organization · Reporting owner
Roark Capital GenPar IV Cayman AIV Ltd.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Driven Brands Holdings Inc.DRVN · Entity 4468 | 10% owner · See Remarks. | November 15, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Driven Brands Holdings Inc.
Report date November 15, 2023 · Filed November 17, 2023
Jointly reported with RC IV Cayman ICW Holdings LLC, RC IV CAYMAN ICW HOLDINGS SUB LLC, RC IV Cayman ICW Equity LLC, Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 32,758,952 |
Reported balance
Holding disclosure · report date 2023-11-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 32,758,952 F1: Consists of shares held directly by RC IV Cayman ICW Holdings Sub LLC. Includes 14,056,415 shares previously held directly by RC IV Cayman ICW Holdings LLC. F2: In connection with a recapitalization of Driven Equity LLC, RC IV Cayman ICW Equity LLC acquired a pecuniary interest in shares held by Driven Equity LLC. F3: RC IV Cayman ICW Holdings Sub LLC is controlled by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman ICW Equity LLC. RC IV Cayman ICW Equity LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. F4: Each of RC IV Cayman ICW Holdings LLC, RC IV Cayman ICW Equity LLC, Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings Sub LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings Sub LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares held directly by RC IV Cayman ICW Holdings Sub LLC. Includes 14,056,415 shares previously held directly by RC IV Cayman ICW Holdings LLC.
F2: In connection with a recapitalization of Driven Equity LLC, RC IV Cayman ICW Equity LLC acquired a pecuniary interest in shares held by Driven Equity LLC.
F3: RC IV Cayman ICW Holdings Sub LLC is controlled by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman ICW Equity LLC. RC IV Cayman ICW Equity LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd.
F4: Each of RC IV Cayman ICW Holdings LLC, RC IV Cayman ICW Equity LLC, Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings Sub LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings Sub LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 15, 2022 16:32 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | SaleCommon Stock, par value $0.01 per share | 2,257,203 | $32.19 | $72,659,364.57 |
DisclosureSEC source: 0000950142-22-002727 · es220286458_4-rc4cay.xml · nonDerivative · entry 1 RC IV Cayman ICW Holdings LLC · CIK 0001840278 · 10% owner · See Remarks. RC IV CAYMAN ICW HOLDINGS SUB LLC · CIK 0001900934 · 10% owner · See Remarks. RC IV Cayman ICW Equity LLC · CIK 0001840285 · 10% owner · See Remarks. Roark Capital Partners IV Cayman AIV LP · CIK 0001840291 · 10% owner · See Remarks. Roark Capital GenPar IV Cayman AIV LP · CIK 0001840290 · 10% owner · See Remarks. Roark Capital GenPar IV Cayman AIV Ltd. · CIK 0001840289 · 10% owner · See Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,056,415 F3 · shares: RC IV Cayman ICW Holdings Sub LLC is controlled by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman ICW Equity LLC. RC IV Cayman ICW Equity LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN4) F1 · ownership.direct: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. F3 · ownership.direct: RC IV Cayman ICW Holdings Sub LLC is controlled by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman ICW Equity LLC. RC IV Cayman ICW Equity LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN4) F4 · ownership.direct: (Continued from FN3) Each of RC IV Cayman ICW Equity LLC, Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and RC IV Cayman ICW Holdings Sub LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC and RC IV Cayman ICW Holdings Sub LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 18:10 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | SaleCommon Stock, par value $0.01 per share | 284,212 | $29.50 | $8,384,254.00 |
DisclosureSEC source: 0000950142-21-002878 · es210182809_4-rc4cay.xml · nonDerivative · entry 1 RC IV Cayman ICW Holdings LLC · CIK 0001840278 · 10% owner · See Remarks. RC IV Cayman Equity ICW LLC · CIK 0001840285 · 10% owner · See Remarks. Roark Capital Partners IV Cayman AIV LP · CIK 0001840291 · 10% owner · See Remarks. Roark Capital GenPar IV Cayman AIV LP · CIK 0001840290 · 10% owner · See Remarks. Roark Capital GenPar IV Cayman AIV Ltd. · CIK 0001840289 · 10% owner · See Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,016,155 F3 · shares: These shares were sold by RC IV Cayman ICW Holdings LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC. F1 · ownership.nature: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN2) F2 · ownership.nature: (Continued from FN1) Each of Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 18:00 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | SaleCommon Stock, par value $0.01 per share | 3,869,490 | $29.50 | $114,149,955.00 |
DisclosureSEC source: 0000950142-21-002595 · es210176337_4-rc4cay.xml · nonDerivative · entry 1 RC IV Cayman ICW Holdings LLC · CIK 0001840278 · 10% owner · See Remarks. RC IV Cayman Equity ICW LLC · CIK 0001840285 · 10% owner · See Remarks. Roark Capital Partners IV Cayman AIV LP · CIK 0001840291 · 10% owner · See Remarks. Roark Capital GenPar IV Cayman AIV LP · CIK 0001840290 · 10% owner · See Remarks. Roark Capital GenPar IV Cayman AIV Ltd. · CIK 0001840289 · 10% owner · See Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,300,367 F1 · ownership.nature: Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN2) F2 · ownership.nature: (Continued from FN1) Each of Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.