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DEERE & CO

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SEC CIK
0000315189
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1,216

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026021
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2020 Filed Aug 11, 2020 14:06 UTC
Reed Cory JPres, Ag & Turf Prod & Prec Ag
Exercise / conversionMarket Priced Options · Derivative 2,957 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000023 · primary_doc.xml · derivative · entry 3

Reed Cory J · CIK 0001687890 · Pres, Ag & Turf Prod & Prec Ag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,957 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 13, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable on December 9, 2018.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:06 UTC
Reed Cory JPres, Ag & Turf Prod & Prec Ag
Sale$1 Par Common Stock 2,957 $185.00 $547,045.00
Disclosure

SEC source: 0000315189-20-000023 · primary_doc.xml · nonDerivative · entry 2

Reed Cory J · CIK 0001687890 · Pres, Ag & Turf Prod & Prec Ag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,949

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 13, 2019.

F2 · balance_after: Includes 8,628 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:06 UTC
Reed Cory JPres, Ag & Turf Prod & Prec Ag
Exercise / conversion$1 Par Common Stock 2,957 $79.24 $234,312.68
Disclosure

SEC source: 0000315189-20-000023 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres, Ag & Turf Prod & Prec Ag

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 13, 2019.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:23 UTC
von Pentz MarkwartPresAg Turf Small Ag & Turf
Exercise / conversionMarket Priced Options · Derivative 9,912 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000024 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · PresAg Turf Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,912 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable on December 9, 2018.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:23 UTC
von Pentz MarkwartPresAg Turf Small Ag & Turf
Sale$1 Par Common Stock 9,912 $185.00 $1,833,720.00
Disclosure

SEC source: 0000315189-20-000024 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · PresAg Turf Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F2 · balance_after: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 14:23 UTC
von Pentz MarkwartPresAg Turf Small Ag & Turf
Exercise / conversion$1 Par Common Stock 9,912 $79.24 $785,426.88
Disclosure

SEC source: 0000315189-20-000024 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · PresAg Turf Small Ag & Turf

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 21:53 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversionMarket Priced Options · Derivative 7,996 $0.00 Strike: $74.24 $0.00
Disclosure

SEC source: 0000315189-20-000022 · primary_doc.xml · derivative · entry 4

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,996 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 13, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 21:53 UTC
Kalathur RajeshPresident, JD Financial & CIO
Sale$1 Par Common Stock 2,764 $180.00 $497,520.00
Disclosure

SEC source: 0000315189-20-000022 · primary_doc.xml · nonDerivative · entry 3

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,371

F2 · balance_after: Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 21:53 UTC
Kalathur RajeshPresident, JD Financial & CIO
Sale$1 Par Common Stock 7,996 $180.00 $1,439,280.00
Disclosure

SEC source: 0000315189-20-000022 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,135

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 13, 2019.

Read SEC document
July 29, 2020 Filed Jul 30, 2020 21:53 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversion$1 Par Common Stock 7,996 $74.24 $593,623.04
Disclosure

SEC source: 0000315189-20-000022 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 13, 2019.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 14:01 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversionMarket Priced Options · Derivative 7,379 $0.00 Strike: $80.61 $0.00
Disclosure

SEC source: 0000315189-20-000021 · primary_doc.xml · derivative · entry 3

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,379 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 13, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 14:01 UTC
Kalathur RajeshPresident, JD Financial & CIO
Sale$1 Par Common Stock 7,379 $175.00 $1,291,325.00
Disclosure

SEC source: 0000315189-20-000021 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,135

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 13, 2019.

F2 · balance_after: Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 14:01 UTC
Kalathur RajeshPresident, JD Financial & CIO
Exercise / conversion$1 Par Common Stock 7,379 $80.61 $594,821.19
Disclosure

SEC source: 0000315189-20-000021 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President, JD Financial & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 13, 2019.

Read SEC document
June 08, 2020 Filed Jun 18, 2020 15:13 UTC
Field James M.Pres., C&F Division
Gift$1 Par Common Stock 356 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000016 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,982

F1 · balance_after: Includes 34,260 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
May 01, 2020 Filed May 1, 2020 17:05 UTC Grant$1 Par Common Stock 811 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000015 · primary_doc.xml · nonDerivative · entry 1

Erwin Tami A. · CIK 0001760658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

F1 · shares: Prorated grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:40 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000005 · primary_doc.xml · nonDerivative · entry 1

Heuberger Alan Cletus · CIK 0001301119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 4,476 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:52 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000006 · primary_doc.xml · nonDerivative · entry 1

HOLLIDAY CHARLES O JR · CIK 0001127289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,026

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 3,121 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 20:26 UTC
JAIN DIPAK CDirector
Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000007 · primary_doc.xml · nonDerivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,175

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,234 restricted stock shares and 18,941 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 20:44 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000008 · primary_doc.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,203 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 20:54 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000009 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,765

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled solely in shares.

