Last 12 months
Inside the activity.
0 purchase rows · 27 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2012 Filed Dec 13, 2012 21:16 UTC |
Mack Michael JPresident WW C&F Division
|
Grant$1 Par Common Stock | 4,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000064 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,539 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 46,017 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 23,000 shares directly owned by a family trust. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 20:48 UTC |
Gilles Jean HSenior Vice President
|
GrantMarket Priced Options · Derivative | 24,083 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000063 · primary_doc.xml · derivative · entry 2 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,083 Underlying: Common Stock · 24,083 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 20:48 UTC |
Gilles Jean HSenior Vice President
|
Grant$1 Par Common Stock | 4,727 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000063 · primary_doc.xml · nonDerivative · entry 1 Gilles Jean H · CIK 0001465591 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,724 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 30,525 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 12 shares directly owned by his son. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 21:28 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
GrantMarket Priced Options · Derivative | 20,942 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000065 · primary_doc.xml · derivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,942 Underlying: Common Stock · 20,942 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 21:28 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Grant$1 Par Common Stock | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000065 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,509 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 13,993 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 21:59 UTC |
Guinn Max ASenior Vice President
|
GrantMarket Priced Options · Derivative | 21,989 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000066 · primary_doc.xml · derivative · entry 2 Guinn Max A · CIK 0001555500 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,989 Underlying: Common Stock · 21,989 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 21:59 UTC |
Guinn Max ASenior Vice President
|
Grant$1 Par Common Stock | 4,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000066 · primary_doc.xml · nonDerivative · entry 1 Guinn Max A · CIK 0001555500 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,108 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 21,057 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 15:45 UTC |
Kalathur RajeshSenior Vice President & CFO
|
GrantMarket Priced Options · Derivative | 24,083 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000067 · primary_doc.xml · derivative · entry 2 Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,083 Underlying: Common Stock · 24,083 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 15:45 UTC |
Kalathur RajeshSenior Vice President & CFO
|
Grant$1 Par Common Stock | 4,727 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000067 · primary_doc.xml · nonDerivative · entry 1 Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,085 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 4,727 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 16:01 UTC |
May John C IIPresident, Ag Solutions & CIO
|
GrantMarket Priced Options · Derivative | 25,130 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000068 · primary_doc.xml · derivative · entry 2 May John C II · CIK 0001556144 · President, Ag Solutions & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,130 Underlying: Common Stock · 25,130 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 16:01 UTC |
May John C IIPresident, Ag Solutions & CIO
|
Grant$1 Par Common Stock | 4,932 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000068 · primary_doc.xml · nonDerivative · entry 1 May John C II · CIK 0001556144 · President, Ag Solutions & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,372 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 7,372 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 15:51 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Exercise / conversionMarket Priced Options · Derivative | 19,651 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-12-000058 · primary_doc.xml · derivative · entry 4 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,651 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 15:51 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Sale$1 Par Common Stock | 19,651 | $84.99 | $1,670,207.27 |
DisclosureSEC source: 0000315189-12-000058 · primary_doc.xml · nonDerivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,399 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.90 to $85.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · balance_after: Includes 9,883 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 15:51 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Exercise / conversion$1 Par Common Stock | 19,651 | $52.25 | $1,026,764.75 |
DisclosureSEC source: 0000315189-12-000058 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 09, 2012 Filed Dec 11, 2012 15:51 UTC |
von Pentz MarkwartPres.Ag&TurfDiv.Eur.,Asia,Afr.
