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Nasdaq · USD

DVLT

Datavault AI Inc.

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Tapewire entity
6156
SEC CIK
0001682149
Parsed reports
255

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202508
Jan 202606
Feb 202600
Mar 202604
Apr 202600
May 202604
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2022 Filed Dec 8, 2022 22:30 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 53,352 $0.12 $6,615.65
Disclosure

SEC source: 0001104659-22-125541 · tm2232300-3_4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,524

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 17:28 UTC
WILLIAMS GARYSee Remarks
SaleCommon Stock 10,508 $0.12 $1,302.99
Disclosure

SEC source: 0001104659-22-125537 · tm2232300-1_4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,787

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 22:29 UTC
Oliva GeorgeChief Financial Officer
SaleCommon Stock 18,442 $0.12 $2,286.81
Disclosure

SEC source: 0001104659-22-125540 · tm2232300-2_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,041

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 23:12 UTC
MOYER BRETTDirector · See Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-102038 · tm2226404d1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,876

F1 · shares: 50,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments on the first, second and third anniversaries of September 19, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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September 19, 2022 Filed Sep 21, 2022 23:15 UTC
Oliva GeorgeChief Financial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-102040 · tm2226404d2_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,483

F1 · shares: 25,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments on the first, second and third anniversaries of September 19, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:06 UTC
MOYER BRETTDirector · See Remarks
OtherCommon Stock 47,181 $1.14 $53,809.93
Disclosure

SEC source: 0001104659-22-035669 · tm229686d2_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,876

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:05 UTC
WILLIAMS GARYSee Remarks
OtherCommon Stock 3,671 $1.14 $4,186.78
Disclosure

SEC source: 0001104659-22-035668 · tm229686d1_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,295

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:06 UTC
Oliva GeorgeChief Financial Officer
OtherCommon Stock 4,099 $1.14 $4,674.91
Disclosure

SEC source: 0001104659-22-035670 · tm229686d3_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,483

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:43 UTC
Wilson WendyDirector
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005049 · tm223220d9_4.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:42 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005045 · tm223220d6_4.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,250

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 20:40 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005040 · tm223220d1_4.xml · nonDerivative · entry 1

CUMMINS LISA M · CIK 0001407456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:41 UTC
MOYER BRETTDirector · See Remarks
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005043 · tm223220d4_4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,057

F1 · shares: 250,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 20:43 UTC
WILLIAMS GARYSee Remarks
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005048 · tm223220d8_4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,966

F1 · shares: 50,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:42 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005047 · tm223220d7_4.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:42 UTC
Oliva GeorgeChief Financial Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005044 · tm223220d5_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,582

F1 · shares: 150,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:41 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005042 · tm223220d3_4.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,250

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 19, 2022 01:41 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005041 · tm223220d2_4.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,250

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
January 13, 2022 Filed Jan 26, 2022 01:33 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-007553 · tm224483-1_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,768

F1 · shares: 12,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 22:55 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 5,000 $1.36 $6,785.00
Disclosure

SEC source: 0001104659-22-001034 · tm221424-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,057

F1 · shares: This sale of 5,000 shares of common stock, par value $0.0001 per share, of the issuer was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 24, 2021.

Read SEC document
December 22, 2021 Filed Jan 26, 2022 01:30 UTC PurchaseCommon Stock 8 $1.58 $12.64
Disclosure

SEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 7

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768

Read SEC document
December 22, 2021 Filed Jan 26, 2022 01:30 UTC PurchaseCommon Stock 40 $1.57 $62.80
Disclosure

SEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 6

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Read SEC document
December 22, 2021 Filed Jan 26, 2022 01:30 UTC PurchaseCommon Stock 80 $1.50 $120.00
Disclosure

SEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 5

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Read SEC document
December 22, 2021 Filed Jan 26, 2022 01:30 UTC PurchaseCommon Stock 240 $1.37 $328.80
Disclosure

SEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 4

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

Read SEC document
December 21, 2021 Filed Jan 26, 2022 01:30 UTC PurchaseCommon Stock 480 $1.33 $638.40
Disclosure

SEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 3

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Read SEC document
December 20, 2021 Filed Jan 26, 2022 01:30 UTC PurchaseCommon Stock 20 $1.39 $27.80
Disclosure

SEC source: 0001104659-22-007550 · tm224483-2_5seq1.xml · nonDerivative · entry 2

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920

Read SEC document
December 09, 2021 Filed Dec 10, 2021 17:01 UTC
WILLIAMS GARYSee Remarks
SaleCommon Stock 4,827 $1.75 $8,448.22
Disclosure

SEC source: 0001104659-21-148661 · tm2135187d1_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,966

Read SEC document
November 29, 2021 Filed Nov 29, 2021 22:28 UTC
Oliva GeorgeChief Financial Officer
SaleCommon Stock 10,000 $1.80 $18,000.00
Disclosure

SEC source: 0001104659-21-144534 · tm2134151-1_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,582

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") purchased by the reporting person.

Read SEC document
November 29, 2021 Filed Dec 24, 2021 00:32 UTC Amendment
Oliva GeorgeChief Financial Officer
PurchaseCommon Stock 400 $1.79 $716.00
Disclosure

SEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 3

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,582

F3 · shares: This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight.

Read SEC document
November 29, 2021 Filed Dec 24, 2021 00:32 UTC Amendment
Oliva GeorgeChief Financial Officer
PurchaseCommon Stock 9,600 $1.80 $17,280.00
Disclosure

SEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 2

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,182

F3 · shares: This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight.

