DUOT

SEC source: 0001079973-26-001352 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,782

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation for his services as a Director of the Issuer.

SEC source: 0001079973-26-001350 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,622.2907

F1 · kind: These shares were issued to Mr. Nixon as compensation for his services as a Director of the Issuer.

SEC source: 0001079973-26-001348 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,419

F1 · kind: These shares were issued to Mr. Lonegro as compensation for his services as a Director of the Issuer.

SEC source: 0001079973-26-001346 · ownership.xml · nonDerivative · entry 1

Recker Frank Douglas · CIK 0002083730 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,799

F1 · kind: These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer.

SEC source: 0001079973-26-001344 · ownership.xml · nonDerivative · entry 1

Ferry Charles Parker · CIK 0001821811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,873

F1 · kind: These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer.

SEC source: 0001079973-26-001342 · ownership.xml · nonDerivative · entry 1

James Brian J. · CIK 0002086226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,829

F1 · kind: These shares were issued to Mr. James as compensation for his services as a Director of the Issuer.

SEC source: 0001553350-26-000136 · ownership.xml · nonDerivative · entry 1

Recker Frank Douglas · CIK 0002083730 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 9,250

SEC source: 0001079973-26-001266 · ownership.xml · nonDerivative · entry 2

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,523.2907

SEC source: 0001079973-26-001266 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,616

SEC source: 0001079973-26-000901 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,543

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000899 · ownership.xml · nonDerivative · entry 1

James Brian J. · CIK 0002086226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,030

F1 · kind: These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000897 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,759

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000893 · goldfarb4.xml · nonDerivative · entry 1

Goldfarb Adrian Graham · CIK 0001427103 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,247

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

SEC source: 0001079973-26-000903 · ownership.xml · nonDerivative · entry 1

Ferry Charles Parker · CIK 0001821811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,074

F1 · kind: These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer.

SEC source: 0001079973-26-000895 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,620

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001553350-26-000053 · ownership.xml · nonDerivative · entry 1

Ferry Charles Parker · CIK 0001821811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,445

F1 · kind: Mr. Ferry resigned as Chief Executive Officer of the Issuer effective April 1, 2026. In connection with his resignation, Mr. Ferry and the Issuer amended his previous grant of shares under the 2021 Equity Incentive Plan and reduced the number of shares subject to the grant from 522,889 to 261,445. The shares continue to be subject to the same cliff vesting period. The shares will vest on December 31, 2027. Mr. Ferry remains a Director of the Issuer.

F1 · price: Mr. Ferry resigned as Chief Executive Officer of the Issuer effective April 1, 2026. In connection with his resignation, Mr. Ferry and the Issuer amended his previous grant of shares under the 2021 Equity Incentive Plan and reduced the number of shares subject to the grant from 522,889 to 261,445. The shares continue to be subject to the same cliff vesting period. The shares will vest on December 31, 2027. Mr. Ferry remains a Director of the Issuer.

SEC source: 0001553350-26-000037 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,884

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001553350-26-000036 · ownership.xml · nonDerivative · entry 1

James Brian J. · CIK 0002086226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,956

F1 · kind: These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer.

SEC source: 0001553350-26-000035 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,203

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001553350-26-000038 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,546

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000027 · ownership.xml · nonDerivative · entry 2

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,896

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000021 · ownership.xml · nonDerivative · entry 2

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,468

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000023 · ownership.xml · nonDerivative · entry 2

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,811

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000111 · ownership.xml · nonDerivative · entry 2

Brown Leah F. · CIK 0002084485 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

F3 · security: The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028.

F3 · price: The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028.

SEC source: 0001079973-26-000027 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,896

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000025 · ownership.xml · nonDerivative · entry 1

James Brian J. · CIK 0002086226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,221

F1 · kind: These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000021 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,468

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000023 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,811

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000057 · goldfarb4.xml · nonDerivative · entry 1

Goldfarb Adrian Graham · CIK 0001427103 · Former CFO (see remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,981

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

SEC source: 0001079973-26-000059 · ownership.xml · nonDerivative · entry 1

Ferry Charles Parker · CIK 0001821811 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,044

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

SEC source: 0001079973-26-000111 · ownership.xml · nonDerivative · entry 1

Brown Leah F. · CIK 0002084485 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

SEC source: 0001079973-26-000246 · ownership.xml · nonDerivative · entry 2

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,896

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

F2 · kind: This amendment corrects the issue date and price of this 10,000 share grant.

SEC source: 0001079973-26-000246 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,896

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000245 · ownership.xml · nonDerivative · entry 2

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,468

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

F2 · kind: This amendment corrects the issue date and price of this 10,000 share grant.

SEC source: 0001079973-26-000245 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,468

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-26-000247 · ownership.xml · nonDerivative · entry 2

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,811

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

F2 · kind: This amendment corrects the issue date and price of this 10,000 share grant.

SEC source: 0001079973-26-000247 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,811

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001536 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,148

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001538 · ownership.xml · nonDerivative · entry 1

James Brian J. · CIK 0002086226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583

F1 · kind: These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001534 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,283

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001540 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,626

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001463 · ownership.xml · nonDerivative · entry 1

King Christopher T. · CIK 0002049490 · FORMER CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,500

F1 · kind: Effective September 15, 2025, Mr. King resigned as Chief Operating Officer. In connection with his resignation, Mr. King forfeited 112,500 of the 225,000 restricted shares of common stock he had been granted under the Issuer's 2021 Equity Incentive Plan, as amended. The remaining 112,500 restricted shares he had been granted remain subject to the same cliff vesting schedule and will vest on January 1, 2028.

F1 · price: Effective September 15, 2025, Mr. King resigned as Chief Operating Officer. In connection with his resignation, Mr. King forfeited 112,500 of the 225,000 restricted shares of common stock he had been granted under the Issuer's 2021 Equity Incentive Plan, as amended. The remaining 112,500 restricted shares he had been granted remain subject to the same cliff vesting schedule and will vest on January 1, 2028.

SEC source: 0001079973-25-001103 · ownership.xml · nonDerivative · entry 1

MAVROMMATIS NED · CIK 0001113291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,802

F1 · kind: These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001100 · ownership.xml · nonDerivative · entry 1

Nixon James Craig · CIK 0001879177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,265

F1 · kind: These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001099 · ownership.xml · nonDerivative · entry 1

Lonegro Frank A · CIK 0001653042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,608

F1 · kind: These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer.

SEC source: 0001079973-25-001136 · goldfarb4.xml · nonDerivative · entry 1

Goldfarb Adrian Graham · CIK 0001427103 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,266

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

SEC source: 0001079973-25-001134 · ownership.xml · nonDerivative · entry 1

Ferry Charles Parker · CIK 0001821811 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,396

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.

SEC source: 0001079973-25-000930 · goldfarb4.xml · nonDerivative · entry 1

Goldfarb Adrian Graham · CIK 0001427103 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.90 per share. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001079973-25-000927 · goldfarb4.xml · nonDerivative · entry 1

Goldfarb Adrian Graham · CIK 0001427103 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,762

SEC source: 0001079973-25-001121 · ownership.xml · nonDerivative · entry 1

EHRMAN KENNETH S · CIK 0001107329 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,768

F1 · price: These shares were granted to Mr. Ehrman pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and were subject to a 90-day cliff vesting period. All of the shares vested on July 8, 2025.

F2 · balance_after: Mr. Erhman resigned as Chairman and a Director on April 9, 2025. As of that date, the vesting period of the 10,000 shares granted to him on April 1, 2025 was changed from one year from the date of grant to 90 days from April 9, 2025. All of these shares vested on July 8, 2025.