Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2022 Filed Dec 8, 2022 22:30 UTC |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 53,352 | $0.12 | $6,615.65 |
DisclosureSEC source: 0001104659-22-125541 · tm2232300-3_4.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,524 F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards. F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 17:28 UTC |
WILLIAMS GARYSee Remarks
|
SaleCommon Stock | 10,508 | $0.12 | $1,302.99 |
DisclosureSEC source: 0001104659-22-125537 · tm2232300-1_4.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,787 F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards. F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 22:29 UTC |
Oliva GeorgeChief Financial Officer
|
SaleCommon Stock | 18,442 | $0.12 | $2,286.81 |
DisclosureSEC source: 0001104659-22-125540 · tm2232300-2_4.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,041 F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards. F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 23:12 UTC |
MOYER BRETTDirector · See Remarks
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-102038 · tm2226404d1_4seq1.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,876 F1 · shares: 50,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments on the first, second and third anniversaries of September 19, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 23:15 UTC |
Oliva GeorgeChief Financial Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-102040 · tm2226404d2_4seq1.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,483 F1 · shares: 25,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments on the first, second and third anniversaries of September 19, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 21:06 UTC |
MOYER BRETTDirector · See Remarks
|
OtherCommon Stock | 47,181 | $1.14 | $53,809.93 |
DisclosureSEC source: 0001104659-22-035669 · tm229686d2_4seq1.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,876 F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 17:05 UTC |
WILLIAMS GARYSee Remarks
|
OtherCommon Stock | 3,671 | $1.14 | $4,186.78 |
DisclosureSEC source: 0001104659-22-035668 · tm229686d1_4seq1.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,295 F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 21:06 UTC |
Oliva GeorgeChief Financial Officer
|
OtherCommon Stock | 4,099 | $1.14 | $4,674.91 |
DisclosureSEC source: 0001104659-22-035670 · tm229686d3_4seq1.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,483 F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:43 UTC |
Wilson WendyDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005049 · tm223220d9_4.xml · nonDerivative · entry 1 Wilson Wendy · CIK 0001862057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:42 UTC |
Peruvemba Sriram KrishnamurthyDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005045 · tm223220d6_4.xml · nonDerivative · entry 1 Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,250 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 20:40 UTC |
CUMMINS LISA MDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005040 · tm223220d1_4.xml · nonDerivative · entry 1 CUMMINS LISA M · CIK 0001407456 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:41 UTC |
MOYER BRETTDirector · See Remarks
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005043 · tm223220d4_4.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,057 F1 · shares: 250,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 20:43 UTC |
WILLIAMS GARYSee Remarks
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005048 · tm223220d8_4.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,966 F1 · shares: 50,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:42 UTC |
Tobias RobertDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005047 · tm223220d7_4.xml · nonDerivative · entry 1 Tobias Robert · CIK 0001803259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:42 UTC |
Oliva GeorgeChief Financial Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005044 · tm223220d5_4.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,582 F1 · shares: 150,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:41 UTC |
Kristensen HelgeDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005042 · tm223220d3_4.xml · nonDerivative · entry 1 Kristensen Helge · CIK 0001748045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,250 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 01:41 UTC |
Gilbert Jeffrey MDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-005041 · tm223220d2_4.xml · nonDerivative · entry 1 Gilbert Jeffrey M · CIK 0001748093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,250 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| January 13, 2022 Filed Jan 26, 2022 01:33 UTC |
Howitt David MarcDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-007553 · tm224483-1_4seq1.xml · nonDerivative · entry 1 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,768 F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 22:55 UTC |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 5,000 | $1.36 | $6,785.00 |
DisclosureSEC source: 0001104659-22-001034 · tm221424-1_4seq1.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,057 F1 · shares: This sale of 5,000 shares of common stock, par value $0.0001 per share, of the issuer was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 24, 2021. Read SEC document |