Read SEC document
November 29, 2021 Filed Dec 24, 2021 00:32 UTC Amendment
Oliva GeorgeChief Financial Officer
PurchaseCommon Stock 10,000 $1.80 $18,000.00
Disclosure

SEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,582

F1 · kind: This amendment is being filed to correct an inadvertent typographical error regarding the transaction code in the original Form 4. The Form 4 was intended to report a private purchase of the issuer's shares of common stock, par value $0.0001 per share (the "Common Stock") using the transaction code "P." The original form incorrectly indicated a transaction code of "S."

F2 · shares: Represents shares of Common Stock purchased by the reporting person.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 23:01 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 5,000 $2.56 $12,808.50
Disclosure

SEC source: 0001104659-21-131925 · tm2131441d1_4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,057

F1 · shares: This sale of 5,000 shares of common stock, par value $0.0001 per share, of the issuer was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 24, 2021.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:03 UTC
Howse MichaelFormer Director
SaleCommon Stock 2,333 $3.36 $7,832.81
Disclosure

SEC source: 0001104659-21-112984 · tm2126970-1_4seq1.xml · nonDerivative · entry 1

Howse Michael · CIK 0001748001 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,333

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person, a former director of the Issuer, upon the vesting on August 15, 2021 of restricted stock units held by the reporting person.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 17:35 UTC
Howse MichaelFormer Director
SaleCommon Stock 2,334 $3.33 $7,777.12
Disclosure

SEC source: 0001104659-21-112123 · tm2126777-1_4seq1.xml · nonDerivative · entry 1

Howse Michael · CIK 0001748001 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,666

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted stock units held by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:03 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 27,505 $3.09 $84,990.45
Disclosure

SEC source: 0001104659-21-107382 · tm2125397-2_4seq1.xml · nonDerivative · entry 2

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,057

F2 · shares: Represents shares of Common Stock sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:03 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 12,072 $3.21 $38,751.12
Disclosure

SEC source: 0001104659-21-107382 · tm2125397-2_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,562

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") transferred pursuant to a currently effective qualified domestic relations order.

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August 16, 2021 Filed Aug 18, 2021 17:01 UTC
WILLIAMS GARYSee Remarks
SaleCommon Stock 5,603 $3.09 $17,313.27
Disclosure

SEC source: 0001104659-21-107380 · tm2125397-1_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,793

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person.

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August 16, 2021 Filed Aug 18, 2021 21:04 UTC
Oliva GeorgeChief Financial Officer
SaleCommon Stock 11,666 $3.09 $36,047.94
Disclosure

SEC source: 0001104659-21-107384 · tm2125397-3_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,582

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person.

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August 16, 2021 Filed Dec 23, 2021 19:32 UTC Amendment
WILLIAMS GARYSee Remarks
SaleCommon Stock 5,603 $3.09 $17,313.27
Disclosure

SEC source: 0001104659-21-153276 · tm2136297-4_4aseq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,793

F1 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of common stock, par value $0.0001 per share (the "Common Stock"), as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

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August 16, 2021 Filed Dec 24, 2021 00:32 UTC Amendment
MOYER BRETTDirector · See Remarks
SaleCommon Stock 27,505 $3.09 $84,990.45
Disclosure

SEC source: 0001104659-21-153272 · tm2136297-1_4aseq1.xml · nonDerivative · entry 2

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,057

F2 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of Common Stock, as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

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August 16, 2021 Filed Dec 24, 2021 00:32 UTC Amendment
MOYER BRETTDirector · See Remarks
SaleCommon Stock 12,072 $3.21 $38,751.12
Disclosure

SEC source: 0001104659-21-153272 · tm2136297-1_4aseq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,562

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") transferred pursuant to a currently effective qualified domestic relations order.

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August 16, 2021 Filed Dec 24, 2021 00:32 UTC Amendment
Oliva GeorgeChief Financial Officer
SaleCommon Stock 11,666 $3.09 $36,047.94
Disclosure

SEC source: 0001104659-21-153273 · tm2136297-2_4aseq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,582

F1 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of common stock, par value $0.0001 per share (the "Common Stock"), as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

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May 13, 2021 Filed May 20, 2021 23:40 UTC
Wilson WendyDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-070093 · tm2117181-2_4.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: 10,000 shares (the "Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation in connection with the reporting person's appointment as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares are scheduled to vest in equal installments on the first, second and third anniversaries of May 15, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 17:01 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029335 · tm218122d2_form4.xml · nonDerivative · entry 1

Howse Michael · CIK 0001748001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 17:00 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029329 · tm218122d1_form4.xml · nonDerivative · entry 1

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,631

F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 22:17 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029383 · tm218122d7_form4.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 17:06 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029348 · tm218122d4_form4.xml · nonDerivative · entry 1

CUMMINS LISA M · CIK 0001407456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 22:21 UTC
MOYER BRETTDirector · See Remarks
SaleCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029397 · tm218122d10_form4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,634

F1 · shares: 250,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 17:20 UTC
WILLIAMS GARYSee Remarks
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029394 · tm218122d9_form4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,396

F1 · shares: 20,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 22:20 UTC
Oliva GeorgeChief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029390 · tm218122d8_form4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,248

F1 · shares: 30,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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February 24, 2021 Filed Feb 26, 2021 22:12 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029365 · tm218122d6_form4.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,250

F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.