MESDAG WILLEM

SEC source: 0001193125-26-352152 · ownership.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,741

Underlying: Common Stock · 7,630 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for Audit Committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on August 11, 2026.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

SEC source: 0001193125-26-335492 · ownership.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,111

Underlying: Common Stock · 64,307 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on July 31, 2026.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

SEC source: 0001193125-26-209058 · ownership.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,804

Underlying: Common Stock · 58,373 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on May 1, 2026.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

SEC source: 0001193125-26-037591 · ownership.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,431

Underlying: Common Stock · 53,074 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on January 30, 2026.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

SEC source: 0001193125-25-266871 · ownership.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,357

Underlying: Common Stock · 36,279 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on October 31, 2025.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.

SEC source: 0001062993-25-013717 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,078

Underlying: Common Stock · 28,769 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on August 1, 2025.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001062993-25-008798 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,309

Underlying: Common Stock · 30,982 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on May 2, 2025.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001062993-25-001720 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,327

Underlying: Common Stock · 13,627 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on February 3, 2025.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001062993-24-018475 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,700

Underlying: Common Stock · 13,475 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on November 1, 2024.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001062993-24-014581 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,225

Underlying: Common Stock · 10,756 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on August 2, 2024.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001628280-24-025203 · wk-form4_1716581558.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,859

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units fully vest upon the Reporting Person's termination of service to the Company's Board of Directors.

F1 · price: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units fully vest upon the Reporting Person's termination of service to the Company's Board of Directors.

SEC source: 0001062993-24-009646 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,469

Underlying: Common Stock · 11,188 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on May 3, 2024.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) The Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) The Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001062993-24-002278 · form4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,713

Underlying: Common Stock · 8,713 shares

Expires not disclosed

F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on February 2, 2024.

F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.

F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) The Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) The Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan.

SEC source: 0001062993-23-019972 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,593,758

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 267,824 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 267,824 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

SEC source: 0001062993-23-015815 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,584,917

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 258,983 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 258,983 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

SEC source: 0001066605-23-000046 · wf-form4_168547804887976.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,671

F1 · shares: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, granted as director compensation under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units fully vest upon the Reporting Person's termination of service to the Company's Board of Directors.

F1 · price: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, granted as director compensation under the Fourth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units fully vest upon the Reporting Person's termination of service to the Company's Board of Directors.

F2 · balance_after: The Reporting Person has reported prior awards of Restricted Stock Units in Table II of Form 4. The total reported in Column 5 includes 30,000 shares of Common Stock, the 5,378 newly awarded Restricted Stock Units, and 29,293 Restricted Stock Units previously reported on Table II.

SEC source: 0001062993-23-010041 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,577,892

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 251,958 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 251,958 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

SEC source: 0001062993-23-001697 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,569,765

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 243,831 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 243,831 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

SEC source: 0001062993-22-021448 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564,674

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 238,740 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 238,740 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

SEC source: 0001062993-22-017229 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559,248

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 233,314 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 233,314 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

SEC source: 0001066605-22-000060 · wf-form4_165912326159276.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. Willem Mesdag purchased 10,000 shares in multiple transactions at prices ranging from $30.74 to $31.14 per share. The reporting person undertakes to provide to Heidrick & Struggles International, Inc., any security holder of Heidrick & Struggles International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001066605-22-000047 · wf-form4_165403924000137.xml · derivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,293

Underlying: Common Stock · 3,950 shares

Expires not disclosed

F1 · security: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_price: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $34.18, the closing price of HSII common stock on May 26, 2022.

F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $34.18, the closing price of HSII common stock on May 26, 2022.

F3 · derivative.exercise_date: The RSUs are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors.

F3 · derivative.expiration_date: The RSUs are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors.

F1 · derivative.underlying_shares: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001066605-22-000035 · wf-form4_165334442875055.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. Willem Mesdag purchased 10,000 shares in multiple transactions at prices ranging from $30.76 to $32.08 per share. The reporting person undertakes to provide to Heidrick & Struggles International, Inc., any security holder of Heidrick & Struggles International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001062993-22-011382 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,438

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

SEC source: 0001062993-22-002222 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,115

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

SEC source: 0001062993-21-010195 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,744

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

SEC source: 0001062993-21-008682 · form4.xml · nonDerivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · See remarks

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · See remarks

RMCP GP LLC · CIK 0001374606 · See remarks

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,530,552

F3 · price: On September 15, 2021, RMP made a distribution in-kind for no consideration to its equity holders.

F4 · balance_after: Includes shares received by RMCP and RMCM and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced in-kind distribution pursuant to the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F2 · ownership.nature: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

SEC source: 0001209191-21-056767 · doc4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 524,997

F1 · price: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders.

F2 · balance_after: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001062993-21-008682 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · See remarks

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · See remarks

RMCP GP LLC · CIK 0001374606 · See remarks

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,058,961

F1 · price: Represents the $6.10 public offering price less the underwriting discount for shares sold pursuant to an underwriting agreement dated September 9, 2021.