|
Tax withholding$1 Par Common Stock | 3,048 | $85.08 | $259,323.84 |
DisclosureSEC source: 0000315189-12-000058 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.,Asia,Afr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,399 F3 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to shares. Read SEC document |
| December 06, 2012 Filed Dec 10, 2012 21:26 UTC |
PATRICK THOMAS HDirector
|
Sale$1 Par Common Stock | 20,000 | $84.32 | $1,686,462.00 |
DisclosureSEC source: 0000315189-12-000057 · primary_doc.xml · nonDerivative · entry 1 PATRICK THOMAS H · CIK 0001017633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,453 F1 · balance_after: Includes 19,252 restricted stock shares and 9,201 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| December 06, 2012 Filed Dec 13, 2012 17:21 UTC |
ALLEN SAMUEL RDirector · Chairman & CEO
|
Gift$1 Par Common Stock | 47,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000059 · primary_doc.xml · nonDerivative · entry 3 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 47,203 F1 · security: Transaction involved a gift of shares to a limited liability company for the benefit of the reporting persons immediate family. Read SEC document |
| December 06, 2012 Filed Dec 13, 2012 17:21 UTC |
ALLEN SAMUEL RDirector · Chairman & CEO
|
Gift$1 Par Common Stock | 47,203 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000059 · primary_doc.xml · nonDerivative · entry 1 ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,072.5172 F1 · security: Transaction involved a gift of shares to a limited liability company for the benefit of the reporting persons immediate family. Read SEC document |
| November 29, 2012 Filed Nov 29, 2012 20:44 UTC |
Kalathur RajeshSenior Vice President & CFO
|
Exercise / conversionMarket Priced Options · Derivative | 2,258 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0000315189-12-000056 · primary_doc.xml · derivative · entry 3 Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,258 shares Expires 2012-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| November 29, 2012 Filed Nov 29, 2012 20:44 UTC |
Kalathur RajeshSenior Vice President & CFO
|
Sale$1 Par Common Stock | 2,258 | $84.70 | $191,254.86 |
DisclosureSEC source: 0000315189-12-000056 · primary_doc.xml · nonDerivative · entry 2 Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,358 F1 · security: Exercise of Rule 16b-3 options and related sales of shares. Read SEC document |
| November 29, 2012 Filed Nov 29, 2012 20:44 UTC |
Kalathur RajeshSenior Vice President & CFO
|
Exercise / conversion$1 Par Common Stock | 2,258 | $22.90 | $51,708.20 |
DisclosureSEC source: 0000315189-12-000056 · primary_doc.xml · nonDerivative · entry 1 Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversionMarket Priced Options · Derivative | 16,760 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 12 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 16,760 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversionMarket Priced Options · Derivative | 7,013 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 11 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 7,013 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable on December 17, 2011. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversionMarket Priced Options · Derivative | 16,760 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 10 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,760 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversionMarket Priced Options · Derivative | 7,012 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 9 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,012 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable on December 17, 2011. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Sale$1 Par Common Stock | 16,760 | $85.01 | $1,424,700.56 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 8 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,601 F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversion$1 Par Common Stock | 16,760 | $48.38 | $810,765.00 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 7 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 36,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Sale$1 Par Common Stock | 7,013 | $84.20 | $590,494.60 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 6 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,601 F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversion$1 Par Common Stock | 7,013 | $39.67 | $278,170.65 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 5 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Sale$1 Par Common Stock | 16,760 | $85.01 | $1,424,717.32 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 4 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,843 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. F3 · balance_after: Includes 35,843 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversion$1 Par Common Stock | 16,760 | $48.38 | $810,765.00 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 3 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Sale$1 Par Common Stock | 7,012 | $84.20 | $590,410.40 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 2 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,843 F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:04 UTC |
Israel JamesPresident,John Deere Financial
|
Exercise / conversion$1 Par Common Stock | 7,012 | $39.67 | $278,130.98 |
DisclosureSEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 1 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC |
Mack Michael JPresident, WW C&F Division
|
Exercise / conversionMarket Priced Options · Derivative | 12,774 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · derivative · entry 6 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 12,774 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable on December 17, 2011. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC |
Mack Michael JPresident, WW C&F Division
|
