Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2020 Filed Jan 4, 2021 21:14 UTC |
Clinton MalissiaDirector
|
GrantCommon Stock | 3,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000262 · doc4.xml · nonDerivative · entry 1 Clinton Malissia · CIK 0001769602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,735 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 21:13 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 4,000 | $11.94 | $47,760.00 |
DisclosureSEC source: 0001209191-20-065000 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,501 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 4, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:16 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
Tax withholdingCommon Stock | 2,450 | $10.36 | $25,382.00 |
DisclosureSEC source: 0001209191-20-063468 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,501 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 13, 2019. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:15 UTC |
HULL CHARLES WDirector · EVP & Chief Technology Officer
|
Tax withholdingCommon Stock | 3,141 | $10.36 | $32,540.76 |
DisclosureSEC source: 0001209191-20-063465 · doc4.xml · nonDerivative · entry 1 HULL CHARLES W · CIK 0001105964 · Director · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,881 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 13, 2019. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:14 UTC |
Ellis MennoEVP, Healthcare Solutions
|
Tax withholdingCommon Stock | 2,028 | $10.36 | $21,010.08 |
DisclosureSEC source: 0001209191-20-063464 · doc4.xml · nonDerivative · entry 1 Ellis Menno · CIK 0001818316 · EVP, Healthcare Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,108 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 13, 2019. Read SEC document |
| December 04, 2020 Filed Dec 10, 2020 21:29 UTC |
Ellis MennoEVP, Healthcare Solutions
|
SaleCommon Stock | 10,479 | $10.44 | $109,400.76 |
DisclosureSEC source: 0001209191-20-062714 · doc4.xml · nonDerivative · entry 1 Ellis Menno · CIK 0001818316 · EVP, Healthcare Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,136 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.375 to $10.53, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:18 UTC |
Padmanabhan VasantDirector
|
GrantCommon Stock | 15,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-061156 · doc4.xml · nonDerivative · entry 1 Padmanabhan Vasant · CIK 0001608997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,915 F1 · price: A total of 15,915 shares were awarded to the Reporting Person under the Issuer's Amended and Restated 2015 Incentive Plan. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:09 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 4,000 | $8.00 | $32,000.00 |
DisclosureSEC source: 0001209191-20-060498 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,951 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 4, 2020. Read SEC document |
| November 15, 2020 Filed Nov 20, 2020 22:22 UTC |
Grabenau AnthonyPrincipal Accounting Officer
|
GrantCommon Stock | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059717 · doc4.xml · nonDerivative · entry 1 Grabenau Anthony · CIK 0001831769 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F1 · shares: The Reporting Person has been awarded 9,500 shares of restricted stock under the Issuer's 2015 Incentive Plan. Subject to his continued employment, one-third of the total shares awarded will vest on November 15, 2021; an additional one-third of the total shares awarded will vest on November 15, 2022, and the remaining shares will vest on November 15, 2023. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 21:38 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 4,000 | $8.36 | $33,440.00 |
DisclosureSEC source: 0001209191-20-055849 · doc4.xml · nonDerivative · entry 2 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,951 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 4, 2020. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:38 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 16,000 | $8.00 | $128,000.00 |
DisclosureSEC source: 0001209191-20-055849 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,951 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 4, 2020. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 23:00 UTC |
Puthenveetil RejiEVP, Industrial Solutions
|
GrantCommon Stock | 92,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054081 · doc4.xml · nonDerivative · entry 2 Puthenveetil Reji · CIK 0001826896 · EVP, Industrial Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,942 F2 · shares: The Reporting Person has been awarded 92,712 shares of restricted stock under the Issuer's 2015 Incentive Plan. Subject to his continued employment or engagement as a consultant, one-third of the total shares awarded will vest on October 1, 2021; an additional one-third of the total shares awarded will vest on October 1, 2022, and the remaining shares will vest on October 1, 2023. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 23:00 UTC |
