date: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date. F3 · derivative.expiration_date: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date. F4 · ownership.nature: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:32 UTC | Yuma Energy, Inc. YUMA · Entity 144264 | OtherCommon Stock | 169,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-065768 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RMCP DPC LLC · CIK 0001688393 · 10% owner RMCP DPC II LLC · CIK 0001688392 · 10% owner RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote and Remarks Below Disclosed balance after: 0 F1 · price: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020. F1 · ownership.nature: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:13 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 118,865 | $0.26 Strike: $0.26 | $31,249.61 |
DisclosureSEC source: 0000813298-20-000071 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,865 Underlying: Common Stock · 118,865 shares Expires not disclosed F2 · shares: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 18:47 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 89,285 | $0.35 Strike: $0.35 | $31,249.75 |
DisclosureSEC source: 0000813298-20-000056 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,285 Underlying: Common Stock · 89,285 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 2,829 | $8.75 | $24,752.90 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 9 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 839,927 F5 · price: These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F6 · balance_after: These shares are held directly by RMI. F6 · ownership.nature: These shares are held directly by RMI. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 7,041 | $8.75 | $61,606.64 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 8 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 2,092,583 F3 · price: These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F4 · balance_after: These shares are held directly by RMP. F4 · ownership.nature: These shares are held directly by RMP. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 130 | $8.75 | $1,137.46 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 7 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 24,415 F1 · price: These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · balance_after: These shares are held directly by RMCP. F2 · ownership.nature: These shares are held directly by RMCP. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 5,658 | $9.41 | $53,244.61 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 6 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 842,756 F5 · price: These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F6 · balance_after: These shares are held directly by RMI. F6 · ownership.nature: These shares are held directly by RMI. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 14,082 | $9.41 | $132,518.66 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 5 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 2,099,624 F3 · price: These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F4 · balance_after: These shares are held directly by RMP. F4 · ownership.nature: These shares are held directly by RMP. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 260 | $9.41 | $2,446.73 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 4 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 24,545 F1 · price: These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · balance_after: These shares are held directly by RMCP. F2 · ownership.nature: These shares are held directly by RMCP. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 4,244 | $10.03 | $42,569.44 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 848,414 F5 · price: These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F6 · balance_after: These shares are held directly by RMI. F6 · ownership.nature: These shares are held directly by RMI. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 10,561 | $10.03 | $105,932.11 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 2,113,706 F3 · price: These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F4 · balance_after: These shares are held directly by RMP. F4 · ownership.nature: These shares are held directly by RMP. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 19:57 UTC | MARLIN BUSINESS SERVICES CORP MRLN · Entity 131210 | SaleCommon Stock | 195 | $10.03 | $1,955.95 |
DisclosureSEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes and Remarks Disclosed balance after: 24,805 F1 · price: These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · balance_after: These shares are held directly by RMCP. F2 · ownership.nature: These shares are held directly by RMCP. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:57 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 28,934 | $1.08 Strike: $1.08 | $31,248.72 |
DisclosureSEC source: 0000813298-20-000022 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,934 Underlying: Common Stock · 28,934 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:09 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 41,700 | $1.25 | $52,166.70 |
DisclosureSEC source: 0000813298-20-000012 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,426,577 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.24 to $1.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 17, 2020. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 904,223 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:01 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 150,000 | $1.19 | $179,070.00 |
DisclosureSEC source: 0000813298-20-000010 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,384,877 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15th and 16th, 2020. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 862,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:01 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 175,000 | $1.13 | $198,467.50 |
DisclosureSEC source: 0000813298-20-000010 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,234,877 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15th and 16th, 2020. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 862,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:52 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 20,291 | $1.54 Strike: $1.54 | $31,248.14 |
DisclosureSEC source: 0000813298-19-000110 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,291 Underlying: Common Stock · 20,291 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:38 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 18,490 | $1.69 Strike: $1.69 | $31,248.10 |
DisclosureSEC source: 0000813298-19-000070 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,490 Underlying: Common Stock · 18,490 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:07 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 15,243 | $2.05 Strike: $2.05 | $31,248.15 |