F2 · balance_after: Includes 824 restricted stock shares and 18,941 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:06 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000010 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 9,393 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:14 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000011 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,543

F1 · shares: Grant of restricted stock units under the Nonemployee Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 11,543 restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:27 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000012 · primary_doc.xml · nonDerivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 6,687 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:37 UTC Grant$1 Par Common Stock 987 $0.00 $0.00
Disclosure

SEC source: 0000315189-20-000013 · primary_doc.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 6,687 restricted stock units acquired under the Nonemployee Director Stock Ownership of the Issuer. Restrictions are authorized by the Board of Directors. The plan provides for tax withholding rights.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:36 UTC
von Pentz MarkwartPres AgTurf Eur, CIS, Asia, Af
Exercise / conversionMarket Priced Options · Derivative 7,562 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000002 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,912

Underlying: Common Stock · 7,562 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2017 and 2018.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:36 UTC
von Pentz MarkwartPres AgTurf Eur, CIS, Asia, Af
Sale$1 Par Common Stock 7,562 $178.00 $1,346,036.00
Disclosure

SEC source: 0000315189-20-000002 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F2 · balance_after: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:36 UTC
von Pentz MarkwartPres AgTurf Eur, CIS, Asia, Af
Exercise / conversion$1 Par Common Stock 7,562 $79.24 $599,212.88
Disclosure

SEC source: 0000315189-20-000002 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:02 UTC
von Pentz MarkwartPres AgTurf Eur, CIS, Asia, Af
Exercise / conversionMarket Priced Options · Derivative 2,350 $0.00 Strike: $79.24 $0.00
Disclosure

SEC source: 0000315189-20-000001 · primary_doc.xml · derivative · entry 3

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,474

Underlying: Common Stock · 2,350 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2016 and 2017.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:02 UTC
von Pentz MarkwartPres AgTurf Eur, CIS, Asia, Af
Sale$1 Par Common Stock 2,350 $175.10 $411,477.95
Disclosure

SEC source: 0000315189-20-000001 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.02 to $175.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 8,500 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:02 UTC
von Pentz MarkwartPres AgTurf Eur, CIS, Asia, Af
Exercise / conversion$1 Par Common Stock 2,350 $79.24 $186,214.00
Disclosure

SEC source: 0000315189-20-000001 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres AgTurf Eur, CIS, Asia, Af

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 19, 2019.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Exercise / conversionMarket Priced Options · Derivative 8,112 $0.00 Strike: $100.55 $0.00
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · derivative · entry 8

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,112 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Sale$1 Par Common Stock 1,695 $174.56 $295,881.40
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · nonDerivative · entry 6

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.365 to $174.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · balance_after: Includes 21,296 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Exercise / conversion$1 Par Common Stock 1,695 $100.55 $170,432.25
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · nonDerivative · entry 5

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Sale$1 Par Common Stock 6,417 $173.99 $1,116,521.42
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · nonDerivative · entry 4

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,082

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.37 to $174.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2019 Filed Dec 16, 2019 17:18 UTC
May John C IICEO & President
Exercise / conversion$1 Par Common Stock 6,417 $100.55 $645,229.35
Disclosure

SEC source: 0000315189-19-000031 · primary_doc.xml · nonDerivative · entry 3

May John C II · CIK 0001556144 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on May 21, 2019.

