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DRVN

Driven Brands Holdings Inc.

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4468
SEC CIK
0001804745
Parsed reports
192

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2022 Filed Mar 24, 2022 21:42 UTC
Fitzpatrick Jonathan G.Director · President & CEO
GrantPerformance-based restricted stock units · Derivative 36,905 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-001124 · es220237406_4-fitzpatrick.xml · derivative · entry 2

Fitzpatrick Jonathan G. · CIK 0001832331 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,905

Underlying: Common Stock · 36,905 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

F2 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

F2 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

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March 22, 2022 Filed Mar 24, 2022 21:42 UTC
Fitzpatrick Jonathan G.Director · President & CEO
GrantCommon Stock 46,062 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-001124 · es220237406_4-fitzpatrick.xml · nonDerivative · entry 1

Fitzpatrick Jonathan G. · CIK 0001832331 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237,535

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on March 22, 2023, March 22, 2024 and March 22, 2025, provided the Reporting Person remains in continuous service on each vesting date.

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March 22, 2022 Filed Mar 24, 2022 21:42 UTC
Beland MichaelSVP & Chief Accounting Officer
GrantPerformance-based restricted stock units · Derivative 2,030 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-001123 · es220237403_4-beland.xml · derivative · entry 2

Beland Michael · CIK 0001871268 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Common Stock · 2,030 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

F2 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

F2 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

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March 22, 2022 Filed Mar 24, 2022 21:42 UTC
Beland MichaelSVP & Chief Accounting Officer
GrantCommon Stock 2,534 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-001123 · es220237403_4-beland.xml · nonDerivative · entry 1

Beland Michael · CIK 0001871268 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on March 22, 2023, March 22, 2024 and March 22, 2025, provided the Reporting Person remains in continuous service on each vesting date.

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December 20, 2021 Filed Dec 22, 2021 21:30 UTC
Rivera Daniel R.EVP & Group President, Maint.
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000950142-21-004144 · es210212795_4-rivera.xml · derivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The stock options will vest on December 20, 2025, subject to the Reporting Person's continuous employment with, directorship with, or engagement to provide services to Driven Brands Holdings Inc.

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December 20, 2021 Filed Dec 22, 2021 21:29 UTC GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000950142-21-004143 · es210212794_4-mason.xml · derivative · entry 1

Mason Tiffany L · CIK 0001755412 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The stock options will vest on December 20, 2025, subject to the Reporting Person's continuous employment with, directorship with, or engagement to provide services to Driven Brands Holdings Inc.

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December 20, 2021 Filed Dec 22, 2021 21:29 UTC
Macaluso Michael G.EVP & Grp Pres-Pt., Coll & Gl.
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000950142-21-004142 · es210212793_4-macaluso.xml · derivative · entry 1

Macaluso Michael G. · CIK 0001832412 · EVP & Grp Pres-Pt., Coll & Gl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The stock options will vest on December 20, 2025, subject to the Reporting Person's continuous employment with, directorship with, or engagement to provide services to Driven Brands Holdings Inc.

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December 20, 2021 Filed Dec 22, 2021 21:29 UTC
O'Melia Scott L.EVP, Gen. Counsel & Secretary
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000950142-21-004141 · es210212792_4-omelia.xml · derivative · entry 1

O'Melia Scott L. · CIK 0001832730 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The stock options will vest on December 20, 2025, subject to the Reporting Person's continuous employment with, directorship with, or engagement to provide services to Driven Brands Holdings Inc.

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December 20, 2021 Filed Dec 22, 2021 21:28 UTC
Fitzpatrick Jonathan G.Director · President & CEO
GrantStock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000950142-21-004140 · es210212791_4-fitzpatrick.xml · derivative · entry 1

Fitzpatrick Jonathan G. · CIK 0001832331 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The stock options will vest, subject to the Reporting Person's continuous employment with, directorship with, or engagement to provide services to Driven Brands Holdings Inc., ("the Issuer"), on the earlier of (a) December 20, 2025 and (b) if the Reporting Person's continuous employment with, directorship with and engagement to provide services to the Issuer is terminated (subject to a few exceptions), at any time on or after June 20, 2024.

