DFIN

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,041

F4 · price: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 1,876 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined.

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,165

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,709

F2 · kind: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026.

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,100

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001464929-26-000004 · ownership.xml · nonDerivative · entry 5

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,915

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027.

SEC source: 0001464929-26-000004 · ownership.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,681

F4 · price: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 5,252 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined.

SEC source: 0001464929-26-000004 · ownership.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,429

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0001464929-26-000004 · ownership.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,828

F2 · kind: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 26,553 and 24,894 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 26,477 and 17,783 earned stock units. The total earned stock units of 95,707 were delivered on March 3, 2026.

SEC source: 0001464929-26-000004 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,381

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001464929-26-000002 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 568,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2025.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.01 to $50.85 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 443,953 shares held directly, 75,770 restricted stock unit, and 48,458 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-111977 · ownership.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,343

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.22 to $57.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 38,878 shares held directly and 14,465 restricted stock units.

SEC source: 0000950170-25-110194 · ownership.xml · nonDerivative · entry 1

Trzcinski Leah Marie · CIK 0001990162 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,273

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 3,536 shares held directly, 9,387 restricted stock unit, and 350 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-109839 · ownership.xml · derivative · entry 5

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2025.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

SEC source: 0000950170-25-109839 · ownership.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 578,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2025.

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.80 to $57.13 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 453,953 shares held directly, 75,770 restricted stock unit, and 48,458 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-109839 · ownership.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 578,981

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2025.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $55.69 to $56.66 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-25-109839 · ownership.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 585,314

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2025.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $54.67 to $55.66 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-25-109839 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 598,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2025.

SEC source: 0000950170-25-085038 · ownership.xml · nonDerivative · entry 1

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,815

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.51 to $56.755 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 31,921 shares held directly, 17,065 restricted stock unit, and 9.829 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-078367 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,448

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.615 to $54.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 94,450 shares held directly, 28,730 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-076373 · ownership.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,092

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $54.27 to $54.77 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 86,095 shares held directly, 21,868 restricted stock unit, and 14,129 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-076373 · ownership.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,567

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $54.39 to $54.8507 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-25-074370 · ownership.xml · derivative · entry 9

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,700 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

F7 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

SEC source: 0000950170-25-074370 · ownership.xml · nonDerivative · entry 6

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 578,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $55.00 to $55.32 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 453,953 shares held directly, 75,770 restricted stock unit, and 48,458 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-074370 · ownership.xml · nonDerivative · entry 5

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 591,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

SEC source: 0000950170-25-074370 · ownership.xml · derivative · entry 8

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,700

Underlying: Common Stock · 14,200 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

F7 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

SEC source: 0000950170-25-074370 · ownership.xml · derivative · entry 7

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 20,800 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2017.

SEC source: 0000950170-25-074370 · ownership.xml · nonDerivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 578,181

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $54.87 to $55.26 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-25-074370 · ownership.xml · nonDerivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 602,780

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.87 to $54.86 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-25-074370 · ownership.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 613,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

SEC source: 0000950170-25-074370 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 598,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2024.

SEC source: 0000950170-25-073720 · ownership.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,757

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 60,986 shares held directly and 47,771 restricted stock units.

SEC source: 0000950170-25-073722 · ownership.xml · nonDerivative · entry 1

Ellis Juliet S · CIK 0001754868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,469

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 43,214 shares held directly and 17,255 restricted stock units.

SEC source: 0000950170-25-073724 · ownership.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,764

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 43,509 shares held directly and 17,255 restricted stock units.

SEC source: 0000950170-25-073726 · ownership.xml · nonDerivative · entry 1

Sayed Ayman · CIK 0001649446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,251

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 4,251 restricted stock units.

SEC source: 0000950170-25-073723 · ownership.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,378.5

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 30,123.5 shares held directly and 17,255 restricted stock units.

SEC source: 0000950170-25-073725 · ownership.xml · nonDerivative · entry 1

Pattabhiram Chandar · CIK 0001937606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,165

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 9,124 shares held directly and 7,041 restricted stock units.

SEC source: 0000950170-25-073721 · ownership.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,682

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 60,463 shares held directly and 13,219 restricted stock units.

SEC source: 0000950170-25-068085 · ownership.xml · nonDerivative · entry 1

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,815

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $52.03 to $52.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 41,921 shares held directly, 17,065 restricted stock unit, and 9.829 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 6

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,583

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 171,367 shares held directly, 29,948 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033903 · ownership.xml · nonDerivative · entry 6

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,947

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 40,678 shares held directly, 4,148 restricted stock unit, and 3,856 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033902 · ownership.xml · nonDerivative · entry 3

Trzcinski Leah Marie · CIK 0001990162 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,507

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F4 · balance_after: Includes 1,986 shares held directly, 12,171 restricted stock unit, and 350 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033901 · ownership.xml · nonDerivative · entry 6

Williams Robert Kirk · CIK 0001990064 · Chief People & Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,518

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 46,624 shares held directly, 17,065 restricted stock unit, and 9,829 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033900 · ownership.xml · nonDerivative · entry 6

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,567

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 105,570 shares held directly, 21,868 restricted stock unit, and 14,129 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033895 · ownership.xml · nonDerivative · entry 6

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,181

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 453,953 shares held directly, 75,770 restricted stock unit, and 48,458 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,470

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 105,472 shares held directly, 28,730 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting.

SEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 5

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,423

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2026.

SEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 4

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,983

F4 · price: Represents earned portions of the Company granted PSUs issued in 2023 and 2024 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2023 PSUs, 25% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 7,469 earned stock units. For the 2024 PSUs, 10% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 1,679 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2026. Earned stock units for the 2023 and 2024 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2025 and 2026 respectively, and final performance and payout is determined.

SEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,835

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

SEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,216

F2 · kind: Represents earned portions of Company granted PSUs issued in 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2025, the Compensation Committee determined the achievement of the performance goals for 2024 and 2022-2024, resulting in 11,403 and 9,960 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2022 and 2023, resulting in 10,330 and 5,284 earned stock units. The total earned stock units of 36,977 were delivered on March 3, 2025.

SEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,853

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.