| December 22, 2021 Filed Jan 26, 2022 01:30 UTC |
Howitt David MarcDirector
|
PurchaseCommon Stock | 8 | $1.58 | $12.64 |
DisclosureSEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 7 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768 Read SEC document |
| December 22, 2021 Filed Jan 26, 2022 01:30 UTC |
Howitt David MarcDirector
|
PurchaseCommon Stock | 40 | $1.57 | $62.80 |
DisclosureSEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 6 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,760 Read SEC document |
| December 22, 2021 Filed Jan 26, 2022 01:30 UTC |
Howitt David MarcDirector
|
PurchaseCommon Stock | 80 | $1.50 | $120.00 |
DisclosureSEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 5 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,720 Read SEC document |
| December 22, 2021 Filed Jan 26, 2022 01:30 UTC |
Howitt David MarcDirector
|
PurchaseCommon Stock | 240 | $1.37 | $328.80 |
DisclosureSEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 4 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640 Read SEC document |
| December 21, 2021 Filed Jan 26, 2022 01:30 UTC |
Howitt David MarcDirector
|
PurchaseCommon Stock | 480 | $1.33 | $638.40 |
DisclosureSEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 3 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| December 20, 2021 Filed Jan 26, 2022 01:30 UTC |
Howitt David MarcDirector
|
PurchaseCommon Stock | 20 | $1.39 | $27.80 |
DisclosureSEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 2 Howitt David Marc · CIK 0001323181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920 Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 17:01 UTC |
WILLIAMS GARYSee Remarks
|
SaleCommon Stock | 4,827 | $1.75 | $8,448.22 |
DisclosureSEC source: 0001104659-21-148661 · tm2135187d1_4seq1.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,966 Read SEC document |
| November 29, 2021 Filed Nov 29, 2021 22:28 UTC |
Oliva GeorgeChief Financial Officer
|
SaleCommon Stock | 10,000 | $1.80 | $18,000.00 |
DisclosureSEC source: 0001104659-21-144534 · tm2134151-1_4seq1.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,582 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") purchased by the reporting person. Read SEC document |
| November 29, 2021 Filed Dec 24, 2021 00:32 UTC Amendment |
Oliva GeorgeChief Financial Officer
|
PurchaseCommon Stock | 400 | $1.79 | $716.00 |
DisclosureSEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 3 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,582 F3 · shares: This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight. Read SEC document |
| November 29, 2021 Filed Dec 24, 2021 00:32 UTC Amendment |
Oliva GeorgeChief Financial Officer
|
PurchaseCommon Stock | 9,600 | $1.80 | $17,280.00 |
DisclosureSEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 2 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,182 F3 · shares: This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight. Read SEC document |
| November 29, 2021 Filed Dec 24, 2021 00:32 UTC Amendment |
Oliva GeorgeChief Financial Officer
|
PurchaseCommon Stock | 10,000 | $1.80 | $18,000.00 |
DisclosureSEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,582 F1 · kind: This amendment is being filed to correct an inadvertent typographical error regarding the transaction code in the original Form 4. The Form 4 was intended to report a private purchase of the issuer's shares of common stock, par value $0.0001 per share (the "Common Stock") using the transaction code "P." The original form incorrectly indicated a transaction code of "S." F2 · shares: Represents shares of Common Stock purchased by the reporting person. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 23:01 UTC |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 5,000 | $2.56 | $12,808.50 |
DisclosureSEC source: 0001104659-21-131925 · tm2131441d1_4.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,057 F1 · shares: This sale of 5,000 shares of common stock, par value $0.0001 per share, of the issuer was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 24, 2021. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:03 UTC |
Howse MichaelFormer Director
|
SaleCommon Stock | 2,333 | $3.36 | $7,832.81 |
DisclosureSEC source: 0001104659-21-112984 · tm2126970-1_4seq1.xml · nonDerivative · entry 1 Howse Michael · CIK 0001748001 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,333 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person, a former director of the Issuer, upon the vesting on August 15, 2021 of restricted stock units held by the reporting person. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:35 UTC |
Howse MichaelFormer Director
|
SaleCommon Stock | 2,334 | $3.33 | $7,777.12 |
DisclosureSEC source: 0001104659-21-112123 · tm2126777-1_4seq1.xml · nonDerivative · entry 1 Howse Michael · CIK 0001748001 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,666 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted stock units held by the reporting person. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:03 UTC |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 27,505 | $3.09 | $84,990.45 |
DisclosureSEC source: 0001104659-21-107382 · tm2125397-2_4seq1.xml · nonDerivative · entry 2 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,057 F2 · shares: Represents shares of Common Stock sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:03 UTC |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 12,072 | $3.21 | $38,751.12 |