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November 05, 2021 Filed Nov 5, 2021 22:52 UTC
Rivera Daniel R.EVP & Group President, Maint.
SaleCommon Stock 26,173 $32.11 $840,415.03
Disclosure

SEC source: 0000950142-21-003614 · es210199714_4-rivera.xml · nonDerivative · entry 3

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,768

F3 · price: The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 04, 2021 Filed Nov 5, 2021 22:52 UTC
Rivera Daniel R.EVP & Group President, Maint.
SaleCommon Stock 1,559 $32.08 $50,012.72
Disclosure

SEC source: 0000950142-21-003614 · es210199714_4-rivera.xml · nonDerivative · entry 2

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,941

F2 · price: The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 03, 2021 Filed Nov 5, 2021 22:52 UTC
Rivera Daniel R.EVP & Group President, Maint.
SaleCommon Stock 14,046 $32.19 $452,140.74
Disclosure

SEC source: 0000950142-21-003614 · es210199714_4-rivera.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,500

F1 · price: The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.01 to $32.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2021 Filed Sep 10, 2021 18:10 UTC
RC IV Cayman ICW Holdings LLC10% owner · See Remarks.
RC IV Cayman ICW Equity LLC10% owner · See Remarks.
Roark Capital GenPar IV Cayman AIV LP10% owner · See Remarks.
SaleCommon Stock, par value $0.01 per share 284,212 $29.50 $8,384,254.00
Disclosure

SEC source: 0000950142-21-002878 · es210182809_4-rc4cay.xml · nonDerivative · entry 1

RC IV Cayman ICW Holdings LLC · CIK 0001840278 · 10% owner · See Remarks.

RC IV Cayman Equity ICW LLC · CIK 0001840285 · 10% owner · See Remarks.

Roark Capital Partners IV Cayman AIV LP · CIK 0001840291 · 10% owner · See Remarks.

Roark Capital GenPar IV Cayman AIV LP · CIK 0001840290 · 10% owner · See Remarks.

Roark Capital GenPar IV Cayman AIV Ltd. · CIK 0001840289 · 10% owner · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,016,155

F3 · shares: These shares were sold by RC IV Cayman ICW Holdings LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC.

F1 · ownership.nature: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN2)

F2 · ownership.nature: (Continued from FN1) Each of Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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September 08, 2021 Filed Sep 10, 2021 18:11 UTC
ARONSON NEAL KDirector · 10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 284,212 $29.50 $8,384,254.00
Disclosure

SEC source: 0000950142-21-002879 · es210182885_4-aronson.xml · nonDerivative · entry 2

ARONSON NEAL K · CIK 0001040618 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,016,155

F5 · shares: These shares were sold by RC IV Cayman ICW Holdings LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC.

F2 · ownership.nature: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN3)

F3 · ownership.nature: (Continued from FN2) By virtue of being a member of a group with the RC IV Entities (as defined below), Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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September 08, 2021 Filed Sep 10, 2021 18:11 UTC
ARONSON NEAL KDirector · 10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 597,181 $29.50 $17,616,839.50
Disclosure

SEC source: 0000950142-21-002879 · es210182885_4-aronson.xml · nonDerivative · entry 1

ARONSON NEAL K · CIK 0001040618 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,575,368

F4 · shares: These shares were sold by Driven Equity LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC.

F1 · ownership.nature: Consists of shares held directly by Driven Equity LLC. Driven Equity LLC is controlled by RC Driven Holdco LLC. RC Driven Holdco LLC is controlled by Roark Capital Partners III LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and therefore be deemed to be the beneficial owner of the common stock held by Driven Equity LLC, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:06 UTC
Driven Equity LLC10% owner · See Remarks.
RC Driven Holdco LLC10% owner · See Remarks.
Roark Capital Partners III LP10% owner · See Remarks.
Roark Capital GenPar III LLC10% owner · See Remarks.
SaleCommon Stock, par value $0.01 per share 597,181 $29.50 $17,616,839.50
Disclosure

SEC source: 0000950142-21-002877 · es210182807_4-dreq.xml · nonDerivative · entry 1

Driven Equity LLC · CIK 0001840422 · 10% owner · See Remarks.

