Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DAVITA INC.DVA · Entity 3482 | Chief Compliance Officer | June 13, 2017 | June 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DAVITA INC.
Report date June 13, 2017 · Filed June 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,514 |
Ending reported balance
After 2017-06-13 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-06-13 · Exercise / conversion · Acquired 7,500 · Balance 11,014 Row 2 · 2017-06-13 · Exercise / conversion · Acquired 5,200 · Balance 16,214 Row 3 · 2017-06-13 · Tax withholding · Disposed 10,814 · Balance 5,400 Row 4 · 2017-06-13 · Sale · Disposed 1,886 · Balance 3,514 F1: Represents the weighted average sale price of $65.5698. The range of prices for the sale of these shares was $65.5500-$65.5900, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $53.16 · Expires 2017-12-05 | Direct | 0 |
Reported balance
After 2017-06-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-06-13 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: The Stock Appreciation Rights were granted on 12/05/2012. 50% vested on 12/05/2015 and the remaining 50% vested on 12/05/2016. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $58.94 · Expires 2019-03-19 | Direct | 0 |
Reported balance
After 2017-06-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-06-13 · Exercise / conversion · Disposed 5,200 · Balance 0 F3: The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% vested on 3/19/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price of $65.5698. The range of prices for the sale of these shares was $65.5500-$65.5900, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The Stock Appreciation Rights were granted on 12/05/2012. 50% vested on 12/05/2015 and the remaining 50% vested on 12/05/2016.
F3: The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% vested on 3/19/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2017 Filed Jun 15, 2017 21:59 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 5,200 | $58.94 Strike: $58.94 | $306,488.00 |
DisclosureSEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · derivative · entry 6 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2019-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% vested on 3/19/2017. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:59 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $53.16 Strike: $53.16 | $398,700.00 |
DisclosureSEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · derivative · entry 5 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on 12/05/2012. 50% vested on 12/05/2015 and the remaining 50% vested on 12/05/2016. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:59 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 1,886 | $65.57 | $123,664.64 |
DisclosureSEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 4 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,514 F1 · price: Represents the weighted average sale price of $65.5698. The range of prices for the sale of these shares was $65.5500-$65.5900, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:59 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 10,814 | $65.22 | $705,289.08 |
DisclosureSEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 3 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:59 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 5,200 | $58.94 | $306,488.00 |
DisclosureSEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 2 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:59 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 7,500 | $53.16 | $398,700.00 |
DisclosureSEC source: 0000927066-17-000003 · wf-form4_149756397456297.xml · nonDerivative · entry 1 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:23 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 540 | $66.07 | $35,677.85 |
DisclosureSEC source: 0001179110-17-007438 · edgar.xml · nonDerivative · entry 1 JIGANTI JEANINE MARIE · CIK 0001566865 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,514 F1 · kind: The Restricted Stock Units were granted on 4/24/2014. 50% vested on 5/15/2017 and the remaining 50% will vest on 5/15/2018. F2 · balance_after: Includes 214 shares acquired by the Reporting Person under the Issuer's employee stock purchase plan on 12/30/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.