DE

SEC source: 0000315189-22-000014 · primary_doc.xml · nonDerivative · entry 2

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,046

F1 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.74 to $341.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 21.

SEC source: 0000315189-22-000014 · primary_doc.xml · nonDerivative · entry 1

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-22-000015 · primary_doc.xml · derivative · entry 17

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,388

Underlying: Common Stock · 3,670 shares

Expires 2030-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F14 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F16 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 9, 2021, 2022, and 2023.

SEC source: 0000315189-22-000015 · primary_doc.xml · derivative · entry 16

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393

Underlying: Common Stock · 2,827 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F14 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F15 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 11, 2020, 2021, and 2022.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 15

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,087

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F12 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.17 to $348.60, inclusive.

F13 · balance_after: Includes 4,266 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 14

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,581

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F11 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.16 to $348.13, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 13

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,848

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F10 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.99 to $346.86, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 12

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,348

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.86 to $345.57, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 11

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,348

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.78 to $344.60, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 10

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,548

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 9

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,648

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F7 · price: The sales price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.84 to $341.73, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 8

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 7

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,087

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.80 to $348.75, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 6

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,806

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.75 to $347.65, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 5

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $345.67, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 4

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,976

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.55 to $345.45, inclusive.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 3

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,686

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 2

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,786

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.90 to $341.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 12.

SEC source: 0000315189-22-000015 · primary_doc.xml · nonDerivative · entry 1

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares.

SEC source: 0000315189-22-000016 · primary_doc.xml · nonDerivative · entry 1

Stone John H · CIK 0001817149 · President, WW C&F & Pwr Syst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,736

F1 · security: Exercise of Rule 16b-3 options and related sales of shares. Amendment to correct the decimal place in the Securities Price in Column 4. Number of options exercised and shares sold were previously reported.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.56 to $343.50, inclusive.

SEC source: 0000315189-22-000013 · primary_doc.xml · derivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,341 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable on December 10, 2017.

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

F2 · security: Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021.

F3 · balance_after: Includes 6,274 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,553

F2 · security: Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021.

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,725

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.

SEC source: 0000315189-22-000013 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres, Ag & Turf, Sml Ag Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.

SEC source: 0000315189-22-000012 · primary_doc.xml · derivative · entry 3

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,391 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.

SEC source: 0000315189-22-000012 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,359

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021.

F2 · balance_after: Includes 6,450 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-22-000012 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021.

SEC source: 0000315189-22-000002 · primary_doc.xml · nonDerivative · entry 1

Caret Leanne G · CIK 0001668346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 569 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000003 · primary_doc.xml · nonDerivative · entry 1

Erwin Tami A. · CIK 0001760658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 1,696 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000004 · primary_doc.xml · nonDerivative · entry 1

Heuberger Alan Cletus · CIK 0001301119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,461

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 5,361 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-22-000005 · primary_doc.xml · nonDerivative · entry 1

HOLLIDAY CHARLES O JR · CIK 0001127289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,911

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 4,006 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-22-000006 · primary_doc.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,088

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 8,088 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000007 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,650

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled solely in shares.

F2 · balance_after: Includes 824 restricted stock shares and 19,826 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000008 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,278

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 10,278 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,428

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,428 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000010 · primary_doc.xml · nonDerivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,572 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000011 · primary_doc.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,572 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-21-000041 · primary_doc.xml · derivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

Underlying: Common Stock · 7,040 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

SEC source: 0000315189-21-000041 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,803.7781

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

F2 · balance_after: Includes 16,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000039 · primary_doc.xml · derivative · entry 2

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,211

Underlying: Common Stock · 12,211 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

SEC source: 0000315189-21-000039 · primary_doc.xml · nonDerivative · entry 1

CAMPBELL RYAN D · CIK 0001772144 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 7,323 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.

SEC source: 0000315189-21-000040 · primary_doc.xml · derivative · entry 2

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Underlying: Common Stock · 8,448 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

SEC source: 0000315189-21-000040 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Group Pres., Life Sol & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,175

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000042 · primary_doc.xml · derivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Underlying: Common Stock · 8,448 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

SEC source: 0000315189-21-000042 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,359

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 6,450 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000043 · primary_doc.xml · derivative · entry 2

May John C II · CIK 0001556144 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,739

Underlying: Common Stock · 44,739 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

SEC source: 0000315189-21-000043 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,989

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 28,580 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-21-000044 · primary_doc.xml · derivative · entry 2

Reed Cory J · CIK 0001687890 · Pres Ag & Turf, Prod & Prec Ag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Underlying: Common Stock · 8,448 shares

Expires 2031-12-15

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 15, 2022, 2023, and 2024.

SEC source: 0000315189-21-000044 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres Ag & Turf, Prod & Prec Ag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,946

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 6,494 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.