RC Driven Holdco LLC · CIK 0001840427 · 10% owner · See Remarks.

Roark Capital Partners III LP · CIK 0001547125 · 10% owner · See Remarks.

Roark Capital GenPar III LLC · CIK 0001840288 · 10% owner · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,575,368

F3 · shares: These shares were sold by Driven Equity LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC.

F1 · ownership.nature: Consists of shares held directly by Driven Equity LLC. Driven Equity LLC is controlled by RC Driven Holdco LLC. RC Driven Holdco LLC is controlled by Roark Capital Partners III LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. (Continued in FN2)

F2 · ownership.nature: (Continued from FN1) Each of RC Driven Holdco LLC, Roark Capital Partners III LP, Roark Capital GenPar III LLC and Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and therefore be deemed to be the beneficial owner of the common stock held by Driven Equity LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 13, 2021 Filed Aug 17, 2021 20:42 UTC PurchaseCommon Stock 350 $28.64 $10,024.00
Disclosure

SEC source: 0000950142-21-002645 · es210178319_4-stroup.xml · nonDerivative · entry 4

Stroup Karen B. · CIK 0001832333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 350

F1 · shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:42 UTC PurchaseCommon Stock 350 $28.59 $10,006.50
Disclosure

SEC source: 0000950142-21-002645 · es210178319_4-stroup.xml · nonDerivative · entry 3

Stroup Karen B. · CIK 0001832333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 350

F1 · shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:42 UTC PurchaseCommon Stock 350 $28.59 $10,006.50
Disclosure

SEC source: 0000950142-21-002645 · es210178319_4-stroup.xml · nonDerivative · entry 2

Stroup Karen B. · CIK 0001832333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 350

F1 · shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:42 UTC PurchaseCommon Stock 1,550 $28.59 $44,314.50
Disclosure

SEC source: 0000950142-21-002645 · es210178319_4-stroup.xml · nonDerivative · entry 1

Stroup Karen B. · CIK 0001832333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,595

F2 · balance_after: Includes 2,095 shares of restricted stock previously reported by the Reporting Person on Form 3.

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August 09, 2021 Filed Aug 11, 2021 18:00 UTC
RC IV Cayman ICW Holdings LLC10% owner · See Remarks.
RC IV Cayman ICW Equity LLC10% owner · See Remarks.
Roark Capital GenPar IV Cayman AIV LP10% owner · See Remarks.
SaleCommon Stock, par value $0.01 per share 3,869,490 $29.50 $114,149,955.00
Disclosure

SEC source: 0000950142-21-002595 · es210176337_4-rc4cay.xml · nonDerivative · entry 1

RC IV Cayman ICW Holdings LLC · CIK 0001840278 · 10% owner · See Remarks.

RC IV Cayman Equity ICW LLC · CIK 0001840285 · 10% owner · See Remarks.

Roark Capital Partners IV Cayman AIV LP · CIK 0001840291 · 10% owner · See Remarks.

Roark Capital GenPar IV Cayman AIV LP · CIK 0001840290 · 10% owner · See Remarks.

Roark Capital GenPar IV Cayman AIV Ltd. · CIK 0001840289 · 10% owner · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,300,367

F1 · ownership.nature: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN2)

F2 · ownership.nature: (Continued from FN1) Each of Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 18:01 UTC
ARONSON NEAL KDirector · 10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 3,869,490 $29.50 $114,149,955.00
Disclosure

SEC source: 0000950142-21-002597 · es210176401_4-aronson.xml · nonDerivative · entry 2

ARONSON NEAL K · CIK 0001040618 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,300,367

F2 · ownership.nature: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN3)

F3 · ownership.nature: (Continued from FN2) By virtue of being a member of a group with the RC IV Entities (as defined below), Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 18:01 UTC
ARONSON NEAL KDirector · 10% owner · See Remarks
SaleCommon Stock, par value $0.01 per share 8,130,510 $29.50 $239,850,045.00
Disclosure

SEC source: 0000950142-21-002597 · es210176401_4-aronson.xml · nonDerivative · entry 1