DisclosureSEC source: 0001104659-21-107382 · tm2125397-2_4seq1.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,562 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") transferred pursuant to a currently effective qualified domestic relations order. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 17:01 UTC |
WILLIAMS GARYSee Remarks
|
SaleCommon Stock | 5,603 | $3.09 | $17,313.27 |
DisclosureSEC source: 0001104659-21-107380 · tm2125397-1_4seq1.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,793 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:04 UTC |
Oliva GeorgeChief Financial Officer
|
SaleCommon Stock | 11,666 | $3.09 | $36,047.94 |
DisclosureSEC source: 0001104659-21-107384 · tm2125397-3_4seq1.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,582 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person. Read SEC document |
| August 16, 2021 Filed Dec 23, 2021 19:32 UTC Amendment |
WILLIAMS GARYSee Remarks
|
SaleCommon Stock | 5,603 | $3.09 | $17,313.27 |
DisclosureSEC source: 0001104659-21-153276 · tm2136297-4_4aseq1.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,793 F1 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of common stock, par value $0.0001 per share (the "Common Stock"), as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. Read SEC document |
| August 16, 2021 Filed Dec 24, 2021 00:32 UTC Amendment |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 27,505 | $3.09 | $84,990.45 |
DisclosureSEC source: 0001104659-21-153272 · tm2136297-1_4aseq1.xml · nonDerivative · entry 2 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,057 F2 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of Common Stock, as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. Read SEC document |
| August 16, 2021 Filed Dec 24, 2021 00:32 UTC Amendment |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 12,072 | $3.21 | $38,751.12 |
DisclosureSEC source: 0001104659-21-153272 · tm2136297-1_4aseq1.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,562 F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") transferred pursuant to a currently effective qualified domestic relations order. Read SEC document |
| August 16, 2021 Filed Dec 24, 2021 00:32 UTC Amendment |
Oliva GeorgeChief Financial Officer
|
SaleCommon Stock | 11,666 | $3.09 | $36,047.94 |
DisclosureSEC source: 0001104659-21-153273 · tm2136297-2_4aseq1.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,582 F1 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of common stock, par value $0.0001 per share (the "Common Stock"), as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person. Read SEC document |
| May 13, 2021 Filed May 20, 2021 23:40 UTC |
Wilson WendyDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-070093 · tm2117181-2_4.xml · nonDerivative · entry 1 Wilson Wendy · CIK 0001862057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: 10,000 shares (the "Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation in connection with the reporting person's appointment as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares are scheduled to vest in equal installments on the first, second and third anniversaries of May 15, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:01 UTC |
Howse MichaelDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029335 · tm218122d2_form4.xml · nonDerivative · entry 1 Howse Michael · CIK 0001748001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:00 UTC |
Gazdak JonathanDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029329 · tm218122d1_form4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,631 F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:17 UTC |
Peruvemba Sriram KrishnamurthyDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029383 · tm218122d7_form4.xml · nonDerivative · entry 1 Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:06 UTC |
CUMMINS LISA MDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029348 · tm218122d4_form4.xml · nonDerivative · entry 1 CUMMINS LISA M · CIK 0001407456 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:21 UTC |
MOYER BRETTDirector · See Remarks
|
SaleCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029397 · tm218122d10_form4.xml · nonDerivative · entry 1 MOYER BRETT · CIK 0001250881 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,634 F1 · shares: 250,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:20 UTC |
WILLIAMS GARYSee Remarks
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029394 · tm218122d9_form4.xml · nonDerivative · entry 1 WILLIAMS GARY · CIK 0001250879 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,396 F1 · shares: 20,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:20 UTC |
Oliva GeorgeChief Financial Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029390 · tm218122d8_form4.xml · nonDerivative · entry 1 Oliva George · CIK 0001788460 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,248 F1 · shares: 30,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:12 UTC |
Kristensen HelgeDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029365 · tm218122d6_form4.xml · nonDerivative · entry 1 Kristensen Helge · CIK 0001748045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,250 F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.