Exercise / conversionMarket Priced Options · Derivative | 4,258 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · derivative · entry 5 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,258 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable on December 17, 2011. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC |
Mack Michael JPresident, WW C&F Division
|
Sale$1 Par Common Stock | 12,774 | $85.01 | $1,085,879.42 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 4 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,000 F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC |
Mack Michael JPresident, WW C&F Division
|
Exercise / conversion$1 Par Common Stock | 12,774 | $39.67 | $506,680.71 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 3 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC |
Mack Michael JPresident, WW C&F Division
|
Sale$1 Par Common Stock | 4,258 | $85.00 | $361,930.00 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,223 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. F3 · balance_after: Includes 41,701 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC |
Mack Michael JPresident, WW C&F Division
|
Exercise / conversion$1 Par Common Stock | 4,258 | $39.67 | $168,893.57 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. Read SEC document |
| September 30, 2012 Filed Oct 1, 2012 20:37 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantPhantom Stock Units · Derivative | 348.527 | $82.49 Strike: $0.00 | $28,749.99 |
DisclosureSEC source: 0000315189-12-000044 · primary_doc.xml · derivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,208.387 Underlying: Common Stock · 348.527 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 9,201 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2012 Filed Oct 1, 2012 21:02 UTC |
COFFMAN VANCE DDirector
|
GrantPhantom Stock Units · Derivative | 363.68 | $82.49 Strike: $0.00 | $29,999.96 |
DisclosureSEC source: 0000315189-12-000045 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,887.921 Underlying: Common Stock · 363.68 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| September 30, 2012 Filed Oct 1, 2012 21:19 UTC |
JAIN DIPAK CDirector
|
GrantPhantom Stock Units · Derivative | 303.067 | $82.49 Strike: $0.00 | $25,000.00 |
DisclosureSEC source: 0000315189-12-000046 · primary_doc.xml · derivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,228.207 Underlying: Common Stock · 303.067 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| August 17, 2012 Filed Aug 20, 2012 14:34 UTC |
SPEER DAVID BDirector
|
Purchase$1 Par Common Stock | 750 | $75.65 | $56,737.50 |
DisclosureSEC source: 0000315189-12-000043 · primary_doc.xml · nonDerivative · entry 1 SPEER DAVID B · CIK 0001122748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,634 F1 · balance_after: Includes 8,384 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. Read SEC document |
| June 30, 2012 Filed Jul 2, 2012 14:33 UTC |
COFFMAN VANCE DDirector
|
GrantPhantom Stock Units · Derivative | 370.966 | $80.87 Strike: $0.00 | $30,000.02 |
DisclosureSEC source: 0000315189-12-000037 · primary_doc.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426.778 Underlying: Common Stock · 370.966 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2012 Filed Jul 2, 2012 14:56 UTC |
JAIN DIPAK CDirector
|
GrantPhantom Stock Units · Derivative | 309.138 | $80.87 Strike: $0.00 | $24,999.99 |
DisclosureSEC source: 0000315189-12-000038 · primary_doc.xml · derivative · entry 1 JAIN DIPAK C · CIK 0001231918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913.785 Underlying: Common Stock · 309.138 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 30, 2012 Filed Jul 2, 2012 15:10 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantPhantom Stock Units · Derivative | 355.509 | $80.87 Strike: $0.00 | $28,750.01 |
DisclosureSEC source: 0000315189-12-000039 · primary_doc.xml · derivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,677.843 Underlying: Common Stock · 355.509 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer. F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 9,201 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan. Read SEC document |
| June 29, 2012 Filed Jul 2, 2012 15:30 UTC |
von Pentz MarkwartPres.Ag&Turf Div. Eur.,Afr.,ME
|
Exercise / conversionMarket Priced Options · Derivative | 39,897 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-12-000040 · primary_doc.xml · derivative · entry 3 von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf Div. Eur.,Afr.,ME 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,651 Underlying: Common Stock · 39,897 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011. Read SEC document |
| June 29, 2012 Filed Jul 2, 2012 15:30 UTC |
von Pentz MarkwartPres.Ag&Turf Div. Eur.,Afr.,ME
|
Sale$1 Par Common Stock | 39,897 | $80.00 | $3,191,831.81 |
DisclosureSEC source: 0000315189-12-000040 · primary_doc.xml · nonDerivative · entry 2 von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf Div. Eur.,Afr.,ME 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,447 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.036, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 15,861 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| June 29, 2012 Filed Jul 2, 2012 15:30 UTC |
von Pentz MarkwartPres.Ag&Turf Div. Eur.,Afr.,ME
|
Exercise / conversion$1 Par Common Stock | 39,897 | $52.25 | $2,084,618.25 |
DisclosureSEC source: 0000315189-12-000040 · primary_doc.xml · nonDerivative · entry 1 von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf Div. Eur.,Afr.,ME 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 2, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 15:59 UTC |
Israel JamesPresident,John Deere Financial
|
GiftMarket Priced Options · Derivative | 6,927 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 12 Israel James · CIK 0001350112 · President,John Deere Financial 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,927 Underlying: Common Stock · 6,927 shares Expires 2020-12-08 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.