ARONSON NEAL K · CIK 0001040618 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,172,549

F1 · ownership.nature: Consists of shares held directly by Driven Equity LLC. Driven Equity LLC is controlled by RC Driven Holdco LLC. RC Driven Holdco LLC is controlled by Roark Capital Partners III LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and therefore be deemed to be the beneficial owner of the common stock held by Driven Equity LLC, but disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Aronson is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:00 UTC
Driven Equity LLC10% owner · See Remarks.
RC Driven Holdco LLC10% owner · See Remarks.
Roark Capital Partners III LP10% owner · See Remarks.
Roark Capital GenPar III LLC10% owner · See Remarks.
SaleCommon Stock, par value $0.01 per share 8,130,510 $29.50 $239,850,045.00
Disclosure

SEC source: 0000950142-21-002596 · es210176338_4-dreq.xml · nonDerivative · entry 1

Driven Equity LLC · CIK 0001840422 · 10% owner · See Remarks.

RC Driven Holdco LLC · CIK 0001840427 · 10% owner · See Remarks.

Roark Capital Partners III LP · CIK 0001547125 · 10% owner · See Remarks.

Roark Capital GenPar III LLC · CIK 0001840288 · 10% owner · See Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,172,549

F1 · ownership.nature: Consists of shares held directly by Driven Equity LLC. Driven Equity LLC is controlled by RC Driven Holdco LLC. RC Driven Holdco LLC is controlled by Roark Capital Partners III LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. (Continued in FN2)

F2 · ownership.nature: (Continued from FN1) Each of RC Driven Holdco LLC, Roark Capital Partners III LP, Roark Capital GenPar III LLC and Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and therefore be deemed to be the beneficial owner of the common stock held by Driven Equity LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 13, 2021 Filed Jul 16, 2021 01:37 UTC
Beland MichaelSVP & Chief Accounting Officer
GrantCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-002373 · es210169365_4-beland.xml · nonDerivative · entry 1

Beland Michael · CIK 0001871268 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721

F1 · shares: The Restricted Stock Units, which represent a contingent right to receive one share of Common Stock for each RSU, will vest in three equal installments on July 13, 2022, July 13, 2023 and July 13, 2024, provided the Reporting Person remains in continuous service on each vesting date.

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January 22, 2021 Filed Jan 22, 2021 21:43 UTC
Mendoza Gabriel C.EVP & Pres., Car Wash N.A.
PurchaseCommon Stock 21,700 $29.76 $645,792.00
Disclosure

SEC source: 0000950142-21-000219 · es210126965_4-mendoza.xml · nonDerivative · entry 2

Mendoza Gabriel C. · CIK 0001832418 · EVP & Pres., Car Wash N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,703

F2 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $29.60 to $30.08, inclusive.

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January 21, 2021 Filed Jan 22, 2021 21:43 UTC
Mendoza Gabriel C.EVP & Pres., Car Wash N.A.
PurchaseCommon Stock 8,300 $29.86 $247,838.00
Disclosure

SEC source: 0000950142-21-000219 · es210126965_4-mendoza.xml · nonDerivative · entry 1

Mendoza Gabriel C. · CIK 0001832418 · EVP & Pres., Car Wash N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,003

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $29.75 to $30.00, inclusive. The reporting person undertakes to provide to Driven Brands Holdings Inc., any security holder of Driven Brands Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

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January 19, 2021 Filed Jan 20, 2021 02:24 UTC
Marshall Kyle L.President, Platform Services
PurchaseCommon Stock 2,220 $26.98 $59,895.60
Disclosure

SEC source: 0000950142-21-000206 · es210126026_4-marshall.xml · nonDerivative · entry 1

Marshall Kyle L. · CIK 0001832414 · President, Platform Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,546

Read SEC document
January 15, 2021 Filed Jan 16, 2021 00:52 UTC PurchaseCommon Stock 15,000 $28.00 $420,000.00
Disclosure

SEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · nonDerivative · entry 1

PUCKETT RICK D · CIK 0001240668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,549

