Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | SVPChief Digital & InfoOfficer | April 01, 2018 | April 04, 2018 |
| Stonemor Inc.STON · Entity 122585 | See Remarks | November 03, 2022 | November 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DESTINATION XL GROUP, INC.
Report date April 01, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 41,955 |
Ending reported balance
After 2018-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-01 · Exercise / conversion · Acquired 12,068 · Balance 45,401 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Row 2 · 2018-04-01 · Tax withholding · Disposed 3,446 · Balance 41,955 F2: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,068 |
Reported balance
After 2018-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-01 · Exercise / conversion · Disposed 12,068 · Balance 12,068 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3: On January 30, 2017, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 24,136 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,379 |
Reported balance
After 2018-04-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-02 · Grant · Acquired 12,379 · Balance 12,379 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F4: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.
F3: On January 30, 2017, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 24,136 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.
F4: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018.
Stonemor Inc.
Report date November 03, 2022 · Filed November 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.42 · Expires 2032-05-27 | Direct | 0 |
Reported balance
After 2022-11-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-03 · Disposition to issuer · Disposed 112,500 · Balance 0 F1: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was May 27, 2022, was cancelled in the merger contemplated by an Agreement and Plan of Merger among Axar Cemetery Parent Corp. ("Axar"), StoneMor Inc. and Axar Cemetery Merger Corp. in exchange for a cash payment of $9,000, representing the difference between the exercise price of the option and the cash merger consideration per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.42 · Expires 2032-05-27 | Direct | 0 |
Reported balance
After 2022-11-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-03 · Disposition to issuer · Disposed 112,500 · Balance 0 F2: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was December 3, 2020, was assumed by Axar in the merger and replaced with a fully vested option to purchase 112,500 shares of Axar common stock for $3.42 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was May 27, 2022, was cancelled in the merger contemplated by an Agreement and Plan of Merger among Axar Cemetery Parent Corp. ("Axar"), StoneMor Inc. and Axar Cemetery Merger Corp. in exchange for a cash payment of $9,000, representing the difference between the exercise price of the option and the cash merger consideration per share.
F2: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was December 3, 2020, was assumed by Axar in the merger and replaced with a fully vested option to purchase 112,500 shares of Axar common stock for $3.42 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2022 Filed Nov 4, 2022 12:34 UTC | Stonemor Inc. STON · Entity 122585 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 112,500 | Not disclosed Strike: $3.42 | Not disclosed |
DisclosureSEC source: 0000899243-22-035136 · doc4.xml · derivative · entry 2 Laher Sahal S · CIK 0001695663 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,500 shares Expires 2032-05-27 F2 · price: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was December 3, 2020, was assumed by Axar in the merger and replaced with a fully vested option to purchase 112,500 shares of Axar common stock for $3.42 per share. F2 · derivative.exercise_date: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was December 3, 2020, was assumed by Axar in the merger and replaced with a fully vested option to purchase 112,500 shares of Axar common stock for $3.42 per share. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 12:34 UTC | Stonemor Inc. STON · Entity 122585 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 112,500 | $0.08 Strike: $3.42 | $9,000.00 |
DisclosureSEC source: 0000899243-22-035136 · doc4.xml · derivative · entry 1 Laher Sahal S · CIK 0001695663 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,500 shares Expires 2032-05-27 F1 · derivative.exercise_date: This option, which provided for vesting in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant which was May 27, 2022, was cancelled in the merger contemplated by an Agreement and Plan of Merger among Axar Cemetery Parent Corp. ("Axar"), StoneMor Inc. and Axar Cemetery Merger Corp. in exchange for a cash payment of $9,000, representing the difference between the exercise price of the option and the cash merger consideration per share. Read SEC document |
| May 27, 2022 Filed May 31, 2022 13:47 UTC | Stonemor Inc. STON · Entity 122585 | GrantEmployee Stock Option (right to buy) · Derivative | 225,000 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0000899243-22-020115 · doc4.xml · derivative · entry 1 Laher Sahal S · CIK 0001695663 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2032-05-27 F1 · derivative.exercise_date: On May 27, 2022, the reporting person was granted 225,000 options to purchase common stock of StoneMor Inc. under the StoneMor Amended and Restated 2019 Long-Term Incentive Plan, as amended, which vest in equal annual installments over a three-year period, commencing on the first anniversary following the date of grant. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:30 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Units · Derivative | 12,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000030 · edgar.xml · derivative · entry 4 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,379 Underlying: Common Stock · 12,379 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F4 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. F4 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. F4 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. The RSUs vest on August 31, 2018. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 20:30 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionRestricted Stock Units · Derivative | 12,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000030 · edgar.xml · derivative · entry 3 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,068 Underlying: Common Stock · 12,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: On January 30, 2017, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 24,136 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019. F3 · derivative.exercise_date: On January 30, 2017, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 24,136 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019. F3 · derivative.expiration_date: On January 30, 2017, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 24,136 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 20:30 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Tax withholdingCommon Stock, $0.01 par value | 3,446 | $1.75 | $6,030.50 |
DisclosureSEC source: 0000813298-18-000030 · edgar.xml · nonDerivative · entry 2 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,955 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 20:30 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | Exercise / conversionCommon Stock, $0.01 par value | 12,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000030 · edgar.xml · nonDerivative · entry 1 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 19:26 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | SaleCommon Stock, $0.01 par value | 16,667 | $1.95 | $32,500.65 |
DisclosureSEC source: 0000813298-18-000020 · edgar.xml · nonDerivative · entry 1 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 12:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Units · Derivative | 52,192 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-17-000041 · edgar.xml · derivative · entry 1 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,192 Underlying: Common Stock · 52,192 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock. F2 · derivative.exercise_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020. F2 · derivative.expiration_date: The restricted stock units represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The restricted stock units vest in two equal installments on April 1, 2019 and April 1, 2020. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 20:06 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantCommon Stock, $0.01 par value | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-17-000006 · edgar.xml · nonDerivative · entry 1 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents a grant of restricted stock providing for vesting of 16,667 shares on January 30, 2018; 16,666 shares on January 30, 2019 and 16,667 shares on January 30, 2020. Read SEC document |
| January 30, 2017 Filed Jun 6, 2017 18:38 UTC Amendment | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantRestricted Stock Units · Derivative | 24,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-17-000069 · edgar.xml · derivative · entry 1 Laher Sahal S · CIK 0001695663 · SVPChief Digital & InfoOfficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,136 Underlying: Common Stock · 24,136 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSUs") as defined in the Company's 2016 Incentive Compensation Plan represents a contingent right to receive one share of DXLG common stock. F2 · derivative.exercise_date: The RSUs vest in two equal installments on April 1, 2018 and April 1, 2019. F2 · derivative.expiration_date: The RSUs vest in two equal installments on April 1, 2018 and April 1, 2019. F3 · derivative.underlying_shares: The original Form 4 filed on January 31, 2017 omitted the grant to the Reporting Person of the time-based RSUs under the 2016-2017 Long-Term Incentive Plan. This amendment to the Form 4 is being filed to correct the omission. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.