Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,516 |
Reported balance
After 2026-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 4,265 · Balance 8,516 F1: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. F2: Includes 8,561 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.
F2: Includes 8,561 restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CA, INC.
Report date November 05, 2018 · Filed November 05, 2018
Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-11-05 · Disposition to issuer · Disposed 4,186 · Balance 0 F2: This restricted stock award ("RSA"), originally for 12,686 shares, of which 8,500 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-11-05 · Disposition to issuer · Disposed 1,921 · Balance 0 F3: This RSA, originally for 5,822 shares, of which 3,901 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2018-11-05 · Disposition to issuer · Disposed 9,954 · Balance 0 F4: This RSA, originally for 15,083 shares, of which 5,129 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2018-11-05 · Disposition to issuer · Disposed 14,172 · Balance 0 F5: This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-11-05 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-11-05 · Disposition to issuer · Disposed 113.601 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018, as it may be amended from time to time (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share, without interest (the "Merger Consideration"). F6: The shares are held in the CA Savings Harvest Plan, a 401(k) Plan. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2026-05-15 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-05 · Disposition to issuer · Disposed 29,305 · Balance 0 F7: This option, originally for 88,804 shares, of which 59,499 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to the Letter Agreement (with respect to the unvested portion of such option) and the Merger Agreement (with respect to the vested portion of such option), immediately prior to the effective time of the Merger, the 29,305 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.35 · Expires 2026-08-15 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-11-05 · Disposition to issuer · Disposed 13,449 · Balance 0 F8: This option, originally for 40,756 shares, of which 27,307 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Pursuant to the Letter Agreement (with respect to the unvested portion of this option) and the Merger Agreement (with respect to the vested portion of this option), immediately prior to the effective time of the Merger, the 13,449 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.69 · Expires 2027-05-15 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-11-05 · Disposition to issuer · Disposed 65,703 · Balance 0 F9: This option, originally for 99,551 shares, of which 33,848 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement (with respect to the unvested portion of this option) and the Merger Agreement (with respect to the vested portion of this option), immediately prior to the effective time of the Merger, the 65,703 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.28 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2018-11-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-11-05 · Disposition to issuer · Disposed 87,868 · Balance 0 F10: This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, 87,868 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018, as it may be amended from time to time (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share, without interest (the "Merger Consideration").
F2: This restricted stock award ("RSA"), originally for 12,686 shares, of which 8,500 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.
F3: This RSA, originally for 5,822 shares, of which 3,901 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.
F4: This RSA, originally for 15,083 shares, of which 5,129 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.
F5: This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.
F6: The shares are held in the CA Savings Harvest Plan, a 401(k) Plan.
F7: This option, originally for 88,804 shares, of which 59,499 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to the Letter Agreement (with respect to the unvested portion of such option) and the Merger Agreement (with respect to the vested portion of such option), immediately prior to the effective time of the Merger, the 29,305 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
F8: This option, originally for 40,756 shares, of which 27,307 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Pursuant to the Letter Agreement (with respect to the unvested portion of this option) and the Merger Agreement (with respect to the vested portion of this option), immediately prior to the effective time of the Merger, the 13,449 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
F9: This option, originally for 99,551 shares, of which 33,848 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement (with respect to the unvested portion of this option) and the Merger Agreement (with respect to the vested portion of this option), immediately prior to the effective time of the Merger, the 65,703 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
F10: This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, 87,868 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2026 Filed May 15, 2026 20:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 4,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001649446-26-000002 · ownership.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,516 F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. F2 · balance_after: Includes 8,561 restricted stock units. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 4,251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-073726 · ownership.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,251 F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. F2 · balance_after: Includes 4,251 restricted stock units. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 87,868 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · derivative · entry 9 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.10 par value · 87,868 shares Expires 2028-05-15 F10 · derivative.exercise_date: This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, 87,868 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 65,703 | $0.00 Strike: $31.69 | $0.00 |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · derivative · entry 8 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.10 par value · 65,703 shares Expires 2027-05-15 F9 · derivative.exercise_date: This option, originally for 99,551 shares, of which 33,848 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement (with respect to the unvested portion of this option) and the Merger Agreement (with respect to the vested portion of this option), immediately prior to the effective time of the Merger, the 65,703 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 13,449 | $0.00 Strike: $34.35 | $0.00 |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · derivative · entry 7 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.10 par value · 13,449 shares Expires 2026-08-15 F8 · derivative.exercise_date: This option, originally for 40,756 shares, of which 27,307 