Read SEC document
January 14, 2021 Filed Jan 15, 2021 19:51 UTC
Mendoza Gabriel C.EVP & Pres., Car Wash N.A.
GrantStock Option (right to buy) · Derivative 56,357 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000184 · es210125446_4-mendoza.xml · derivative · entry 2

Mendoza Gabriel C. · CIK 0001832418 · EVP & Pres., Car Wash N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,357

Underlying: Common Stock · 56,357 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 14,110 shares in four equal installments (rounded to the nearest integer) on January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025, (ii) with respect to 38,632 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025, and (iii) with respect to 3,615 shares in two equal installments (rounded to the nearest integer) on July 10, 2021 and July 10, 2022.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 19:51 UTC
Mendoza Gabriel C.EVP & Pres., Car Wash N.A.
GrantStock Option (right to buy) · Derivative 8,559 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000184 · es210125446_4-mendoza.xml · derivative · entry 1

Mendoza Gabriel C. · CIK 0001832418 · EVP & Pres., Car Wash N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559

Underlying: Common Stock · 8,559 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:54 UTC GrantStock Option (right to buy) · Derivative 18,182 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000189 · es210125441_4-swinburn.xml · derivative · entry 2

SWINBURN PETER S · CIK 0001226872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,182

Underlying: Common Stock · 18,182 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest in three equal installments (rounded to the nearest integer) on the first three anniversaries of the consummation of January 20, 2021.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:54 UTC GrantStock Option (right to buy) · Derivative 4,395 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000189 · es210125441_4-swinburn.xml · derivative · entry 1

SWINBURN PETER S · CIK 0001226872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395

Underlying: Common Stock · 4,395 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:53 UTC GrantStock Option (right to buy) · Derivative 18,182 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000188 · es210125442_4-stroup.xml · derivative · entry 1

Stroup Karen B. · CIK 0001832333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,182

Underlying: Common Stock · 18,182 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest in three equal installments (rounded to the nearest integer) on each of October 21, 2021, October 21, 2022 and October 21, 2023.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:52 UTC GrantStock Option (right to buy) · Derivative 18,182 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · derivative · entry 4

PUCKETT RICK D · CIK 0001240668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,182

Underlying: Common Stock · 18,182 shares

Expires 2031-01-14

F2 · derivative.exercise_date: The stock options will vest in three equal installments (rounded to the nearest integer) on the first three anniversaries of January 20, 2021.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:52 UTC GrantStock Option (right to buy) · Derivative 1,090 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · derivative · entry 3

PUCKETT RICK D · CIK 0001240668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 1,090 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest on May 17, 2021.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:52 UTC GrantStock Option (right to buy) · Derivative 4,357 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · derivative · entry 2

PUCKETT RICK D · CIK 0001240668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,357

Underlying: Common Stock · 4,357 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:53 UTC
Rivera Daniel R.EVP & Group President, Maint.
GrantStock Option (right to buy) · Derivative 59,944 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000187 · es210125443_4-rivera.xml · derivative · entry 2

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,944

Underlying: Common Stock · 59,944 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest with respect to 59,944 shares in four equal installments (rounded to the nearest integer) on January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:53 UTC
Rivera Daniel R.EVP & Group President, Maint.
GrantStock Option (right to buy) · Derivative 14,986 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000187 · es210125443_4-rivera.xml · derivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,986

Underlying: Common Stock · 14,986 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:52 UTC
O'Melia Scott L.EVP, Gen. Counsel & Secretary
GrantStock Option (right to buy) · Derivative 131,453 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000185 · es210125445_4-omelia.xml · derivative · entry 1

O'Melia Scott L. · CIK 0001832730 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,453

Underlying: Common Stock · 131,453 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 18,761 shares in five equal installments (rounded to the nearest integer) on May 4, 2021, May 4, 2022, May 4, 2023, May 4, 2024 and May 4, 2025, and (ii) with respect to 112,692 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:51 UTC GrantStock Option (right to buy) · Derivative 131,276 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000183 · es210125447_4-mason.xml · derivative · entry 1

Mason Tiffany L · CIK 0001755412 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,276

