Last 12 months
Inside the activity.
8 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 4 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2022 Filed Sep 15, 2022 13:00 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 24,957 | $6.32 | $157,803.11 |
DisclosureSEC source: 0001213900-22-056072 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,181 Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 13:00 UTC |
Wool Kyle MichaelDirector
|
PurchaseCommon Stock | 23,712 | $6.32 | $149,930.98 |
DisclosureSEC source: 0001213900-22-056071 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,068 Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 15:22 UTC |
Yu SooDirector
|
PurchaseCommon Stock | 44,895 | $6.33 | $283,960.88 |
DisclosureSEC source: 0001213900-22-055811 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,895 Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 15:21 UTC |
Wool Kyle MichaelDirector
|
PurchaseCommon Stock | 36,298 | $6.33 | $229,584.85 |
DisclosureSEC source: 0001213900-22-055810 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,356 Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 15:20 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 38,208 | $6.33 | $241,665.60 |
DisclosureSEC source: 0001213900-22-055809 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,224 Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:19 UTC |
LEDWICK TIM SDirector
|
GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052355 · ownership.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,826 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:18 UTC |
Yu SooDirector
|
GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052353 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:18 UTC |
VanderZanden Robert JDirector
|
GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052351 · ownership.xml · nonDerivative · entry 1 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,702 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:17 UTC |
Dudley Robert FrederickDirector
|
GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052350 · ownership.xml · nonDerivative · entry 1 Dudley Robert Frederick · CIK 0001810073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,411 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:17 UTC |
LeMire PaulDirector
|
GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052348 · ownership.xml · nonDerivative · entry 1 LeMire Paul · CIK 0001810029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,411 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:16 UTC |
Wool Kyle MichaelDirector · CEO
|
GrantCommon Stock | 78,588 | $6.00 | $471,528.00 |
DisclosureSEC source: 0001213900-22-052345 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,058 F1 · shares: On August 26, 2022, the reporting person was granted 78,588 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:16 UTC |
Blattner Gregory JamesDirector
|
GrantCommon Stock | 8,000 | $6.00 | $48,000.00 |
DisclosureSEC source: 0001213900-22-052343 · ownership.xml · nonDerivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,411 F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:15 UTC |
Hayes AnthonyDirector · CEO
|
GrantCommon Stock | 78,588 | $6.00 | $471,528.00 |
DisclosureSEC source: 0001213900-22-052342 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,016 F1 · shares: On August 26, 2022, the reporting person was granted 78,588 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan"). Read SEC document |
| May 02, 2022 Filed May 5, 2022 01:05 UTC |
Wool Kyle MichaelDirector
|
GrantNon-Qualified Stock Options · Derivative | 1,200,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-22-024065 · ownership.xml · derivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2032-05-02 F1 · derivative.exercise_date: The non-qualified stock options were issued to the Reporting person on May 2, 2022, pursuant to the Issuer's 2014 Equity Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest and be exercisable as follows (i) 400,000 on May 2, 2023, and (ii) 1/36 of the remaining grant on a monthly basis thereafter. Read SEC document |
| May 02, 2022 Filed May 5, 2022 01:03 UTC |
Hayes AnthonyDirector · CEO
|
GrantNon-Qualified Stock Options · Derivative | 1,200,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001213900-22-024064 · ownership.xml · derivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires 2032-05-02 F1 · derivative.exercise_date: The non-qualified stock options were issued to the Reporting person on May 2, 2022, pursuant to the Issuer's 2014 Equity Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest and be exercisable as follows (i) 400,000 on May 2, 2023, and (ii) 1/36 of the remaining grant on a monthly basis thereafter. Read SEC document |
| July 30, 2021 Filed Jul 30, 2021 20:18 UTC |
VanderZanden Robert JDirector
|
GrantCommon Stock | 25,000 | $0.88 | $22,000.00 |
DisclosureSEC source: 0001213900-21-039571 · ownership.xml · nonDerivative · entry 1 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,570 Read SEC document |
| July 30, 2021 Filed Jul 30, 2021 20:17 UTC |
Wool Kyle MichaelDirector
|
GrantCommon Stock | 25,000 | $0.88 | $22,000.00 |
DisclosureSEC source: 0001213900-21-039570 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| July 30, 2021 Filed Jul 30, 2021 20:17 UTC |
LeMire PaulDirector
|
GrantCommon Stock | 25,000 | $0.88 | $22,000.00 |