F2 · ownership.nature: 1,260,869 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

SEC source: 0001209191-21-056477 · doc4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 361,069

F1 · price: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI.

F2 · balance_after: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

SEC source: 0001062993-21-007018 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,792,037

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,269,683 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

SEC source: 0001066605-21-000062 · wf-form4_162258395005439.xml · derivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,343

Underlying: Common Stock · 2,623 shares

Expires not disclosed

F1 · security: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_price: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $43.85, the closing price of HSII common stock on May 27, 2021.

F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $43.85, the closing price of HSII common stock on May 27, 2021.

F3 · derivative.exercise_date: The RSUs are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors.

F3 · derivative.expiration_date: The RSUs are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors.

F1 · derivative.underlying_shares: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F4 · balance_after: Column 9 has been updated to reflect the correct total number of shares.

SEC source: 0001062993-21-004150 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,785,800

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee under the exemption afforded by Rule 16b-3 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,263,446 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,263,446 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

SEC source: 0001062993-21-000831 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,765,639

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

F2 · balance_after: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,243,285 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

F2 · ownership.nature: 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,243,285 shares are held directly by Red Mountain Capital Partners LLC ("RMCP LLC"). This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC.

SEC source: 0001062993-21-000427 · form4.xml · nonDerivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,726,577

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3625 to $0.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F4 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15, 2021. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,204,223 shares are held directly by RMCP LLC.

SEC source: 0001062993-21-000427 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,599,789

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.37 to $0.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 14, 2021. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 1,077,435 shares are held directly by RMCP LLC.

SEC source: 0001209191-20-065768 · doc4.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RMCP DPC LLC · CIK 0001688393 · 10% owner

RMCP DPC II LLC · CIK 0001688392 · 10% owner

RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner

RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote and Remarks Below

Disclosed balance after: 0

Underlying: Common Stock · 2,212,316 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019.

F4 · price: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date.

F4 · ownership.nature: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020.

SEC source: 0001209191-20-065768 · doc4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RMCP DPC LLC · CIK 0001688393 · 10% owner

RMCP DPC II LLC · CIK 0001688392 · 10% owner

RMCP PIV DPC, L.P. · CIK 0001688395 · 10% owner

RMCP PIV DPC II, L.P. · CIK 0001688394 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote and Remarks Below

Disclosed balance after: 0

F1 · price: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020.

F1 · ownership.nature: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020.

SEC source: 0000813298-20-000071 · edgar.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,865

Underlying: Common Stock · 118,865 shares

Expires not disclosed

F2 · shares: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fees.

F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan.

F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan.

SEC source: 0000813298-20-000056 · edgar.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,285

Underlying: Common Stock · 89,285 shares

Expires not disclosed

F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee.

F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan.

F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 9

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 839,927

F5 · price: These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F6 · balance_after: These shares are held directly by RMI.

F6 · ownership.nature: These shares are held directly by RMI.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 8

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 2,092,583

F3 · price: These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F4 · balance_after: These shares are held directly by RMP.

F4 · ownership.nature: These shares are held directly by RMP.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 7

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 24,415

F1 · price: These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F2 · balance_after: These shares are held directly by RMCP.

F2 · ownership.nature: These shares are held directly by RMCP.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 6

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 842,756

F5 · price: These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F6 · balance_after: These shares are held directly by RMI.

F6 · ownership.nature: These shares are held directly by RMI.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 5

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 2,099,624

F3 · price: These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F4 · balance_after: These shares are held directly by RMP.

F4 · ownership.nature: These shares are held directly by RMP.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 4

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 24,545

F1 · price: These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F2 · balance_after: These shares are held directly by RMCP.

F2 · ownership.nature: These shares are held directly by RMCP.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 3

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 848,414

F5 · price: These shares of common stock were sold on the open market by RMI. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F6 · balance_after: These shares are held directly by RMI.

F6 · ownership.nature: These shares are held directly by RMI.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 2

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 2,113,706

F3 · price: These shares of common stock were sold on the open market by RMP. The price reported in Column 4 is a weighted average price per share. Each of the Reporting Persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F4 · balance_after: These shares are held directly by RMP.

F4 · ownership.nature: These shares are held directly by RMP.

SEC source: 0001209191-20-035700 · doc4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN INVESTORS I LLC - SERIES A · CIK 0001628512 · Please refer to Remarks below

RMCP MANAGER LLC · CIK 0001628461 · Please refer to Remarks below

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes and Remarks

Disclosed balance after: 24,805

F1 · price: These shares of common stock were sold on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM"), collectively the Reporting Persons ("Reporting Persons"), undertakes to provide to Marlin Business Services Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.

F2 · balance_after: These shares are held directly by RMCP.

F2 · ownership.nature: These shares are held directly by RMCP.

SEC source: 0001209191-20-033219 · doc4.xml · derivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · security: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_price: Granted under the Company's GlobalShare Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The RSUs are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors.

F2 · derivative.expiration_date: The RSUs are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors.