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DVA

DAVITA INC.

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3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2017 Filed Jul 5, 2017 23:45 UTC GrantCommon Stock 367 $0.00 $0.00
Disclosure

SEC source: 0000927066-17-000044 · wf-form4_149929834540459.xml · nonDerivative · entry 1

Desroches Pascal · CIK 0001423061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:45 UTC GrantCommon Stock 367 $0.00 $0.00
Disclosure

SEC source: 0000927066-17-000043 · wf-form4_149929832165709.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:45 UTC
DIAZ PAUL JDirector
GrantCommon Stock 367 $0.00 $0.00
Disclosure

SEC source: 0000927066-17-000042 · wf-form4_149929830525020.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,432

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:44 UTC GrantCommon Stock 367 $0.00 $0.00
Disclosure

SEC source: 0000927066-17-000041 · wf-form4_149929828602427.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,146

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:44 UTC
NEHRA JOHN MDirector
GrantCommon Stock 367 $0.00 $0.00
Disclosure

SEC source: 0000927066-17-000040 · wf-form4_149929826854887.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:44 UTC GrantCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0000927066-17-000039 · wf-form4_149929824653314.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,296

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:31 UTC GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000022 · wf-form4_149799789064718.xml · derivative · entry 2

Desroches Pascal · CIK 0001423061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:31 UTC GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000021 · wf-form4_149799787023023.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:31 UTC GrantStock Appreciation Rights · Derivative 10,484 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000020 · wf-form4_149799785123594.xml · derivative · entry 2

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,484

Underlying: Common Stock · 10,484 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:30 UTC GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000019 · wf-form4_149799783040127.xml · derivative · entry 2

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:30 UTC GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000018 · wf-form4_149799780957392.xml · derivative · entry 2

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:30 UTC GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000017 · wf-form4_149799779140398.xml · derivative · entry 2

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:29 UTC
NEHRA JOHN MDirector
GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000016 · wf-form4_149799777012768.xml · derivative · entry 2

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:29 UTC
DIAZ PAUL JDirector
GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000015 · wf-form4_149799775311735.xml · derivative · entry 2

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 16, 2017 Filed Jun 20, 2017 22:29 UTC GrantStock Appreciation Rights · Derivative 7,178 $0.00 Strike: $13.23 $0.00
Disclosure

SEC source: 0000927066-17-000014 · wf-form4_149799772801190.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:59 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
Exercise / conversionStock Appreciation Rights · Derivative 5,200 $58.94 Strike: $58.94 $306,488.00
Disclosure

SEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · derivative · entry 6

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2019-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% vested on 3/19/2017.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:59 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $53.16 Strike: $53.16 $398,700.00
Disclosure

SEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · derivative · entry 5

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on 12/05/2012. 50% vested on 12/05/2015 and the remaining 50% vested on 12/05/2016.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:59 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
SaleCommon Stock 1,886 $65.57 $123,664.64
Disclosure

SEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 4

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,514

F1 · price: Represents the weighted average sale price of $65.5698. The range of prices for the sale of these shares was $65.5500-$65.5900, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:59 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
Tax withholdingCommon Stock 10,814 $65.22 $705,289.08
Disclosure

SEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 3

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:59 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
Exercise / conversionCommon Stock 5,200 $58.94 $306,488.00
Disclosure

SEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 2

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:59 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
Exercise / conversionCommon Stock 7,500 $53.16 $398,700.00
Disclosure

SEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 1

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 9, 2017 01:05 UTC
ZUMWALT LEANNE MGrp VP, Purch & Public Affairs
GrantStock Appreciation Rights · Derivative 20,929 $0.00 Strike: $65.48 $0.00
Disclosure

SEC source: 0001179110-17-008784 · edgar.xml · derivative · entry 2

ZUMWALT LEANNE M · CIK 0001204946 · Grp VP, Purch & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,929

Underlying: Common Stock · 20,929 shares

Expires 2022-05-15

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/6/2017. 50% will vest on 5/15/2020 and the remaining 50% will vest on 5/15/2021.

Read SEC document
June 06, 2017 Filed Jun 9, 2017 01:04 UTC
Waters Kathleen AlyceChief Legal Officer
GrantStock Appreciation Rights · Derivative 20,929 $0.00 Strike: $65.48 $0.00
Disclosure

SEC source: 0001179110-17-008783 · edgar.xml · derivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,929

Underlying: Common Stock · 20,929 shares

Expires 2022-05-15

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/6/2017. 50% will vest on 5/15/2020 and the remaining 50% will vest on 5/15/2021.

Read SEC document
June 06, 2017 Filed Jun 9, 2017 01:04 UTC
THIRY KENT JDirector · Chairman and CEO
GrantStock Appreciation Rights · Derivative 418,570 $0.00 Strike: $65.48 $0.00
Disclosure

SEC source: 0001179110-17-008782 · edgar.xml · derivative · entry 2

THIRY KENT J · CIK 0001097391 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,570

Underlying: Common Stock · 418,570 shares

Expires 2022-05-15

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/6/2017. 50% will vest on 5/15/2020 and the remaining 50% will vest on 5/15/2021.

Read SEC document
June 06, 2017 Filed Jun 9, 2017 01:04 UTC
Rodriguez JavierCEO-Kidney Care
GrantStock Appreciation Rights · Derivative 79,909 $0.00 Strike: $65.48 $0.00
Disclosure

SEC source: 0001179110-17-008781 · edgar.xml · derivative · entry 2

Rodriguez Javier · CIK 0001415548 · CEO-Kidney Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,909

Underlying: Common Stock · 79,909 shares

Expires 2022-05-15

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/6/2017. 50% will vest on 5/15/2020 and the remaining 50% will vest on 5/15/2021.

Read SEC document
June 06, 2017 Filed Jun 9, 2017 01:03 UTC
HILGER JAMES KChief Accounting Officer
GrantCommon Stock 3,044 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008780 · edgar.xml · nonDerivative · entry 1

HILGER JAMES K · CIK 0001264734 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,649

F1 · kind: These restricted stock units were granted on 6/6/2017. They are scheduled to vest 50% each on 5/15/2020 and 5/15/2021, subject to continued service through each applicable vesting date.

Read SEC document
May 16, 2017 Filed May 17, 2017 23:00 UTC Exercise / conversionStock Appreciation Rights · Derivative 36,000 $42.47 Strike: $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-007453 · edgar.xml · derivative · entry 3

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/11/2012, and vested 100% on 6/11/2013.

Read SEC document
May 16, 2017 Filed May 17, 2017 23:00 UTC Tax withholdingCommon Stock 23,153 $66.03 $1,528,792.59
Disclosure

SEC source: 0001179110-17-007453 · edgar.xml · nonDerivative · entry 2

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,760

Read SEC document
May 16, 2017 Filed May 17, 2017 23:00 UTC Exercise / conversionCommon Stock 36,000 $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-007453 · edgar.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 22:59 UTC
Rodriguez JavierCEO-Kidney Care
SaleCommon Stock 1,294 $66.21 $85,670.31
Disclosure

SEC source: 0001179110-17-007452 · edgar.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · CEO-Kidney Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,817

F1 · price: Represents the weighted average sale price of $65.2058. The range of prices for the sale of these shares was $66.1300 - $66.2550 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2017 Filed May 17, 2017 22:59 UTC
Rodriguez JavierCEO-Kidney Care
GrantCommon Stock 1,294 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007452 · edgar.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · CEO-Kidney Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,111

Read SEC document
May 15, 2017 Filed May 17, 2017 22:59 UTC
THIRY KENT JDirector · Chairman and CEO
GrantCommon Stock 2,306 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007451 · edgar.xml · nonDerivative · entry 1

THIRY KENT J · CIK 0001097391 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306

Read SEC document
May 15, 2017 Filed May 17, 2017 21:24 UTC
ZUMWALT LEANNE MGrp VP, Purch & Public Affairs
SaleCommon Stock 1,800 $66.32 $119,377.80
Disclosure

SEC source: 0001179110-17-007439 · edgar.xml · nonDerivative · entry 1

ZUMWALT LEANNE M · CIK 0001204946 · Grp VP, Purch & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

F1 · kind: The Restricted Stock Units were granted on 4/24/2014. 50% vested on 5/15/2017 and the remaining 50% will vest on 5/15/2018.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:23 UTC
JIGANTI JEANINE MARIEChief Compliance Officer
SaleCommon Stock 540 $66.07 $35,677.85
Disclosure

SEC source: 0001179110-17-007438 · edgar.xml · nonDerivative · entry 1

JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,514

F1 · kind: The Restricted Stock Units were granted on 4/24/2014. 50% vested on 5/15/2017 and the remaining 50% will vest on 5/15/2018.

F2 · balance_after: Includes 214 shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on 12/30/2016.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:22 UTC
HILGER JAMES KChief Accounting Officer
SaleCommon Stock 900 $66.05 $59,445.09
Disclosure

SEC source: 0001179110-17-007436 · edgar.xml · nonDerivative · entry 1

HILGER JAMES K · CIK 0001264734 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605

F1 · kind: The Restricted Stock Units were granted on 4/24/2014. 50% vested on 5/15/2017 and the remaining 50% will vest on 5/15/2018.