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Pursuant to the Letter Agreement (with respect to the unvested portion of this option) and the Merger Agreement (with respect to the vested portion of this option), immediately prior to the effective time of the Merger, the 13,449 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 29,305 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · derivative · entry 6 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.10 par value · 29,305 shares Expires 2026-05-15 F7 · derivative.exercise_date: This option, originally for 88,804 shares, of which 59,499 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to the Letter Agreement (with respect to the unvested portion of such option) and the Merger Agreement (with respect to the vested portion of such option), immediately prior to the effective time of the Merger, the 29,305 unvested option shares were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. The fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerCommon Stock, $.10 par value | 113.601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · nonDerivative · entry 5 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018, as it may be amended from time to time (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share, without interest (the "Merger Consideration"). F6 · ownership.nature: The shares are held in the CA Savings Harvest Plan, a 401(k) Plan. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerCommon Stock, $.10 par value | 14,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · nonDerivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerCommon Stock, $.10 par value | 9,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · nonDerivative · entry 3 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: This RSA, originally for 15,083 shares, of which 5,129 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerCommon Stock, $.10 par value | 1,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This RSA, originally for 5,822 shares, of which 3,901 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 20:21 UTC | CA, INC. CA · Entity 162566 | Disposition to issuerCommon Stock, $.10 par value | 4,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-028257 · doc4.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This restricted stock award ("RSA"), originally for 12,686 shares, of which 8,500 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 16:43 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 969 | $43.59 | $42,238.71 |
DisclosureSEC source: 0000356028-18-000138 · wf-form4_153453859754527.xml · nonDerivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,724 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:43 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,449 | $0.00 Strike: $34.35 | $0.00 |
DisclosureSEC source: 0000356028-18-000138 · wf-form4_153453859754527.xml · derivative · entry 6 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,449 Underlying: Common Stock, $.10 par value · 13,449 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. F4 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:43 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 13,449 | $43.56 | $585,838.44 |
DisclosureSEC source: 0000356028-18-000138 · wf-form4_153453859754527.xml · nonDerivative · entry 3 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,693 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. F2 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.500 to $43.650, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:43 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $.10 par value | 13,449 | $34.35 | $461,973.15 |
DisclosureSEC source: 0000356028-18-000138 · wf-form4_153453859754527.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:43 UTC | CA, INC. CA · Entity 162566 | Tax withholdingCommon Stock, $.10 par value | 952 | $43.59 | $41,497.68 |
DisclosureSEC source: 0000356028-18-000138 · wf-form4_153453859754527.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,693 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:14 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 15,869 | $43.41 | $688,905.03 |
DisclosureSEC source: 0000356028-18-000130 · wf-form4_153428123497550.xml · nonDerivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,645 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. F3 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.380 to $43.450, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 17:14 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,693 | $0.00 Strike: $29.47 | $0.00 |
DisclosureSEC source: 0000356028-18-000130 · wf-form4_153428123497550.xml · derivative · entry 6 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.10 par value · 18,693 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. F5 · derivative.exercise_date: The option became exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 17:14 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 18,693 | $43.27 | $808,920.88 |
DisclosureSEC source: 0000356028-18-000130 · wf-form4_153428123497550.xml · nonDerivative · entry 3 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,514 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. F2 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.250 to $43.360, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 17:14 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $.10 par value | 18,693 | $29.47 | $550,882.71 |
DisclosureSEC source: 0000356028-18-000130 · wf-form4_153428123497550.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 17:14 UTC | CA, INC. CA · Entity 162566 | Tax withholdingCommon Stock, $.10 par value | 15,575 | $43.38 | $675,643.50 |
DisclosureSEC source: 0000356028-18-000130 · wf-form4_153428123497550.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,514 Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 17:37 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,858 | $0.00 Strike: $34.35 | $0.00 |
DisclosureSEC source: 0000356028-18-000123 · wf-form4_153177704279996.xml · derivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,898 Underlying: Common Stock, $.10 par value · 13,858 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. F3 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 17:37 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 13,858 | $43.89 | $608,227.62 |
DisclosureSEC source: 0000356028-18-000123 · wf-form4_153177704279996.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,089 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 17:37 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $.10 par value | 13,858 | $34.35 | $476,022.30 |