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December 14, 2019 Filed Dec 16, 2019 20:04 UTC Tax withholding$1 Par Common Stock 38,713 $172.50 $6,677,992.50
Disclosure

SEC source: 0000315189-19-000032 · primary_doc.xml · nonDerivative · entry 3

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,400.5172

F3 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F4 · balance_after: Includes 107,853 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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December 14, 2019 Filed Dec 16, 2019 20:04 UTC Grant$1 Par Common Stock 66,512 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000032 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,113.5172

F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

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December 14, 2019 Filed Dec 16, 2019 20:04 UTC Tax withholding$1 Par Common Stock 634 $172.50 $109,365.00
Disclosure

SEC source: 0000315189-19-000032 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,601.5172

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

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December 14, 2019 Filed Dec 16, 2019 20:06 UTC
Kalathur RajeshPresident JDF & CIO
Tax withholding$1 Par Common Stock 8,124 $172.50 $1,401,390.00
Disclosure

SEC source: 0000315189-19-000033 · primary_doc.xml · nonDerivative · entry 2

Kalathur Rajesh · CIK 0001555586 · President JDF & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,135

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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December 14, 2019 Filed Dec 16, 2019 20:06 UTC
Kalathur RajeshPresident JDF & CIO
Grant$1 Par Common Stock 13,652 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000033 · primary_doc.xml · nonDerivative · entry 1

Kalathur Rajesh · CIK 0001555586 · President JDF & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,259

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

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December 14, 2019 Filed Dec 16, 2019 20:25 UTC
May John C IICEO and President
Tax withholding$1 Par Common Stock 7,935 $172.50 $1,368,787.50
Disclosure

SEC source: 0000315189-19-000034 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,847

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 17,030 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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December 14, 2019 Filed Dec 16, 2019 20:25 UTC
May John C IICEO and President
Grant$1 Par Common Stock 13,652 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000034 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,782

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units with vesting based on total shareholder return and growth rate of revenues.

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December 14, 2019 Filed Dec 16, 2019 20:38 UTC
Reed Cory JPres.,Ag&Turf,Am & Aus
Tax withholding$1 Par Common Stock 2,045 $172.50 $352,762.50
Disclosure

SEC source: 0000315189-19-000035 · primary_doc.xml · nonDerivative · entry 2

Reed Cory J · CIK 0001687890 · Pres.,Ag&Turf,Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,949

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 8,628 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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December 14, 2019 Filed Dec 16, 2019 20:38 UTC
Reed Cory JPres.,Ag&Turf,Am & Aus
Grant$1 Par Common Stock 3,436 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000035 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres.,Ag&Turf,Am & Aus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,994

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

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December 14, 2019 Filed Dec 16, 2019 20:52 UTC
Field James M.Pres., C & F and Power Systems
Tax withholding$1 Par Common Stock 7,949 $172.50 $1,371,202.50
Disclosure

SEC source: 0000315189-19-000036 · primary_doc.xml · nonDerivative · entry 3

Field James M. · CIK 0001411742 · Pres., C & F and Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,707

F3 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F4 · balance_after: Includes 52,629 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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December 14, 2019 Filed Dec 16, 2019 20:52 UTC
Field James M.Pres., C & F and Power Systems
Grant$1 Par Common Stock 13,652 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000036 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Pres., C & F and Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,656

F2 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenue.

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December 14, 2019 Filed Dec 16, 2019 20:52 UTC
Field James M.Pres., C & F and Power Systems
Tax withholding$1 Par Common Stock 124 $172.50 $21,390.00
Disclosure

SEC source: 0000315189-19-000036 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres., C & F and Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,004

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

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December 14, 2019 Filed Dec 16, 2019 20:57 UTC
von Pentz MarkwartPres.Ag&Turf,EurCIS,AsiaAfr
Tax withholding$1 Par Common Stock 8,893 $172.50 $1,534,042.50
Disclosure

SEC source: 0000315189-19-000037 · primary_doc.xml · nonDerivative · entry 2

von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf,EurCIS,AsiaAfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F3 · balance_after: Includes 8,500 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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December 14, 2019 Filed Dec 16, 2019 20:57 UTC
von Pentz MarkwartPres.Ag&Turf,EurCIS,AsiaAfr
Grant$1 Par Common Stock 13,032 $0.00 $0.00
Disclosure

SEC source: 0000315189-19-000037 · primary_doc.xml · nonDerivative · entry 1

von Pentz Markwart · CIK 0001411741 · Pres.Ag&Turf,EurCIS,AsiaAfr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,305

F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.

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December 14, 2019 Filed Dec 16, 2019 21:09 UTC
Howze Marc ASr VP & Chief Admin Officer
Tax withholding$1 Par Common Stock 1,733 $172.50 $298,942.50
Disclosure

SEC source: 0000315189-19-000038 · primary_doc.xml · nonDerivative · entry 3

Howze Marc A · CIK 0001687891 · Sr VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,444

F3 · security: Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.

F4 · balance_after: Includes 8,654 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.