DE

SEC source: 0000315189-23-000020 · primary_doc.xml · derivative · entry 8

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,605 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

F7 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 7

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,126

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.105 to $418.315, inclusive.

F6 · balance_after: Includes 26,871 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 6

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,626

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.09 to $418.06, inclusive.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 5

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,065

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to 416.995, inclusive.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 4

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,998

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 5.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 3

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,126

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

SEC source: 0000315189-23-000020 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023.

SEC source: 0000315189-23-000019 · primary_doc.xml · derivative · entry 14

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,952 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F13 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F15 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.

SEC source: 0000315189-23-000019 · primary_doc.xml · derivative · entry 13

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,981 shares

Expires 2027-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F13 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F14 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 12

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,115

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F11 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.

F12 · balance_after: Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 11

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,840

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F10 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 10

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,246

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 9

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,226

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 8

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,860

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F7 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 7

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 6

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,115

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,015

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,278

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,126

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,996

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.

SEC source: 0000315189-23-000019 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.

SEC source: 0000315189-23-000018 · primary_doc.xml · nonDerivative · entry 1

Erwin Tami A. · CIK 0001760658 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 950

F1 · security: The purchase price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $370.57 to $371.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000315189-23-000015 · primary_doc.xml · nonDerivative · entry 1

JEPSEN JOSHUA A · CIK 0001947284 · Sr VP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,099

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.

F2 · balance_after: Includes 2,764 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-23-000017 · primary_doc.xml · nonDerivative · entry 1

Hindman Jahmy J · CIK 0001979674 · Sr VP & Chief Technology Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,764

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.

F2 · balance_after: Includes 2,085 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-23-000014 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres Ag & Turf, Sml Ag & Turf

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,115

F1 · security: Sale of shares pursuant to Rule 10b5-1(c) plan adopted on February 23, 2023.

F2 · balance_after: Includes 5,203 restricted stock units under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-23-000003 · primary_doc.xml · nonDerivative · entry 1

Caret Leanne G · CIK 0001668346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 962 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-23-000004 · primary_doc.xml · nonDerivative · entry 1

Erwin Tami A. · CIK 0001760658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 2,089 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-23-000005 · primary_doc.xml · nonDerivative · entry 1

Heuberger Alan Cletus · CIK 0001301119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 5,754 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-23-000006 · primary_doc.xml · nonDerivative · entry 1

HOLLIDAY CHARLES O JR · CIK 0001127289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 4,399 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-23-000007 · primary_doc.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,481

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 8,481 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-23-000008 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,043

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled solely in shares.

F2 · balance_after: Includes 824 restricted stock shares and 20,219 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-23-000009 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,671

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 10,671 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-23-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 12,821 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-23-000011 · primary_doc.xml · nonDerivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled solely in shares.

F2 · balance_after: Includes 7,965 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-23-000012 · primary_doc.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,965 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-22-000037 · primary_doc.xml · derivative · entry 2

CAMPBELL RYAN D · CIK 0001772144 · Pres WWC&F and Pwr Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,003

Underlying: Common Stock · 8,003 shares

Expires 2022-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

SEC source: 0000315189-22-000037 · primary_doc.xml · nonDerivative · entry 1

CAMPBELL RYAN D · CIK 0001772144 · Pres WWC&F and Pwr Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,519

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 6,327 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan.

SEC source: 0000315189-22-000038 · primary_doc.xml · derivative · entry 2

Howze Marc A · CIK 0001687891 · Sr Advisor, Ofc of Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540

Underlying: Common Stock · 5,540 shares

Expires 2022-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

SEC source: 0000315189-22-000038 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Sr Advisor, Ofc of Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,674

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 5,082 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Since the date of the reporting person's last ownership report, he transferred 483 shares of Deere common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

SEC source: 0000315189-22-000039 · primary_doc.xml · derivative · entry 2

JEPSEN JOSHUA A · CIK 0001947284 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,669

Underlying: Common Stock · 7,669 shares

Expires 2022-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

SEC source: 0000315189-22-000039 · primary_doc.xml · nonDerivative · entry 1

JEPSEN JOSHUA A · CIK 0001947284 · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 3,119 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan.

SEC source: 0000315189-22-000040 · primary_doc.xml · derivative · entry 3

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309

Underlying: Common Stock · 5,309 shares

Expires 2022-12-14

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

SEC source: 0000315189-22-000040 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,679.7781

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.

F3 · balance_after: Includes 7,565 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-22-000040 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,738.7781

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.

SEC source: 0000315189-22-000041 · primary_doc.xml · derivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,003

Underlying: Common Stock · 8,003 shares

Expires 2022-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

SEC source: 0000315189-22-000041 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,073

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 5,190 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-22-000042 · primary_doc.xml · derivative · entry 2

May John C II · CIK 0001556144 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,017

Underlying: Common Stock · 42,017 shares

Expires 2032-12-16

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.

SEC source: 0000315189-22-000042 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,126

F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 26, 871 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-22-000043 · primary_doc.xml · derivative · entry 2

Pryor Felecia J. · CIK 0001772874 · Snr V.P. & Chief People Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Underlying: Common Stock · 5,079 shares

Expires 2032-12-14

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.