DisclosureSEC source: 0000356028-18-000123 · wf-form4_153177704279996.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2018. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 20,550 | $35.01 | $719,476.05 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 7 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,089 F3 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $34.770 to $35.170, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,848 | $0.00 Strike: $31.69 | $0.00 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · derivative · entry 11 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,703 Underlying: Common Stock, $.10 par value · 33,848 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,305 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · derivative · entry 10 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,305 Underlying: Common Stock, $.10 par value · 29,305 shares Expires 2026-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | GrantEmployee Stock Option (right to buy) · Derivative | 87,868 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · derivative · entry 9 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,868 Underlying: Common Stock, $.10 par value · 87,868 shares Expires 2028-05-15 F7 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $.10 par value | 63,153 | $34.83 | $2,199,303.23 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 6 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,639 F3 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $34.720 to $35.030, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $.10 par value | 33,848 | $31.69 | $1,072,643.12 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 5 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $.10 par value | 29,305 | $31.53 | $923,986.65 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | Tax withholdingCommon Stock, $0.10 par value | 20,171 | $35.28 | $711,632.88 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 3 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,639 Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | GrantCommon Stock, $.10 par value | 31,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,810 F2 · shares: Represents shares granted in connection with the achievement of performance targets over a three-year performance period ended March 31, 2018. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:44 UTC | CA, INC. CA · Entity 162566 | GrantCommon Stock, $.10 par value | 14,172 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-18-000082 · wf-form4_152660420638253.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,404 F1 · shares: Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 17:01 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $0.10 par value | 237 | $32.60 | $7,726.20 |
DisclosureSEC source: 0000356028-17-000137 · wf-form4_150300369180584.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,232 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:01 UTC | CA, INC. CA · Entity 162566 | Tax withholdingCommon Stock, $0.10 par value | 1,033 | $32.50 | $33,572.50 |
DisclosureSEC source: 0000356028-17-000137 · wf-form4_150300369180584.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,469 Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:47 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,694 | $0.00 Strike: $29.47 | $0.00 |
DisclosureSEC source: 0000356028-17-000129 · wf-form4_150283362496357.xml · derivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,693 Underlying: Common Stock, $.10 par value · 18,694 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:47 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $0.10 par value | 18,694 | $32.47 | $606,994.18 |
DisclosureSEC source: 0000356028-17-000129 · wf-form4_150283362496357.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,502 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 17:47 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $0.10 par value | 18,694 | $29.47 | $550,912.18 |
DisclosureSEC source: 0000356028-17-000129 · wf-form4_150283362496357.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 17:09 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $0.10 par value | 12,920 | $32.19 | $415,933.56 |
DisclosureSEC source: 0000356028-17-000127 · wf-form4_150274493229402.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,502 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $32.10 to $32.26 inclusive. F3 · price: The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:09 UTC | CA, INC. CA · Entity 162566 | Tax withholdingCommon Stock, $0.10 par value | 23,839 | $32.05 | $764,039.95 |
DisclosureSEC source: 0000356028-17-000127 · wf-form4_150274493229402.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,422 Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 16:17 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,194 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0000356028-17-000098 · wf-form4_149816262163424.xml · derivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,610 Underlying: Common Stock, $.10 par value · 30,194 shares Expires 2026-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 16:17 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $0.10 par value | 30,194 | $35.62 | $1,075,510.28 |
DisclosureSEC source: 0000356028-17-000098 · wf-form4_149816262163424.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,261 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 16:17 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionCommon Stock, $0.10 par value | 30,194 | $31.53 | $952,016.82 |
DisclosureSEC source: 0000356028-17-000098 · wf-form4_149816262163424.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:44 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $0.10 par value | 674 | $31.70 | $21,365.80 |
DisclosureSEC source: 0000356028-17-000065 · wf-form4_149506105747881.xml · nonDerivative · entry 3 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,261 F2 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:44 UTC | CA, INC. CA · Entity 162566 | GrantEmployee Stock Option (right to buy) · Derivative | 99,551 | $0.00 Strike: $31.69 | $0.00 |
DisclosureSEC source: 0000356028-17-000065 · wf-form4_149506105747881.xml · derivative · entry 4 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,551 Underlying: Common Stock, $.10 par value · 99,551 shares Expires 2027-05-15 F3 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:44 UTC | CA, INC. CA · Entity 162566 | Tax withholdingCommon Stock, $0.10 par value | 1,620 | $31.69 | $51,337.80 |
DisclosureSEC source: 0000356028-17-000065 · wf-form4_149506105747881.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,935 Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:44 UTC | CA, INC. CA · Entity 162566 | GrantCommon Stock, $.10 par value | 15,083 | $0.00 | $0.00 |
DisclosureSEC source: 0000356028-17-000065 · wf-form4_149506105747881.xml · nonDerivative · entry 1 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,555 F1 · shares: Represents restricted stock which, subject to earlier forfeiture, vests over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 17:14 UTC | CA, INC. CA · Entity 162566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,260 | $0.00 Strike: $29.47 | $0.00 |
DisclosureSEC source: 0000356028-16-000349 · wf-form4_147336925926168.xml · derivative · entry 3 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,387 Underlying: Common Stock, $.10 par value · 19,260 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on August 10, 2016, 33% on August 10, 2017 and 33% on August 10, 2018. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 17:14 UTC | CA, INC. CA · Entity 162566 | SaleCommon Stock, $0.10 par value | 19,260 | $34.11 | $656,958.60 |
DisclosureSEC source: 0000356028-16-000349 · wf-form4_147336925926168.xml · nonDerivative · entry 2 Sayed Ayman · CIK 0001649446 · Pres., Chief Products Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,472 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.