DisclosureSEC source: 0000813298-19-000043 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,243 Underlying: Common Stock · 15,243 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:37 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 12,254 | $2.55 Strike: $2.55 | $31,247.70 |
DisclosureSEC source: 0000813298-19-000009 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,254 Underlying: Common Stock · 12,254 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 19:37 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 345 | $2.17 Strike: $2.17 | $748.65 |
DisclosureSEC source: 0000813298-19-000001 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345 Underlying: Common Stock · 345 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 19:12 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,946 | $2.80 Strike: $2.80 | $8,248.80 |
DisclosureSEC source: 0000813298-18-000117 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,946 Underlying: Common Stock · 2,946 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:56 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 7,817 | $3.43 Strike: $3.43 | $26,812.31 |
DisclosureSEC source: 0000813298-18-000110 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,817 Underlying: Common Stock · 7,817 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 14:15 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 980 | $3.06 Strike: $3.06 | $2,998.80 |
DisclosureSEC source: 0000813298-18-000104 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980 Underlying: Common Stock · 980 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 13:09 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,200 | $2.50 Strike: $2.50 | $3,000.00 |
DisclosureSEC source: 0000813298-18-000091 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:42 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,181 | $2.75 Strike: $2.75 | $5,997.75 |
DisclosureSEC source: 0000813298-18-000087 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,181 Underlying: Common Stock · 2,181 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:28 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 13,406 | $2.00 Strike: $2.00 | $26,812.00 |
DisclosureSEC source: 0000813298-18-000076 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,406 Underlying: Common Stock · 13,406 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:54 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 21,500 | $1.95 | $41,839.00 |
DisclosureSEC source: 0000813298-18-000063 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,059,877 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.875 to $2.00, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 537,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:23 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 10,000 | $1.84 | $18,440.00 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,038,377 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.775 to $1.90, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 516,023 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:23 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 9,900 | $1.77 | $17,513.10 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,028,377 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.75 to $1.775, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 506,023 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:23 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 52,108 | $1.77 | $92,231.16 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,018,477 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.725 to $1.85, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 496,123 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:21 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 4,090 | $1.65 Strike: $1.65 | $6,748.50 |
DisclosureSEC source: 0000813298-18-000059 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 4,090 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| May 07, 2018 Filed May 9, 2018 18:54 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 17,297 | $1.55 Strike: $1.55 | $26,810.35 |
DisclosureSEC source: 0000813298-18-000049 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,297 Underlying: Common Stock · 17,297 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:40 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 882 | $1.70 Strike: $1.70 | $1,499.40 |
DisclosureSEC source: 0000813298-18-000043 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882 Underlying: Common Stock · 882 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 17:18 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 50,000 | $1.72 | $85,900.00 |
DisclosureSEC source: 0001209191-18-024485 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,966,369 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.675 to $1.75, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 444,015 shares are held directly by RMCP LLC. Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 22:16 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 30,600 | $1.74 | $53,274.60 |
DisclosureSEC source: 0001209191-18-024129 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,916,369 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.725 to $1.75, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 394,015 shares are held directly by RMCP LLC. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 22:16 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 28,300 | $1.73 | $49,072.20 |
DisclosureSEC source: 0001209191-18-024129 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,885,769 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.675 to $1.80, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 363,415 shares are held directly by RMCP LLC. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 22:16 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 10,000 | $1.69 | $16,870.00 |
DisclosureSEC source: 0001209191-18-024129 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,857,469 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.65 to $1.70, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 335,115 shares are held directly by RMCP LLC. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 17:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 857 | $1.75 Strike: $1.75 | $1,499.75 |
DisclosureSEC source: 0000813298-18-000022 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857 Underlying: Common Stock · 857 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:00 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,530 | $2.45 Strike: $2.45 | $3,748.50 |
DisclosureSEC source: 0000813298-18-000015 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530 Underlying: Common Stock · 1,530 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.