Puthenveetil RejiEVP, Industrial Solutions
|
GrantCommon Stock | 19,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054081 · doc4.xml · nonDerivative · entry 1 Puthenveetil Reji · CIK 0001826896 · EVP, Industrial Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 F1 · shares: The Reporting Person was awarded 19,230 shares of restricted stock under the Issuer's 2015 Incentive Plan, which vested immediately upon grant, pursuant to the terms of an Executive Services Agreement, dated July 13, 2020. This agreement terminated as of the date the Reporting Person became an employee of the Issuer. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:29 UTC |
WADSWORTH JEFFREYDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051586 · doc4.xml · nonDerivative · entry 1 WADSWORTH JEFFREY · CIK 0001349530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,848 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:26 UTC |
Tracy John JDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051584 · doc4.xml · nonDerivative · entry 1 Tracy John J · CIK 0001376806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,442 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:23 UTC |
MOORE KEVIN SDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051581 · doc4.xml · nonDerivative · entry 1 MOORE KEVIN S · CIK 0001105969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,943 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:21 UTC |
MCCLURE CHARLES GDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051579 · doc4.xml · nonDerivative · entry 1 MCCLURE CHARLES G · CIK 0001084247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,848 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:19 UTC |
KEVER JIM DDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051576 · doc4.xml · nonDerivative · entry 1 KEVER JIM D · CIK 0001105965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,650 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:17 UTC |
Humes William DavidDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051573 · doc4.xml · nonDerivative · entry 1 Humes William David · CIK 0001305990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,566 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:12 UTC |
ERICKSON THOMAS WDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051569 · doc4.xml · nonDerivative · entry 1 ERICKSON THOMAS W · CIK 0001120226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,178 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:10 UTC |
Curran William EdwardDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051566 · doc4.xml · nonDerivative · entry 1 Curran William Edward · CIK 0001424365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,387 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 23:08 UTC |
Clinton MalissiaDirector
|
GrantCommon Stock | 15,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051564 · doc4.xml · nonDerivative · entry 1 Clinton Malissia · CIK 0001769602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,088 F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy. Read SEC document |
| September 14, 2020 Filed Sep 15, 2020 20:44 UTC |
Narula JagtarEVP & Chief Financial Officer
|
GrantCommon Stock | 332,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050477 · doc4.xml · nonDerivative · entry 1 Narula Jagtar · CIK 0001824593 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,901 F1 · shares: The Reporting Person has been awarded 332,901 shares of restricted stock under the Issuer's 2015 Incentive Plan. Subject to his continued employment, one-half of the total shares awarded will vest on September 14, 2021, and the remaining shares awarded will vest on September 14, 2022. Read SEC document |
| September 14, 2020 Filed Jan 14, 2021 21:49 UTC Amendment |
Narula JagtarEVP & Chief Financial Officer
|
Disposition to issuerCommon Stock | 289,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003633 · doc4a.xml · nonDerivative · entry 1 Narula Jagtar · CIK 0001824593 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,389 F1 · security: This Form 4/A amends the original Form 4 filed on September 15, 2020 to correct an error in the number of shares reported as issued to the Reporting Person on September 14, 2020 from 332,901 shares to 289,389 shares of restricted stock. A corresponding reduction to the number of shares beneficially owned by the Reporting Person is also reported in the Form 4/A. F2 · shares: The Reporting Person has been awarded 289,389 shares of restricted stock under the Issuer's 2015 Incentive Plan. Subject to his continued employment, one-half of the total shares awarded will vest on September 14, 2021, and the remaining shares awarded will vest on September 14, 2022. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 20:41 UTC |
