CRANDALL RICHARD L

SEC source: 0000924060-26-000002 · ownership.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,621

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 64,573 shares held directly and 50,048 restricted stock units.

SEC source: 0000950170-25-073720 · ownership.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,757

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 60,986 shares held directly and 47,771 restricted stock units.

SEC source: 0000950170-24-061932 · ownership.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,443

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 55,796 shares held directly and 47,647 restricted stock units.

F3 · balance_after: Since the date of the reporting person's last ownership report, an administrative error was found that overstated the number of shares the reporting person transferred to his ex-spouse pursuant to a domestic relations order. This has been corrected which resulted in the reporting person's holdings being increased by 1,001 shares.

SEC source: 0000950170-23-023241 · ownership.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,855

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 46,852 shares held directly and 52,003 restricted stock units.

F3 · balance_after: Since the date of the reporting person's last ownership report, he transferred 40,999 shares of DFIN common stock to his ex-spouse pursuant to a domestive relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

SEC source: 0001209191-22-030721 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,664

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 87,851 shares held directly and 46,813 restricted stock units.

SEC source: 0001209191-21-033215 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,721

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 52,411 shares held directly and 74,310 restricted stock units.

SEC source: 0001209191-20-030951 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,868

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 38,941 shares held directly and 79,927 restricted stock units.

SEC source: 0001209191-20-021132 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,281

F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $4.83 to $4.85 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 38,941 shares held directly and 52,340 restricted stock units.

SEC source: 0001209191-19-033909 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,781

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 28,441 shares held directly and 52,340 restricted stock units.

SEC source: 0001209191-18-033780 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,313

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 14,990 shares held directly and 52,323 restricted stock units.

SEC source: 0000028823-18-000091 · wf-form4_152486110873771.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,281

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

F3 · balance_after: Number includes Deferred Shares.

SEC source: 0001209191-17-034276 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,796

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 3,582 shares held directly and 53,214 restricted stock units.

SEC source: 0000028823-17-000077 · wf-form4_149341419344352.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,353

F1 · shares: Award of Deferred Shares

F2 · balance_after: Number includes Deferred Shares.

SEC source: 0000899243-16-030908 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

F1 · shares: Richard L. Crandall has been awarded director restricted stock units ("RSUs") with a value of $31,350, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for his service as Chairman of the Board of Directors of Donnelley Financial Solutions, Inc. ("DFS") for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a ten trading day value weighted average price of DFS common stock following the date of grant. Mr. Crandall's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available.

F1 · balance_after: Richard L. Crandall has been awarded director restricted stock units ("RSUs") with a value of $31,350, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for his service as Chairman of the Board of Directors of Donnelley Financial Solutions, Inc. ("DFS") for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a ten trading day value weighted average price of DFS common stock following the date of grant. Mr. Crandall's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available.

SEC source: 0000899243-16-031909 · doc4a.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,711

F1 · shares: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock units ("RSUs") with a value of $31,350, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for his service as Chairman of the board of directors of Donnelley Financial Solutions, Inc. ("DFS") for the remainder of 2016. Such grant represents 1,384 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant.

F2 · shares: (Continued from Footnote 1) Mr. Crandall's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Mr. Crandall's beneficial ownership of securities also reflects 644 shares of common stock owned prior to the grant of RSUs as well as 47,683 RSUs held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.)

F1 · balance_after: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock units ("RSUs") with a value of $31,350, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for his service as Chairman of the board of directors of Donnelley Financial Solutions, Inc. ("DFS") for the remainder of 2016. Such grant represents 1,384 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant.

F2 · balance_after: (Continued from Footnote 1) Mr. Crandall's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Mr. Crandall's beneficial ownership of securities also reflects 644 shares of common stock owned prior to the grant of RSUs as well as 47,683 RSUs held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.)