Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUOS TECHNOLOGIES GROUP, INC.DUOT · Entity 6044 | Chief Financial Officer | December 31, 2025 | January 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUOS TECHNOLOGIES GROUP, INC.
Report date December 31, 2025 · Filed January 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 228 |
Reported balance
After 2025-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-31 · Grant · Acquired 228 · Balance 228 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
After 2026-01-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-01-01 · Grant · Acquired 150,000 · Balance 150,000 F3: The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028. |
| Options to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.22 · Expires 2028-11-30 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 F4: These options were granted on April 1, 2023. The options vest over three years, with one third vesting each year. As of the date hereof, options to purchase 6,667 shares have vested and are exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.
F3: The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028.
F4: These options were granted on April 1, 2023. The options vest over three years, with one third vesting each year. As of the date hereof, options to purchase 6,667 shares have vested and are exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2026 Filed Jan 27, 2026 13:05 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-26-000111 · ownership.xml · nonDerivative · entry 2 Brown Leah F. · CIK 0002084485 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 F3 · security: The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028. F3 · price: The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028. Read SEC document |
| December 31, 2025 Filed Jan 27, 2026 13:05 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 228 | $6.17 | $1,406.99 |
DisclosureSEC source: 0001079973-26-000111 · ownership.xml · nonDerivative · entry 1 Brown Leah F. · CIK 0002084485 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.