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VanderZanden Robert J

Disclosed activity across 1 company

Tapewire entity
124184
SEC CIK
0001287601

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dominari Holdings Inc.AIKI · Entity 7162DirectorAugust 26, 2022August 30, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dominari Holdings Inc.

Report date August 26, 2022 · Filed August 30, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,702 Reported balance After 2022-08-26 transaction · row 1
1 source row

Row 1 · 2022-08-26 · Grant · Acquired 8,000 · Balance 12,702

F1: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan").

Filing footnotes · ownership attribution and instrument terms

F1: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2022 Filed Aug 30, 2022 21:18 UTC Dominari Holdings Inc. AIKI · Entity 7162 GrantCommon Stock 8,000 $6.00 $48,000.00
Disclosure

SEC source: 0001213900-22-052351 · ownership.xml · nonDerivative · entry 1

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,702

F1 · shares: On August 26, 2022, the reporting person was granted 8,000 shares of restricted stock at $6.00 per share pursuant to the Company's 2014 Equity Incentive Plan (the "Plan").

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July 30, 2021 Filed Jul 30, 2021 20:18 UTC Dominari Holdings Inc. AIKI · Entity 7162 GrantCommon Stock 25,000 $0.88 $22,000.00
Disclosure

SEC source: 0001213900-21-039571 · ownership.xml · nonDerivative · entry 1

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,570

Read SEC document
December 23, 2020 Filed Jan 8, 2021 21:41 UTC Dominari Holdings Inc. AIKI · Entity 7162 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001213900-21-001219 · ownership.xml · derivative · entry 1

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-12-23

F1 · derivative.exercise_date: 50% of the options vest on December 23, 2020 and the remaining 50% shall vest on June 23, 2021.

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February 16, 2018 Filed Feb 21, 2018 00:43 UTC Dominari Holdings Inc. SPEX · Entity 7162 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001615774-18-001338 · s109122_form4.xml · derivative · entry 2

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-02-15

F1 · derivative.exercise_date: 50% of the options vest on February 16, 2018 and the remaining 50% shall vest on August 16, 2018.

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February 16, 2018 Filed Feb 21, 2018 00:43 UTC Dominari Holdings Inc. SPEX · Entity 7162 GrantCommon Stock, $.0001 par value per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001615774-18-001338 · s109122_form4.xml · nonDerivative · entry 1

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,007

Read SEC document
May 31, 2017 Filed May 31, 2017 20:08 UTC Dominari Holdings Inc. SPEX · Entity 7162 PurchaseCommon Stock, $.0001 par value per share 1,000 $1.05 $1,050.00
Disclosure

SEC source: 0001615774-17-002836 · s106406_form4.xml · nonDerivative · entry 1

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Read SEC document
May 31, 2017 Filed Jun 7, 2017 22:41 UTC Dominari Holdings Inc. SPEX · Entity 7162 GrantStock Option (right to buy) · Derivative 3,947 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001615774-17-003037 · s106490_form4.xml · derivative · entry 1

VanderZanden Robert J · CIK 0001287601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,318

Underlying: Common Stock · 3,947 shares

Expires 2027-05-30

F1 · derivative.exercise_date: 50% of the options vest on May 31, 2017 and the remaining 50% shall vest on May 31, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.