Underlying: Common Stock · 131,276 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 74,930 shares in five equal installments (rounded to the nearest integer) on March 2, 2021, March 2, 2022, March 2, 2023, March 2, 2024 and March 2, 2025, and (ii) with respect to 56,346 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:50 UTC
Marshall Kyle L.President, Platform Services
GrantStock Option (right to buy) · Derivative 42,108 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000182 · es210125448_4-marshall.xml · derivative · entry 2

Marshall Kyle L. · CIK 0001832414 · President, Platform Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,108

Underlying: Common Stock · 42,108 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 19,502 shares in four equal installments (rounded to the nearest integer) on January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025, and (ii) with respect to 22,606 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:50 UTC
Marshall Kyle L.President, Platform Services
GrantStock Option (right to buy) · Derivative 7,722 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000182 · es210125448_4-marshall.xml · derivative · entry 1

Marshall Kyle L. · CIK 0001832414 · President, Platform Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,722

Underlying: Common Stock · 7,722 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:49 UTC GrantStock Option (right to buy) · Derivative 18,182 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000180 · es210125451_4-halligan.xml · derivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,182

Underlying: Common Stock · 18,182 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest in three equal installments (rounded to the nearest integer) on each of October 21, 2021, October 21, 2022 and October 21, 2023.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:50 UTC
Macaluso Michael G.EVP & Grp Pres-Pt., Coll & Gl.
GrantStock Option (right to buy) · Derivative 64,237 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000181 · es210125449_4-macaluso.xml · derivative · entry 2

Macaluso Michael G. · CIK 0001832412 · EVP & Grp Pres-Pt., Coll & Gl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,237

Underlying: Common Stock · 64,237 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 59,944 shares in four equal installments (rounded to the nearest integer) on January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025, and (ii) with respect to 4,293 shares in three equal installments (rounded to the nearest integer) on May 9, 2021, May 9, 2022 and May 9, 2023.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:50 UTC
Macaluso Michael G.EVP & Grp Pres-Pt., Coll & Gl.
GrantStock Option (right to buy) · Derivative 23,294 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000181 · es210125449_4-macaluso.xml · derivative · entry 1

Macaluso Michael G. · CIK 0001832412 · EVP & Grp Pres-Pt., Coll & Gl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,294

Underlying: Common Stock · 23,294 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:49 UTC
Gehlan Tracy A.Pres., Car Wash International
GrantStock Option (right to buy) · Derivative 42,175 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000179 · es210125452_4-gehlan.xml · derivative · entry 1

Gehlan Tracy A. · CIK 0001832225 · Pres., Car Wash International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,175

Underlying: Common Stock · 42,175 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest with respect to 42,175 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:49 UTC
Fitzpatrick Jonathan G.Director · President & CEO
GrantStock Option (right to buy) · Derivative 490,806 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000178 · es210125453_4-fitzpatrick.xml · derivative · entry 2

Fitzpatrick Jonathan G. · CIK 0001832331 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,806

Underlying: Common Stock · 490,806 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 153,410 shares in four equal installments (rounded to the nearest integer) on January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025, and (ii) with respect to 337,396 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:49 UTC
Fitzpatrick Jonathan G.Director · President & CEO
GrantStock Option (right to buy) · Derivative 38,352 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000178 · es210125453_4-fitzpatrick.xml · derivative · entry 1

Fitzpatrick Jonathan G. · CIK 0001832331 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,352

Underlying: Common Stock · 38,352 shares

Expires 2031-01-14

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:48 UTC
Edmiston Robert BryanChief Accounting Officer
GrantStock Option (right to buy) · Derivative 32,932 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000177 · es210125454_4-edmiston.xml · derivative · entry 1

Edmiston Robert Bryan · CIK 0001840090 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,932

Underlying: Common Stock · 32,932 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest (i) with respect to 18,761 shares in five equal installments (rounded to the nearest integer) on March 23, 2021, March 23, 2022, March 23, 2023, March 23, 2024 and March 23, 2025, and (ii) with respect to 14,171 shares in five equal installments (rounded to the nearest integer) on August 3, 2021, August 3, 2022, August 3, 2023, August 3, 2024 and August 3, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.