LEDWICK TIM S

SEC source: 0001213900-26-108741 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,845

F1 · shares: Represents shares withheld to fulfill tax withholding obligations with respect to the vesting of a previously granted restricted stock unit award.

SEC source: 0001213900-26-075495 · ownership.xml · derivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2036-07-01

F1 · derivative.exercise_price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

F1 · price: On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.

SEC source: 0001213900-26-033846 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,817

F1 · shares: On January 9, 2026, the Reporting Person was granted 316,346 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares will vest upon the earlier of 1) September 30, 2026, or 2) an Acceleration Event has occurred ("Acceleration Event" means the occurrence of any of the following: (i) a Change in Control (as defined in the 2022 Equity Incentive Plan); (ii) a termination of the Reporting Person's services by the Company other than for Cause (as defined in the 2022 Equity Incentive Plan); (iii) a termination of the Reporting Person's services by the Reporting Person for Good Reason; or (iv) a termination of the Reporting Person's services as a result of the Reporting Person's death or total disability, as determined by the 2022 Equity Incentive Plan administrator).

F1 · price: On January 9, 2026, the Reporting Person was granted 316,346 shares of restricted stock pursuant to the 2022 Equity Incentive Plan. The granted shares will vest upon the earlier of 1) September 30, 2026, or 2) an Acceleration Event has occurred ("Acceleration Event" means the occurrence of any of the following: (i) a Change in Control (as defined in the 2022 Equity Incentive Plan); (ii) a termination of the Reporting Person's services by the Company other than for Cause (as defined in the 2022 Equity Incentive Plan); (iii) a termination of the Reporting Person's services by the Reporting Person for Good Reason; or (iv) a termination of the Reporting Person's services as a result of the Reporting Person's death or total disability, as determined by the 2022 Equity Incentive Plan administrator).

SEC source: 0001213900-25-013034 · ownership.xml · derivative · entry 4

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,645

Underlying: Common Stock · 8,645 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

SEC source: 0001213900-25-013034 · ownership.xml · derivative · entry 3

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,645

Underlying: Common Stock · 8,645 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

SEC source: 0001213900-25-013034 · ownership.xml · nonDerivative · entry 2

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,471

F2 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

F2 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

SEC source: 0001213900-25-013034 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,471

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

SEC source: 0001213900-22-052355 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,826

F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan").

SEC source: 0001213900-21-039566 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,756

SEC source: 0001213900-21-001211 · ownership.xml · derivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-12-23

F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021.

SEC source: 0001683168-19-003134 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,781

F1 · price: Item 4, Table I -- Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of July and August and are priced at $0.13 and $0.11 per share, the closing price of a share of common stock on July 15, 2019 and August 15, 2019, respectively.

SEC source: 0001683168-19-002080 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,431

F1 · price: Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of April, May and June are priced at $0.14, $0.16 and $0.14 per share, the closing price of a share of common stock on April 15, 2019, May 15, 2019 and June 17, 2019, respectively.

SEC source: 0001683168-19-000927 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,823

F1 · price: Item 4, Table I -- Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of January, February and March are priced at $0.12, $0.12 and $0.13 per share, the closing price of a share of common stock on January 15, 2019, February 15, 2019 and March 15, 2019, respectively

SEC source: 0001683168-19-000004 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,746

F1 · price: Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of October, November, and December and are priced at $0.17, $0.14, and $0.12 per share. The closing prices of a share of common stock are as of October 15, 2018, November 15, 2018 and December 17, 2018, respectively.

SEC source: 0001615774-18-013019 · s114143_form4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

SEC source: 0001683168-18-002912 · ownership.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,670

F1 · price: Item 4, Table I -- Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of April, May, June, July, August, and September and are priced at $0.10, $0.11, $0.13, $0.17, $0.15 and $0.16 per share. The closing price of a share of common stock are as of April 16, 2018, May 15, 2018, June 15, 2018, July 16, 2018, August 15, 2018 and September 17, 2018, respectively.

SEC source: 0001683168-18-000881 · ledwick_frm4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,923

F1 · price: Item 4, Table I -- Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of January, February and March are priced at $0.12, $0.14 and $0.11 per share per share, the closing price of a share of common stock on January 16, 2018, February 15, 2018 and March 15, 2018, respectively.

SEC source: 0001615774-18-001340 · s109124_form4.xml · derivative · entry 2

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-02-15

F1 · derivative.exercise_date: 50% of the options vest on February 16, 2018 and the remaining 50% shall vest on August 16, 2018.

SEC source: 0001615774-18-001340 · s109124_form4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001683168-18-000015 · ledwick_f4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,221

F1 · price: Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of October, November and December are priced at $0.15, $0.16 and $0.12 per share, the closing price of a share of common stock on October 16, 2017, November 15, 2017 and December 15, 2017, respectively.

SEC source: 0001683168-17-002542 · ledwick_f4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,471

F1 · price: Item 4, Table I -- Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of July, August and September are priced at $0.19, $0.17 and $0.16 per share, the closing price of a share of common stock on July 17, 2017, August 15, 2017 and September 15, 2017, respectively.

SEC source: 0001615774-17-003036 · s106489_form4.xml · derivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,868

Underlying: Common Stock · 3,947 shares

Expires 2027-05-30

F1 · derivative.exercise_date: 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018.

SEC source: 0001683168-17-000802 · ledwick_f4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,241

F1 · price: Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of January, February and March are priced at $0.15, $0.16 and $0.14 per share, the closing price of a share of common stock on January 17, 2017, February 15, 2017 and March 15, 2017, respectively.

SEC source: 0001683168-17-000098 · ledwick_f4.xml · nonDerivative · entry 1

LEDWICK TIM S · CIK 0001016675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,062

F1 · price: Shares issued pursuant to the Telkonet, Inc. director compensation policy pursuant to which non-employee directors are compensated Three Thousand Dollars ($3,000) per month to be accrued and paid through the issuance of unrestricted Telkonet, Inc. common stock, par value, $0.001, each monthly component to be valued at the closing price of the Company's common stock as of the 15th of such month (or as of the next succeeding business day if such date is not a trading date) rounded down to the nearest whole share. The shares reported here are for service in the months of July, August, September, October, November and December and are priced at $0.20, $0.22, $0.20, $0.19, $0.16 and $0.15 per share, the closing price of a share of common stock on July 15, 2016, August 15, 2016, September 15, 2016, October 17, 2016, November 15, 2016 and December 15, 2016, respectively.