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Rivera Daniel R.

Disclosed activity across 1 company

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34017
SEC CIK
0001832731

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Driven Brands Holdings Inc.DRVN · Entity 4468Director · Chief Executive OfficerJune 29, 2026July 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Driven Brands Holdings Inc.

Report date June 29, 2026 · Filed July 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect727,242 Reported balance After 2026-06-29 transaction · row 1
1 source row

Row 1 · 2026-06-29 · Grant · Acquired 122,137 · Balance 727,242

F1: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on March 11, 2027, March 11, 2028 and March 11, 2029, provided the Reporting Person remains in continuous service on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on March 11, 2027, March 11, 2028 and March 11, 2029, provided the Reporting Person remains in continuous service on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2026 Filed Jul 1, 2026 22:41 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantCommon Stock 122,137 $0.00 $0.00
Disclosure

SEC source: 0001832731-26-000009 · wk-form4_1782945701.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,242

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on March 11, 2027, March 11, 2028 and March 11, 2029, provided the Reporting Person remains in continuous service on each vesting date.

Read SEC document
May 09, 2026 Filed May 12, 2026 20:29 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 7,731 $13.41 $103,672.71
Disclosure

SEC source: 0001832731-26-000007 · wk-form4_1778617787.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,105

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on May 9, 2026. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:24 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 1,810 $11.00 $19,910.00
Disclosure

SEC source: 0001832731-26-000005 · wk-form4_1772573054.xml · nonDerivative · entry 2

Rivera Daniel R. · CIK 0001832731 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,836

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 28, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:24 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 4,045 $11.00 $44,495.00
Disclosure

SEC source: 0001832731-26-000005 · wk-form4_1772573054.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,646

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 27, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
May 09, 2025 Filed May 13, 2025 19:52 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantCommon Stock 71,692 $0.00 $0.00
Disclosure

SEC source: 0001804745-25-000059 · wk-form4_1747165919.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,691

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on the first three anniversaries of the grant date, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 22, 2025 Filed Mar 26, 2025 01:54 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 898 $17.41 $15,634.18
Disclosure

SEC source: 0001062993-25-006306 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,999

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on March 22, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:21 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 2,368 $16.22 $38,408.96
Disclosure

SEC source: 0001062993-25-004964 · form4.xml · nonDerivative · entry 2

Rivera Daniel R. · CIK 0001832731 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,897

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of performance-based restricted stock units granted on March 22, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:21 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantCommon Stock 8,636 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004964 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,265

F1 · kind: Receipt of shares acquired upon settlement of performance-based restricted stock units granted on March 22, 2022.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 00:29 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 1,619 $17.53 $28,381.07
Disclosure

SEC source: 0001062993-25-004173 · form4.xml · nonDerivative · entry 2

Rivera Daniel R. · CIK 0001832731 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,629

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 28, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:29 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 3,112 $16.23 $50,507.76
Disclosure

SEC source: 0001062993-25-004173 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,248

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 27, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 22:10 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 898 $15.31 $13,748.38
Disclosure

SEC source: 0001062993-24-007158 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,360

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on March 22, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 02:15 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 1,659 $13.56 $22,496.04
Disclosure

SEC source: 0001062993-24-005000 · form4.xml · nonDerivative · entry 2

Rivera Daniel R. · CIK 0001832731 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,258

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 28, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:15 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantCommon Stock 35,074 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005000 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,917

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on February 27, 2025, February 27, 2026, and February 27, 2027, provided the Reporting Person remains in continuous service on each vesting date.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 21:33 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantStock Option (right to buy) · Derivative 193,491 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950170-23-057596 · ownership.xml · derivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,491

Underlying: Common Stock · 193,491 shares

Expires 2031-01-14

F1 · kind: Represents stock options granted in connection with Driven Brands Holdings Inc.'s (the "Company's") initial public offering that were originally eligible to vest based on the achievement of certain returns by Roark Capital and certain of its affiliates after it owned and controlled less than 50% of the equity and voting interests in the Company, that were converted to time-based awards that vest in full on April 30, 2025, subject to the Reporting Person's continuous service through such date.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 21:51 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 Tax withholdingCommon Stock 898 $27.93 $25,081.14
Disclosure

SEC source: 0001062993-23-007657 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,843

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on March 22, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:04 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantCommon Stock 16,779 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005659 · form4.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,741

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on February 28,2024, February 28, 2025, and February 28, 2026, provided the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 21:46 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantPerformance-based restricted stock units · Derivative 8,857 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-001132 · es220237416_4-rivera.xml · derivative · entry 2

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

Underlying: Common Stock · 8,857 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

F2 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

F2 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") reflects the contingent right to receive a variable number of shares of capital stock based on achieving performance goals. These PSUs will vest on December 28, 2024, subject to the Company's achieving relative total shareholder returns for the period commencing on December 26, 2021 and ending on December 28, 2024, compared to a defined stock market index, provided the Reporting Person remains in continuous service on the vesting date.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 21:46 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantCommon Stock 11,055 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-001132 · es220237416_4-rivera.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,962

F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in three equal installments on March 22, 2023, March 22, 2024 and March 22, 2025, provided the Reporting Person remains in continuous service on each vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:30 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $30.63 $0.00
Disclosure

SEC source: 0000950142-21-004144 · es210212795_4-rivera.xml · derivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-12-20

F1 · derivative.exercise_date: The stock options will vest on December 20, 2025, subject to the Reporting Person's continuous employment with, directorship with, or engagement to provide services to Driven Brands Holdings Inc.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 22:52 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 SaleCommon Stock 26,173 $32.11 $840,415.03
Disclosure

SEC source: 0000950142-21-003614 · es210199714_4-rivera.xml · nonDerivative · entry 3

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,768

F3 · price: The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 22:52 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 SaleCommon Stock 1,559 $32.08 $50,012.72
Disclosure

SEC source: 0000950142-21-003614 · es210199714_4-rivera.xml · nonDerivative · entry 2

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,941

F2 · price: The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:52 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 SaleCommon Stock 14,046 $32.19 $452,140.74
Disclosure

SEC source: 0000950142-21-003614 · es210199714_4-rivera.xml · nonDerivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,500

F1 · price: The reported price in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.01 to $32.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:53 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantStock Option (right to buy) · Derivative 59,944 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000187 · es210125443_4-rivera.xml · derivative · entry 2

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,944

Underlying: Common Stock · 59,944 shares

Expires 2031-01-14

F1 · derivative.exercise_date: The stock options will vest with respect to 59,944 shares in four equal installments (rounded to the nearest integer) on January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 00:53 UTC Driven Brands Holdings Inc. DRVN · Entity 4468 GrantStock Option (right to buy) · Derivative 14,986 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000950142-21-000187 · es210125443_4-rivera.xml · derivative · entry 1

Rivera Daniel R. · CIK 0001832731 · EVP & Group President, Maint.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,986

Underlying: Common Stock · 14,986 shares

Expires 2031-01-14

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.