F2 · balance_after: Includes 358 shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on 12/30/2016.

Read SEC document
May 09, 2017 Filed May 11, 2017 22:20 UTC
BERG CHARLESDirector
Exercise / conversionStock Appreciation Rights · Derivative 24,000 $42.47 Strike: $42.47 $1,019,160.00
Disclosure

SEC source: 0001179110-17-007085 · edgar.xml · derivative · entry 5

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/11/2012, and vested 100% on 6/11/2013.

Read SEC document
May 09, 2017 Filed May 11, 2017 22:20 UTC
BERG CHARLESDirector
SaleCommon Stock 8,414 $65.80 $553,606.70
Disclosure

SEC source: 0001179110-17-007085 · edgar.xml · nonDerivative · entry 3

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,719

F1 · price: Represents the weighted average sale price of $65.7959. The range of prices for the sale of these shares was $65.6300 - $65.9100 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2017 Filed May 11, 2017 22:20 UTC
BERG CHARLESDirector
Tax withholdingCommon Stock 15,586 $65.39 $1,019,168.54
Disclosure

SEC source: 0001179110-17-007085 · edgar.xml · nonDerivative · entry 2

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

Read SEC document
May 09, 2017 Filed May 11, 2017 22:20 UTC
BERG CHARLESDirector
Exercise / conversionCommon Stock 24,000 $42.47 $1,019,160.00
Disclosure

SEC source: 0001179110-17-007085 · edgar.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
Valine RogerDirector
Exercise / conversionStock Appreciation Rights · Derivative 36,000 $42.47 Strike: $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-006797 · edgar.xml · derivative · entry 5

Valine Roger · CIK 0001310132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/11/2012, and vested 100% on 6/11/2013.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
Valine RogerDirector
SaleCommon Stock 12,994 $66.21 $860,366.52
Disclosure

SEC source: 0001179110-17-006797 · edgar.xml · nonDerivative · entry 3

Valine Roger · CIK 0001310132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sale price of $66.2126. The range of prices for the sale of these shares was $66.0750 - $66.2950 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
Valine RogerDirector
Tax withholdingCommon Stock 23,006 $66.45 $1,528,748.70
Disclosure

SEC source: 0001179110-17-006797 · edgar.xml · nonDerivative · entry 2

Valine Roger · CIK 0001310132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,994

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
Valine RogerDirector
Exercise / conversionCommon Stock 36,000 $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-006797 · edgar.xml · nonDerivative · entry 1

Valine Roger · CIK 0001310132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
NEHRA JOHN MDirector
Exercise / conversionStock Appreciation Rights · Derivative 36,000 $42.47 Strike: $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-006796 · edgar.xml · derivative · entry 4

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/11/2012, and vested 100% on 6/11/2013.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
NEHRA JOHN MDirector
Tax withholdingCommon Stock 23,006 $66.45 $1,528,748.70
Disclosure

SEC source: 0001179110-17-006796 · edgar.xml · nonDerivative · entry 2

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,994

Read SEC document
May 04, 2017 Filed May 8, 2017 18:58 UTC
NEHRA JOHN MDirector
Exercise / conversionCommon Stock 36,000 $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-006796 · edgar.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 04, 2017 Filed May 8, 2017 18:55 UTC Exercise / conversionStock Appreciation Rights · Derivative 36,000 $42.47 Strike: $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-006795 · edgar.xml · derivative · entry 4

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2017-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on 6/11/2012, and vested 100% on 6/11/2013.

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May 04, 2017 Filed May 8, 2017 18:55 UTC SaleCommon Stock 12,994 $65.89 $856,147.37
Disclosure

SEC source: 0001179110-17-006795 · edgar.xml · nonDerivative · entry 3

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,277

F1 · price: Represents the weighted average sale price of $65.8879. The range of prices for the sale of these shares was $65.6600 - $66.2800 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 04, 2017 Filed May 8, 2017 18:55 UTC Tax withholdingCommon Stock 23,006 $66.45 $1,528,748.70
Disclosure

SEC source: 0001179110-17-006795 · edgar.xml · nonDerivative · entry 2

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,271

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May 04, 2017 Filed May 8, 2017 18:55 UTC Exercise / conversionCommon Stock 36,000 $42.47 $1,528,740.00
Disclosure

SEC source: 0001179110-17-006795 · edgar.xml · nonDerivative · entry 1

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.