DisclosureSEC source: 0001213900-21-039568 · ownership.xml · nonDerivative · entry 1 LeMire Paul · CIK 0001810029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| July 30, 2021 Filed Jul 30, 2021 20:16 UTC |
LEDWICK TIM SDirector
|
GrantCommon Stock | 25,000 | $0.88 | $22,000.00 |
DisclosureSEC source: 0001213900-21-039566 · ownership.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,756 Read SEC document |
| July 30, 2021 Filed Jul 30, 2021 20:16 UTC |
Dudley Robert FrederickDirector
|
GrantCommon Stock | 25,000 | $0.88 | $22,000.00 |
DisclosureSEC source: 0001213900-21-039565 · ownership.xml · nonDerivative · entry 1 Dudley Robert Frederick · CIK 0001810073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| July 30, 2021 Filed Jul 30, 2021 20:15 UTC |
Blattner Gregory JamesDirector
|
GrantCommon Stock | 25,000 | $0.88 | $22,000.00 |
DisclosureSEC source: 0001213900-21-039564 · ownership.xml · nonDerivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,766 Read SEC document |
| May 03, 2021 Filed May 4, 2021 13:00 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 10,000 | $0.99 | $9,900.00 |
DisclosureSEC source: 0001213900-21-024405 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,430 Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 13:00 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 10,000 | $0.99 | $9,900.00 |
DisclosureSEC source: 0001213900-21-023707 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,430 Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 15:10 UTC |
Hayes AnthonyDirector · CEO
|
PurchaseCommon Stock | 10,000 | $0.93 | $9,300.00 |
DisclosureSEC source: 0001213900-21-022662 · ownership.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,430 Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:50 UTC |
LeMire PaulDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001222 · ownership.xml · derivative · entry 1 LeMire Paul · CIK 0001810029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:40 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001216 · ownership.xml · derivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:41 UTC |
VanderZanden Robert JDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001219 · ownership.xml · derivative · entry 1 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:35 UTC |
LEDWICK TIM SDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001211 · ownership.xml · derivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:33 UTC |
Dudley Robert FrederickDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001208 · ownership.xml · derivative · entry 1 Dudley Robert Frederick · CIK 0001810073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| December 23, 2020 Filed Jan 8, 2021 21:30 UTC |
Blattner Gregory JamesDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001213900-21-001201 · ownership.xml · derivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-12-23 F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 13:06 UTC |
LEDWICK TIM SDirector
|
GrantCommon Stock, $.0001 par value per share | 10,000 | $0.90 | $9,000.00 |
DisclosureSEC source: 0001615774-18-013019 · s114143_form4.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 13:01 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock, $.0001 par value per share | 8,000 | $0.88 | $7,040.00 |
DisclosureSEC source: 0001615774-18-013017 · s114142_form4.xml · nonDerivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,183 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 13:01 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock, $.0001 par value per share | 2,000 | $0.90 | $1,800.00 |
DisclosureSEC source: 0001615774-18-013017 · s114142_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,183 Read SEC document |
| May 03, 2018 Filed May 8, 2018 00:22 UTC |
Blattner Gregory JamesDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001615774-18-003423 · s110042_form4.xml · derivative · entry 1 Blattner Gregory James · CIK 0001739725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-05-02 F1 · derivative.exercise_date: 50% of the options vest on May 3, 2018 and the remaining 50% shall vest on November 3, 2018. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:45 UTC |
LEDWICK TIM SDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001615774-18-001340 · s109124_form4.xml · derivative · entry 2 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-02-15 F1 · derivative.exercise_date: 50% of the options vest on February 16, 2018 and the remaining 50% shall vest on August 16, 2018. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:45 UTC |
LEDWICK TIM SDirector
|
GrantCommon Stock, $.0001 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001340 · s109124_form4.xml · nonDerivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:44 UTC |
Weisblum EricDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001615774-18-001339 · s109123_form4.xml · derivative · entry 2 Weisblum Eric · CIK 0001569077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-02-15 F1 · derivative.exercise_date: 50% of the options vest on February 16, 2018 and the remaining 50% shall vest on August 16, 2018. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:44 UTC |
Weisblum EricDirector
|
GrantCommon Stock, $.0001 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001339 · s109123_form4.xml · nonDerivative · entry 1 Weisblum Eric · CIK 0001569077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:43 UTC |
