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Clay Craig

Disclosed activity across 1 company

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62550
SEC CIK
0001847703

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Reported relationships

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CompanyLast reported asReport datePublished
Donnelley Financial Solutions, Inc.DFIN · Entity 2289Senior AdvisorSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Donnelley Financial Solutions, Inc.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect154,096 Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-15 · Gift · Disposed 4,364 · Balance 154,096

F1: The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.

F2: Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.

F2: Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 21:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GiftCommon Stock 4,364 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394474 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,096

F1 · shares: The transaction reported involved a gift by the reporting person of 4,364 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 116,724 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 23:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 2,097 $52.97 $111,078.09
Disclosure

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,460

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 121,088 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 19,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 5

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,557

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 1,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,041

F4 · price: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 1,876 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 20,544 $51.77 $1,063,562.88
Disclosure

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,165

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 21,609 $51.77 $1,118,697.93
Disclosure

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,709

F2 · kind: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:00 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 5,348 $51.77 $276,865.96
Disclosure

SEC source: 0001847703-26-000002 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,100

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 11,022 $54.03 $595,540.70
Disclosure

SEC source: 0000950170-25-078367 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,448

F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $53.615 to $54.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 94,450 shares held directly, 28,730 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 2,093 $46.10 $96,487.30
Disclosure

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,470

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F6 · balance_after: Includes 105,472 shares held directly, 28,730 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 15,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 5

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,563

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2026.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 9,148 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,341

F4 · price: Represents earned portions of the Company granted PSUs issued in 2023 and 2024 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2023 PSUs, 25% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 7,469 earned stock units. For the 2024 PSUs, 10% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 1,679 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2026. Earned stock units for the 2023 and 2024 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2025 and 2026 respectively, and final performance and payout is determined.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 18,897 $47.54 $898,363.38
Disclosure

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,193

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 21,363 $47.54 $1,015,597.02
Disclosure

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,090

F2 · kind: Represents earned portions of Company granted PSUs issued in 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2025, the Compensation Committee determined the achievement of the performance goals for 2024 and 2022-2024, resulting in 11,403 and 9,960 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2022 and 2023, resulting in 10,330 and 5,284 earned stock units. The total earned stock units of 36,977 were delivered on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 5,238 $47.54 $249,014.52
Disclosure

SEC source: 0000950170-25-033899 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,727

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
July 22, 2024 Filed Jul 22, 2024 20:33 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 13,231 $66.33 $877,666.48
Disclosure

SEC source: 0000950170-24-085283 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,965

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023.

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 80,501 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 20:33 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 152 $66.01 $10,033.57
Disclosure

SEC source: 0000950170-24-085283 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,196

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.03 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
July 18, 2024 Filed Jul 22, 2024 20:33 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 400 $66.10 $26,439.24
Disclosure

SEC source: 0000950170-24-085283 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,348

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.01 to $66.15 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 20:59 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 5,698 $66.02 $376,203.04
Disclosure

SEC source: 0000950170-24-049272 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,748

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2023.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $66.00 to $66.18 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 94,284 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 12,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,446

F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025.

F5 · balance_after: Includes 99,982 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 16,404 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,987

F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 5,284 and 11,120 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 20,367 $65.53 $1,334,649.51
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,583

F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:22 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 18,825 $65.53 $1,233,602.25
Disclosure

SEC source: 0000950170-24-027412 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,950

F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 7,061 and 11,764 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 14,650 and 6,373 earned stock units. The total earned stock units of 39,848 were delivered on March 4, 2024.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 01:46 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 7,680 $64.58 $495,974.40
Disclosure

SEC source: 0000950170-24-026720 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,125

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 80,501 shares held directly, 15,271 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 01:56 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-073421 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,805

F1 · shares: The transaction reported involved a gift by the reporting person of 400 shares of common stock to a charitable donor advised fund.

F2 · balance_after: Includes 73,279 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 20:23 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,575 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0000950170-23-046067 · ownership.xml · derivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,575 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F4 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 20:23 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 1,575 $49.60 $78,119.53
Disclosure

SEC source: 0000950170-23-046067 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,205

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $49.76 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 20:23 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionCommon Stock 1,575 $17.65 $27,798.75
Disclosure

SEC source: 0000950170-23-046067 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,449 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · derivative · entry 9

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 13,449 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 13,449 $49.65 $667,715.95
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,205

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionCommon Stock 13,449 $17.65 $237,374.85
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 5

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,664 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · derivative · entry 8

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,024

Underlying: Common Stock · 3,664 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 3,664 $49.53 $181,473.89
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,205

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.68 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionCommon Stock 3,664 $17.65 $64,669.60
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,212 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · derivative · entry 7

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,688

Underlying: Common Stock · 1,212 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019.

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August 29, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 1,212 $49.51 $60,005.15
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,205

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.54 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

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August 29, 2023 Filed Aug 31, 2023 21:55 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionCommon Stock 1,212 $17.65 $21,391.80
Disclosure

SEC source: 0000950170-23-045839 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

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August 02, 2023 Filed Aug 3, 2023 20:25 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 400 $0.00 Strike: $17.65 $0.00
Disclosure

SEC source: 0000950170-23-038064 · ownership.xml · derivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,900

Underlying: Common Stock · 400 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F4 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2019.

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August 02, 2023 Filed Aug 3, 2023 20:25 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 400 $49.50 $19,800.00
Disclosure

SEC source: 0000950170-23-038064 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,205

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F2 · price: The reported price represents a weighted average sale price. All reported common stock was sold at $49.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

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August 02, 2023 Filed Aug 3, 2023 20:25 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionCommon Stock 400 $17.65 $7,060.00
Disclosure

SEC source: 0000950170-23-038064 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 15,605 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,205

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.

F6 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 16,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 5

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,600

F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 6,373 and 10,330 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 19,671 $41.85 $823,231.35
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,897

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 GrantCommon Stock 14,941 $41.85 $625,280.85
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 3

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,568

F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 4,792 and 10,149 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 9,619 and 13,950 earned stock units. The total earned stock units of 25,673 were delivered on March 3, 2023.

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 2,486 $41.85 $104,039.10
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 2

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,627

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 2,469 $41.85 $103,327.65
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,113

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 02, 2023 Filed Mar 6, 2023 22:30 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Tax withholdingCommon Stock 4,722 $41.31 $195,065.82
Disclosure

SEC source: 0000950170-23-006297 · ownership.xml · nonDerivative · entry 1

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,582

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 50,096 shares held directly, 24,267 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.

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February 23, 2023 Filed Feb 28, 2023 00:53 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,675 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-23-013426 · doc4.xml · derivative · entry 7

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225

Underlying: Common Stock · 9,675 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F7 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 5, 2020.

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February 23, 2023 Filed Feb 28, 2023 00:53 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,600 $0.00 Strike: $22.35 $0.00
Disclosure

SEC source: 0001209191-23-013426 · doc4.xml · derivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F6 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

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February 23, 2023 Filed Feb 28, 2023 00:53 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 3,485 $43.59 $151,915.68
Disclosure

SEC source: 0001209191-23-013426 · doc4.xml · nonDerivative · entry 5

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,304

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F4 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F5 · balance_after: Includes 45,518 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.

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February 23, 2023 Filed Feb 28, 2023 00:53 UTC Donnelley Financial Solutions, Inc. DFIN · Entity 2289 SaleCommon Stock 11,110 $42.63 $473,579.30
Disclosure

SEC source: 0001209191-23-013426 · doc4.xml · nonDerivative · entry 4

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,789

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.