DE

SEC source: 0000315189-17-000045 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,890.5172

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

SEC source: 0000315189-17-000051 · primary_doc.xml · nonDerivative · entry 1

Gilles Jean H · CIK 0001465591 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,436

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

SEC source: 0000315189-17-000052 · primary_doc.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,216

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

SEC source: 0000315189-17-000043 · primary_doc.xml · derivative · entry 3

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,989 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.

SEC source: 0000315189-17-000043 · primary_doc.xml · nonDerivative · entry 2

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,388

F1 · security: Exercise of Rule 16b-3 options and related sale of shares.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.10 to $151.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 27,539 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000043 · primary_doc.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares.

SEC source: 0000315189-17-000042 · primary_doc.xml · derivative · entry 3

Howze Marc A · CIK 0001687891 · Sr. V.P. & Chief Admin Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,731 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.

SEC source: 0000315189-17-000042 · primary_doc.xml · nonDerivative · entry 2

Howze Marc A · CIK 0001687891 · Sr. V.P. & Chief Admin Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

F1 · security: Exercise of Rule 16b-3 options and related sale of shares.

F2 · price: The sale price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.59 to $152.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 2,380 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000042 · primary_doc.xml · nonDerivative · entry 1

Howze Marc A · CIK 0001687891 · Sr. V.P. & Chief Admin Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares.

SEC source: 0000315189-17-000041 · primary_doc.xml · derivative · entry 3

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,519 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 5, 2016.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010.

SEC source: 0000315189-17-000041 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,769

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 5, 2016.

F2 · balance_after: Includes 13,622 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000041 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 5, 2016.

SEC source: 0000315189-17-000039 · primary_doc.xml · derivative · entry 7

Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,036 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.

F4 · security: All options include the ability to withhold units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.

SEC source: 0000315189-17-000039 · primary_doc.xml · derivative · entry 6

Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,391 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.

F4 · security: All options include the ability to withhold units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.

SEC source: 0000315189-17-000039 · primary_doc.xml · nonDerivative · entry 4

Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,362

F1 · security: Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Include 38,839 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000039 · primary_doc.xml · nonDerivative · entry 3

Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.

SEC source: 0000315189-17-000039 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,362

F1 · security: Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000315189-17-000039 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-13 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 24, 2017.

SEC source: 0000315189-17-000040 · primary_doc.xml · derivative · entry 9

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,775 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.

SEC source: 0000315189-17-000040 · primary_doc.xml · derivative · entry 8

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,411 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.

SEC source: 0000315189-17-000040 · primary_doc.xml · derivative · entry 7

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,175 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012.

SEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 6

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,701.7781

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage.

F3 · balance_after: Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 5

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,476.7781

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

SEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 4

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,701.7781

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage.

SEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 3

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,112.7781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

SEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 2

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,701.7781

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage.

SEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 1

Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,786.7781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.

SEC source: 0000315189-17-000038 · primary_doc.xml · derivative · entry 6

von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,824

Underlying: Common Stock · 9,083 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.

SEC source: 0000315189-17-000038 · primary_doc.xml · derivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341

Underlying: Common Stock · 15,060 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.

SEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-17-000038 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag^TurfDiv.Eur.,Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 12

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,907

Underlying: Common Stock · 752 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.

SEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 11

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,401

Underlying: Common Stock · 1,248 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 8

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: Includes 12,666 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 7

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 6

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 5

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000036 · primary_doc.xml · derivative · entry 3

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,551 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 6, 2017.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.

SEC source: 0000315189-17-000036 · primary_doc.xml · nonDerivative · entry 2

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,388

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 6, 2017.

F2 · balance_after: Includes 27,539 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-17-000036 · primary_doc.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 6, 2017.

SEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 10

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,659

Underlying: Common Stock · 376 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.

SEC source: 0000315189-17-000037 · primary_doc.xml · derivative · entry 9

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,649

Underlying: Common Stock · 624 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 4

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,026

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000315189-17-000037 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&TurfDiv.Eur.Asia,Afr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on June 7, 2017.

SEC source: 0000315189-17-000035 · primary_doc.xml · derivative · entry 3

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,174 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 6, 2017.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012 and 2013.

SEC source: 0000315189-17-000035 · primary_doc.xml · nonDerivative · entry 2

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,388

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 6, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.90 to $133.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 27,539 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.