VanderZanden Robert JDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001615774-18-001338 · s109122_form4.xml · derivative · entry 2 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-02-15 F1 · derivative.exercise_date: 50% of the options vest on February 16, 2018 and the remaining 50% shall vest on August 16, 2018. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 00:43 UTC |
VanderZanden Robert JDirector
|
GrantCommon Stock, $.0001 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-001338 · s109122_form4.xml · nonDerivative · entry 1 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,007 Read SEC document |
| June 07, 2017 Filed Jun 7, 2017 22:43 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock, $.0001 par value per share | 1,000 | $1.00 | $998.50 |
DisclosureSEC source: 0001615774-17-003039 · s106492_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $0.997 to $1.00, inclusive. The reporting person undertakes to provide to the Spherix Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2017 Filed May 31, 2017 20:08 UTC |
VanderZanden Robert JDirector
|
PurchaseCommon Stock, $.0001 par value per share | 1,000 | $1.05 | $1,050.00 |
DisclosureSEC source: 0001615774-17-002836 · s106406_form4.xml · nonDerivative · entry 1 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007 Read SEC document |
| May 31, 2017 Filed Jun 7, 2017 22:43 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 3,947 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001615774-17-003039 · s106492_form4.xml · derivative · entry 2 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,787 Underlying: Common Stock · 3,947 shares Expires 2027-05-30 F2 · derivative.exercise_date: 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018. Read SEC document |
| May 31, 2017 Filed Jun 7, 2017 22:42 UTC |
Weisblum EricDirector
|
GrantStock Option (right to buy) · Derivative | 3,947 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001615774-17-003038 · s106491_form4.xml · derivative · entry 1 Weisblum Eric · CIK 0001569077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,948 Underlying: Common Stock · 3,947 shares Expires 2027-05-30 F1 · derivative.exercise_date: 50% of the options vest on May 31, 2017, and the remaining 50% shall vest on May 31, 2018. Read SEC document |
| May 31, 2017 Filed Jun 7, 2017 22:41 UTC |
VanderZanden Robert JDirector
|
GrantStock Option (right to buy) · Derivative | 3,947 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001615774-17-003037 · s106490_form4.xml · derivative · entry 1 VanderZanden Robert J · CIK 0001287601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,318 Underlying: Common Stock · 3,947 shares Expires 2027-05-30 F1 · derivative.exercise_date: 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018. Read SEC document |
| May 31, 2017 Filed Jun 7, 2017 22:41 UTC |
LEDWICK TIM SDirector
|
GrantStock Option (right to buy) · Derivative | 3,947 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001615774-17-003036 · s106489_form4.xml · derivative · entry 1 LEDWICK TIM S · CIK 0001016675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,868 Underlying: Common Stock · 3,947 shares Expires 2027-05-30 F1 · derivative.exercise_date: 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018. Read SEC document |
| May 30, 2017 Filed May 30, 2017 20:45 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock, $.0001 par value per share | 1,000 | $1.04 | $1,040.00 |
DisclosureSEC source: 0001615774-17-002788 · s106391_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,183 Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:02 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock, $.0001 par value per share | 2,000 | $0.97 | $1,940.00 |
DisclosureSEC source: 0001615774-17-002766 · s106372_form4.xml · nonDerivative · entry 4 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,183 Read SEC document |
| May 25, 2017 Filed May 25, 2017 22:51 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
PurchaseCommon Stock, $.0001 par value per share | 2,000 | $0.96 | $1,920.00 |
DisclosureSEC source: 0001615774-17-002713 · s106353_form4.xml · nonDerivative · entry 1 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions at prices ranging from $0.96 to $0.98, inclusive. The reporting person undertakes to provide to the Spherix Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2017 Filed May 26, 2017 21:02 UTC |
Hayes AnthonyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $.0001 par value per share | 23,287 | $1.11 | $25,848.57 |
DisclosureSEC source: 0001615774-17-002766 · s106372_form4.xml · nonDerivative · entry 3 Hayes Anthony · CIK 0001538372 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,183 F3 · shares: On March 14, 2017, 35,969 RSUs were delivered to the Reporting Person. 23,287 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Capital Market on March 14, 2017) to satisfy the tax obligation relating to the vesting of the RSUs pursuant to Section 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · price: On March 14, 2017, 35,969 RSUs were delivered to the Reporting Person. 23,287 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Capital Market on March 14, 2017) to satisfy the tax obligation relating to the vesting of the RSUs pursuant to Section 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.