Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | Senior Advisor | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 154,096 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Gift · Disposed 4,364 · Balance 154,096 F1: The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund. F2: Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.
F2: Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 21:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GiftCommon Stock | 4,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-394474 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · Senior Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,096 F1 · shares: The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund. F2 · balance_after: Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 23:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,097 | $52.97 | $111,078.09 |
DisclosureSEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 6 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,460 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6 · balance_after: Includes 121,088 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 23:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 19,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 5 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,557 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 23:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 1,876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 4 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,041 F4 · price: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 1,876 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 23:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 20,544 | $51.77 | $1,063,562.88 |
DisclosureSEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,165 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 23:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 21,609 | $51.77 | $1,118,697.93 |
DisclosureSEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,709 F2 · kind: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 23:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 5,348 | $51.77 | $276,865.96 |
DisclosureSEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,100 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 11,022 | $54.03 | $595,540.70 |
DisclosureSEC source: 0000950170-25-078367 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,448 F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.615 to $54.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 94,450 shares held directly, 28,730 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 22:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,093 | $46.10 | $96,487.30 |
DisclosureSEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 6 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,470 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6 · balance_after: Includes 105,472 shares held directly, 28,730 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 22:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 15,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 5 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,563 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2026. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 22:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 9,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 4 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,341 F4 · price: Represents earned portions of the Company granted PSUs issued in 2023 and 2024 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2023 PSUs, 25% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 7,469 earned stock units. For the 2024 PSUs, 10% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 1,679 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2026. Earned stock units for the 2023 and 2024 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2025 and 2026 respectively, and final performance and payout is determined. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 22:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 18,897 | $47.54 | $898,363.38 |
DisclosureSEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,193 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 22:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 21,363 | $47.54 | $1,015,597.02 |
DisclosureSEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,090 F2 · kind: Represents earned portions of Company granted PSUs issued in 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2025, the Compensation Committee determined the achievement of the performance goals for 2024 and 2022-2024, resulting in 11,403 and 9,960 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2022 and 2023, resulting in 10,330 and 5,284 earned stock units. The total earned stock units of 36,977 were delivered on March 3, 2025. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 22:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 5,238 | $47.54 | $249,014.52 |
DisclosureSEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,727 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| July 22, 2024 Filed Jul 22, 2024 20:33 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 13,231 | $66.33 | $877,666.48 |
DisclosureSEC source: 0000950170-24-085283 · ownership.xml · nonDerivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,965 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023. F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 80,501 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting. Read SEC document |
| July 19, 2024 Filed Jul 22, 2024 20:33 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 152 | $66.01 | $10,033.57 |
DisclosureSEC source: 0000950170-24-085283 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,196 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023. F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.03 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Read SEC document |
| July 18, 2024 Filed Jul 22, 2024 20:33 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 400 | $66.10 | $26,439.24 |
DisclosureSEC source: 0000950170-24-085283 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023. F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.01 to $66.15 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:59 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 5,698 | $66.02 | $376,203.04 |
DisclosureSEC source: 0000950170-24-049272 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,748 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023. F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.18 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 94,284 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:22 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 12,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 4 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,446 F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025. F5 · balance_after: Includes 99,982 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:22 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 16,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,987 F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 5,284 and 11,120 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:22 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 20,367 | $65.53 | $1,334,649.51 |
DisclosureSEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,583 F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:22 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 18,825 | $65.53 | $1,233,602.25 |
DisclosureSEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,950 F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 7,061 and 11,764 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 14,650 and 6,373 earned stock units. The total earned stock units of 39,848 were delivered on March 4, 2024. Read SEC document |
| March 03, 2024 Filed Mar 6, 2024 01:46 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 7,680 | $64.58 | $495,974.40 |
DisclosureSEC source: 0000950170-24-026720 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,125 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 80,501 shares held directly, 15,271 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 01:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-073421 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,805 F1 · shares: The transaction reported involved a gift by the reporting person of 400 shares of common stock to a charitable donor advised fund. F2 · balance_after: Includes 73,279 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 20:23 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,575 | $0.00 Strike: $17.65 | $0.00 |
DisclosureSEC source: 0000950170-23-046067 · ownership.xml · derivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,575 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F4 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 20:23 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 1,575 | $49.60 | $78,119.53 |
DisclosureSEC source: 0000950170-23-046067 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,205 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $49.76 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 20:23 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionCommon Stock | 1,575 | $17.65 | $27,798.75 |
DisclosureSEC source: 0000950170-23-046067 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,449 | $0.00 Strike: $17.65 | $0.00 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · derivative · entry 9 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,575 Underlying: Common Stock · 13,449 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 13,449 | $49.65 | $667,715.95 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 6 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,205 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionCommon Stock | 13,449 | $17.65 | $237,374.85 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 5 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,664 | $0.00 Strike: $17.65 | $0.00 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · derivative · entry 8 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,024 Underlying: Common Stock · 3,664 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 3,664 | $49.53 | $181,473.89 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 4 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,205 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.68 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionCommon Stock | 3,664 | $17.65 | $64,669.60 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 138,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,212 | $0.00 Strike: $17.65 | $0.00 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · derivative · entry 7 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,688 Underlying: Common Stock · 1,212 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 1,212 | $49.51 | $60,005.15 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,205 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.54 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 21:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionCommon Stock | 1,212 | $17.65 | $21,391.80 |
DisclosureSEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 20:25 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $17.65 | $0.00 |
DisclosureSEC source: 0000950170-23-038064 · ownership.xml · derivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,900 Underlying: Common Stock · 400 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F4 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 20:25 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 400 | $49.50 | $19,800.00 |
DisclosureSEC source: 0000950170-23-038064 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,205 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F2 · price: The reported price represents a weighted average sale price. All reported common stock was sold at $49.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 20:25 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionCommon Stock | 400 | $17.65 | $7,060.00 |
DisclosureSEC source: 0000950170-23-038064 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:58 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 15,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 6 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,205 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024. F6 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:58 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 16,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 5 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,600 F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 6,373 and 10,330 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:58 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 19,671 | $41.85 | $823,231.35 |
DisclosureSEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 4 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,897 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:58 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 14,941 | $41.85 | $625,280.85 |
DisclosureSEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 3 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,568 F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 4,792 and 10,149 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 9,619 and 13,950 earned stock units. The total earned stock units of 25,673 were delivered on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:58 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,486 | $41.85 | $104,039.10 |
DisclosureSEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 2 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,627 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:58 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,469 | $41.85 | $103,327.65 |
DisclosureSEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,113 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,722 | $41.31 | $195,065.82 |
DisclosureSEC source: 0000950170-23-006297 · ownership.xml · nonDerivative · entry 1 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,582 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 50,096 shares held directly, 24,267 restricted stock units, and 38,219 earned performance share units with additional service-based vesting. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:53 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,675 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001209191-23-013426 · doc4.xml · derivative · entry 7 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,225 Underlying: Common Stock · 9,675 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F7 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 5, 2020. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:53 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,600 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001209191-23-013426 · doc4.xml · derivative · entry 6 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:53 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 3,485 | $43.59 | $151,915.68 |
DisclosureSEC source: 0001209191-23-013426 · doc4.xml · nonDerivative · entry 5 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,304 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes 45,518 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:53 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 11,110 | $42.63 | $473,579.30 |
DisclosureSEC source: 0001209191-23-013426 · doc4.xml · nonDerivative · entry 4 Clay Craig · CIK 0001847703 · President, GCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,789 F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022. F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.