Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Datavault AI Inc.WISA · Entity 6156 | Director | February 24, 2021 | February 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Datavault AI Inc.
Report date February 24, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,631 |
Reported balance
After 2021-02-24 transaction · row 1
1 source rowRow 1 · 2021-02-24 · Grant · Acquired 10,000 · Balance 26,631 F1: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Feb 26, 2021 17:00 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029329 · tm218122d1_form4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,631 F1 · shares: 10,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| December 09, 2020 Filed Feb 16, 2021 17:57 UTC | Datavault AI Inc. WISA · Entity 6156 | SaleCommon Stock | 250 | $2.79 | $696.25 |
DisclosureSEC source: 0001104659-21-024451 · tm216965d1_form5.xml · nonDerivative · entry 2 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,631 F3 · balance_after: Reflects the number of shares of Common Stock beneficially owned by the reporting person after such sale, after taking into account the purchase by the reporting person of 250 shares of Common Stock on July 27, 2018, which purchase was previously excluded in the total shown in Column 5 of the previous reports on Form 4 filed by the reporting person. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 20:30 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-117291 · tm2034098-5_4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,631 F1 · security: Issuable upon settlement of restricted stock units of the issuer ("RSUs"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer, subject to the vesting terms of such RSUs. F2 · date: The grant of such RSUs was approved by the issuer's board of directors on July 27, 2020, subject to stockholder approval of the issuer's 2020 Stock Incentive Plan (the "2020 Plan") under which such RSUs were granted. The 2020 Plan was approved by the issuer's stockholders on October 20, 2020. F3 · shares: 10,000 RSUs were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2020 Stock Incentive Plan. The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. Pursuant to the rules promulgated under Section 13 of the Securities Exchange Act of 1934, as amended, the Reporting Person is not deemed to be the beneficial owner of any of the RSUs until 60 days prior to the applicable vesting dates. Read SEC document |
| July 27, 2020 Filed Jul 27, 2020 20:48 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-086956 · tm2025562d7_4.xml · derivative · entry 2 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock, subject to the vesting terms of such RSU and the approval of the issuer's 2020 Stock Incentive Plan by the issuer's stockholders. F3 · shares: 10,000 RSUs of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2020 Stock Incentive Plan. F4 · derivative.exercise_date: The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. F4 · derivative.expiration_date: The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| July 27, 2020 Filed Jul 27, 2020 20:48 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-086956 · tm2025562d7_4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 F1 · shares: 2,750 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:04 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 449 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-065490 · tm1923415-2_4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,605 F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer were received in connection with the previously reported letter agreement with the Company that the reporting person entered into on November 6, 2019. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 16:30 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-057843 · tm1920501d6_4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,156 F1 · shares: The shares of common stock, par value $0.0001 per share, of the issuer (the "Shares") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The Shares vest in equal installments on the first, second and third anniversaries of September 1, 2019. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | Exercise / conversionWarrants (right to buy) · Derivative | 1,569 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 7 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,569 shares Expires 2023-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 1,569 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 6 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569 Underlying: Common Stock · 1,569 shares Expires 2023-02-28 F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 1,569 | Not disclosed Strike: $5.40 | Not disclosed |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 5 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,569 shares Expires 2023-02-28 F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | Exercise / conversionWarrants (right to buy) · Derivative | 1,569 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 4 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,569 shares Expires 2022-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseWarrants (right to buy) · Derivative | 1,569 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 3 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569 Underlying: Common Stock · 1,569 shares Expires 2022-02-26 F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | OtherWarrants (right to buy) · Derivative | 1,569 | Not disclosed Strike: $5.40 | Not disclosed |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · derivative · entry 2 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,569 shares Expires 2022-02-26 F2 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 21:04 UTC | Datavault AI Inc. WISA · Entity 6156 | Exercise / conversionCommon Stock | 3,138 | $0.80 | $2,510.40 |
DisclosureSEC source: 0001144204-19-047820 · tv530902_4.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019. Read SEC document |
| July 27, 2018 Filed Feb 16, 2021 17:57 UTC | Datavault AI Inc. WISA · Entity 6156 | PurchaseCommon Stock | 250 | $5.00 | $1,250.00 |
DisclosureSEC source: 0001104659-21-024451 · tm216965d1_form5.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,881 F1 · shares: Share amounts and purchase price have been retroactively adjusted to reflect the twenty-for-one reverse stock split of the issuer's outstanding common stock, par value $0.0001 per share (the "Common Stock"), effected by the issuer on April 9, 2020. F1 · price: Share amounts and purchase price have been retroactively adjusted to reflect the twenty-for-one reverse stock split of the issuer's outstanding common stock, par value $0.0001 per share (the "Common Stock"), effected by the issuer on April 9, 2020. F1 · balance_after: Share amounts and purchase price have been retroactively adjusted to reflect the twenty-for-one reverse stock split of the issuer's outstanding common stock, par value $0.0001 per share (the "Common Stock"), effected by the issuer on April 9, 2020. F2 · balance_after: The shares reported purchased were mistakenly excluded in the total shown in Column 5 of the interim reports filed by the reporting person. Read SEC document |
| July 26, 2018 Filed Feb 15, 2019 06:09 UTC | Datavault AI Inc. WISA · Entity 6156 | GrantWarrant (Right to Buy) · Derivative | 27,000 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001144204-19-008536 · tv513849_5.xml · derivative · entry 2 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,941 Underlying: Common Stock · 27,000 shares Expires 2023-07-25 F2 · price: The reporting person received a warrant to purchase 27,000 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the issuer in partial consideration for underwriting services provided in connection with the issuer's initial public offering of Common Stock. Read SEC document |
| July 26, 2018 Filed Feb 15, 2019 06:09 UTC | Datavault AI Inc. WISA · Entity 6156 | Exercise / conversionCommon Stock | 376 | $3.75 | $1,410.00 |
DisclosureSEC source: 0001144204-19-008536 · tv513849_5.xml · nonDerivative · entry 1 Gazdak Jonathan · CIK 0001748048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 16,650 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019 and (ii) an additional 376 shares of common stock that were not reported in a Form 4 filing due to an inadvertent administrative error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.