Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Driven Brands Holdings Inc.DRVN · Entity 4468 | Director | June 29, 2026 | July 01, 2026 |
| SPX Technologies, Inc.SPXC · Entity 3543 | Director | May 12, 2026 | May 14, 2026 |
| WhiteHorse Finance, Inc.WHF · Entity 6515 | Director | October 06, 2017 | October 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Driven Brands Holdings Inc.
Report date June 29, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,077 |
Reported balance
After 2026-06-29 transaction · row 1
1 source rowRow 1 · 2026-06-29 · Grant · Acquired 12,595 · Balance 182,077 F1: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in full on March 11, 2027, provided the Reporting Person remains in continuous service on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in full on March 11, 2027, provided the Reporting Person remains in continuous service on such vesting date.
SPX Technologies, Inc.
Report date May 12, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,524 |
Reported balance
After 2026-05-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 754 · Balance 34,524 F1: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F2: Includes unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.
F2: Includes unvested restricted stock units.
WhiteHorse Finance, Inc.
Report date October 06, 2017 · Filed October 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-06 transaction · row 1
1 source rowRow 1 · 2017-10-06 · Gift · Disposed 18,912 · Balance 0 F1: This transaction represents the transfer of shares from Mr. Puckett's account to the account of the Jen and Rick Puckett Foundation. This transaction is exempt from Section 16 pursuant to Rule 16b-5, as it is a bona fide gift. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the transfer of shares from Mr. Puckett's account to the account of the Jen and Rick Puckett Foundation. This transaction is exempt from Section 16 pursuant to Rule 16b-5, as it is a bona fide gift.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2026 Filed Jul 1, 2026 22:44 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantCommon Stock | 12,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001240668-26-000004 · wk-form4_1782945891.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,077 F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest in full on March 11, 2027, provided the Reporting Person remains in continuous service on such vesting date. Read SEC document |
| May 12, 2026 Filed May 14, 2026 20:15 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001240668-26-000002 · form4-05142026_040504.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,524 F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| May 29, 2025 Filed May 30, 2025 20:15 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | SaleCommon Stock | 6,823 | $153.01 | $1,043,987.23 |
DisclosureSEC source: 0001415889-25-014987 · form4-05302025_040501.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,770 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.84 to $153.10, inclusive. The reporting person undertakes to provide to SPX Technologies, Inc., any security holder of SPX Technologies, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:15 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-013110 · form4-05152025_040504.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,593 F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:21 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantCommon Stock | 8,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005637 · form4.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,482 F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest on March 13, 2026 provided the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:15 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-013325 · form4-05162024_040511.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,701 F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| February 27, 2024 Filed Mar 1, 2024 02:17 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantCommon Stock | 10,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005003 · form4.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,673 F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest on February 27, 2025 provided the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 21:29 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantStock Option (right to buy) · Derivative | 10,815 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000950170-23-057588 · ownership.xml · derivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,815 Underlying: Common Stock · 10,815 shares Expires 2031-01-14 F1 · kind: Represents stock options granted in connection with Driven Brands Holdings Inc.'s (the "Company's") initial public offering that were originally eligible to vest based on the achievement of certain returns by Roark Capital and certain of its affiliates after it owned and controlled less than 50% of the equity and voting interests in the Company, that were converted to time-based awards that vest in full on April 30, 2025, subject to the Reporting Person's continuous service through such date. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:15 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 1,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007811 · form4-05112023_040505.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,703 F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:08 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantCommon Stock | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005667 · form4.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,059 F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest on February 28, 2024 provided the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:39 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 2,882 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-002984 · edgar.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,933 F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 21:46 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantCommon Stock | 4,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-22-001131 · es220237415_4-puckett.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,977 F1 · shares: Consists of restricted stock units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU, and will vest on March 22, 2023, provided the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 11, 2021 Filed May 13, 2021 23:25 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 2,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005302 · edgar.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,051 F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 00:52 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | PurchaseCommon Stock | 15,000 | $28.00 | $420,000.00 |
DisclosureSEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,549 Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:52 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantStock Option (right to buy) · Derivative | 18,182 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · derivative · entry 4 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,182 Underlying: Common Stock · 18,182 shares Expires 2031-01-14 F2 · derivative.exercise_date: The stock options will vest in three equal installments (rounded to the nearest integer) on the first three anniversaries of January 20, 2021. Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:52 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantStock Option (right to buy) · Derivative | 1,090 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · derivative · entry 3 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires 2031-01-14 F1 · derivative.exercise_date: The stock options will vest on May 17, 2021. Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:52 UTC | Driven Brands Holdings Inc. DRVN · Entity 4468 | GrantStock Option (right to buy) · Derivative | 4,357 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000950142-21-000186 · es210125444_4-puckett.xml · derivative · entry 2 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,357 Underlying: Common Stock · 4,357 shares Expires 2031-01-14 Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:34 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 3,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006213 · edgar.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,983 F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:16 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 3,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006005 · edgar.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,042 F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:17 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 3,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-007017 · edgar.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,079 F1 · kind: Grant of restricted stock units under the SPX Corporation 2002 Stock Compensation Plan. F1 · price: Grant of restricted stock units under the SPX Corporation 2002 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 20:01 UTC | WhiteHorse Finance, Inc. WHF · Entity 6515 | GiftCommon Stock, par value $0.001 per share | 18,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-051882 · v476643_4.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction represents the transfer of shares from Mr. Puckett's account to the account of the Jen and Rick Puckett Foundation. This transaction is exempt from Section 16 pursuant to Rule 16b-5, as it is a bona fide gift. Read SEC document |
| May 08, 2017 Filed May 10, 2017 22:05 UTC | SPX Technologies, Inc. SPXC · Entity 3543 | GrantCommon Stock | 4,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-007018 · edgar.xml · nonDerivative · entry 1 PUCKETT RICK D · CIK 0001240668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,192 F1 · kind: Grant of restricted stock pursuant to the SPX Corporation 2002 Stock Compensation Plan. F1 · price: Grant of restricted stock pursuant to the SPX Corporation 2002 Stock Compensation Plan. F2 · balance_after: Includes unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.