Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUOS TECHNOLOGIES GROUP, INC.DUOT · Entity 6044 | Director · Chief Executive Officer | September 30, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUOS TECHNOLOGIES GROUP, INC.
Report date September 30, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 2,799 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 2,799 · Balance 2,799 F1: These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400,000 F2: These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of these shares vest on January 1, 2028, subject to acceleration, under the terms of Mr. Recker's Employment Agreement, to April 1, 2027, if certain fiscal 2026 targets are achieved. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy IRA | 9,250 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,250 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer.
F2: These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of these shares vest on January 1, 2028, subject to acceleration, under the terms of Mr. Recker's Employment Agreement, to April 1, 2027, if certain fiscal 2026 targets are achieved.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 9, 2026 22:00 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 2,799 | $8.93 | $25,005.99 |
DisclosureSEC source: 0001079973-26-001346 · ownership.xml · nonDerivative · entry 1 Recker Frank Douglas · CIK 0002083730 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,799 F1 · kind: These shares were issued to Mr. Recker as compensation for his services as a Director of the Issuer. Read SEC document |
| September 22, 2026 Filed Sep 23, 2026 20:30 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | PurchaseCommon Stock, $0.001 par value | 9,250 | $9.14 | $84,557.03 |
DisclosureSEC source: 0001553350-26-000136 · ownership.xml · nonDerivative · entry 1 Recker Frank Douglas · CIK 0002083730 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 9,250 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.