GRAVES JEFFREY APresident and CEO
|
PurchaseCommon Stock | 17,000 | $5.39 | $91,597.70 |
DisclosureSEC source: 0001209191-20-049730 · doc4.xml · nonDerivative · entry 1 GRAVES JEFFREY A · CIK 0001251036 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,176 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.38 to $5.40, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| August 31, 2020 Filed Sep 14, 2020 21:54 UTC |
Pensky Wayne CInterim CFO
|
GrantCommon Stock | 16,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050319 · doc4.xml · nonDerivative · entry 1 Pensky Wayne C · CIK 0001396157 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,329 F1 · shares: The Reporting Person has been awarded 16,329 shares of restricted stock under the Issuer's 2015 Incentive Plan. All shares vest immediately upon grant. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:48 UTC |
Stern SadieEVP, People and Culture
|
Tax withholdingCommon Stock | 1,972 | $5.81 | $11,457.32 |
DisclosureSEC source: 0001209191-20-047307 · doc4.xml · nonDerivative · entry 1 Stern Sadie · CIK 0001797971 · EVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,378 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:47 UTC |
Ellis MennoEVP, Healthcare Solutions
|
Tax withholdingCommon Stock | 1,388 | $5.81 | $8,064.28 |
DisclosureSEC source: 0001209191-20-047305 · doc4.xml · nonDerivative · entry 1 Ellis Menno · CIK 0001818316 · EVP, Healthcare Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,615 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:45 UTC |
HULL CHARLES WDirector · EVP & Chief Technology Officer
|
Tax withholdingCommon Stock | 2,629 | $5.81 | $15,274.49 |
DisclosureSEC source: 0001209191-20-047303 · doc4.xml · nonDerivative · entry 1 HULL CHARLES W · CIK 0001105964 · Director · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,022 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:43 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
Tax withholdingCommon Stock | 2,740 | $5.81 | $15,919.40 |
DisclosureSEC source: 0001209191-20-047300 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,951 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on December 4, 2017. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:36 UTC |
KEVER JIM DDirector
|
PurchaseCommon Stock | 10,000 | $5.80 | $58,000.00 |
DisclosureSEC source: 0001209191-20-047572 · doc4.xml · nonDerivative · entry 1 KEVER JIM D · CIK 0001105965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,441 Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 21:01 UTC |
Ellis MennoEVP, Healthcare Solutions
|
GrantCommon Stock | 10,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043199 · doc4.xml · nonDerivative · entry 1 Ellis Menno · CIK 0001818316 · EVP, Healthcare Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,003 F1 · shares: The Reporting Person has been awarded 10,932 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on July 17, 2021, an additional one-third of the total shares awarded vest on July 17, 2022, and the remaining shares awarded vest on July 17, 2023. Read SEC document |
| June 15, 2020 Filed Jun 23, 2020 01:13 UTC |
Krishnan RadhikaEVP, Software and Healthcare
|
Tax withholdingCommon Stock | 1,403 | $7.58 | $10,634.74 |
DisclosureSEC source: 0001209191-20-038337 · doc4.xml · nonDerivative · entry 1 Krishnan Radhika · CIK 0001797974 · EVP, Software and Healthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,616 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on June 13, 2019. Read SEC document |
| June 15, 2020 Filed Jun 23, 2020 01:12 UTC |
Stern SadieEVP, People and Culture
|
Tax withholdingCommon Stock | 702 | $7.58 | $5,321.16 |
DisclosureSEC source: 0001209191-20-038336 · doc4.xml · nonDerivative · entry 1 Stern Sadie · CIK 0001797971 · EVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,350 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on June 13, 2019. Read SEC document |
| June 15, 2020 Filed Jun 23, 2020 01:12 UTC |
SCHULTZ PHILIP C.EVP, Operations
|
Tax withholdingCommon Stock | 1,403 | $7.58 | $10,634.74 |
DisclosureSEC source: 0001209191-20-038335 · doc4.xml · nonDerivative · entry 1 SCHULTZ PHILIP C. · CIK 0001763540 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,897 F1 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on June 13, 2019. Read SEC document |
| May 28, 2020 Filed May 28, 2020 21:27 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 4,000 | $8.00 | $32,000.00 |
DisclosureSEC source: 0001209191-20-032654 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,691 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 4, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:04 UTC |
GRAVES JEFFREY APresident and CEO
|
GrantCommon Stock | 170,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032699 · doc4.xml · nonDerivative · entry 2 GRAVES JEFFREY A · CIK 0001251036 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,176 F2 · shares: The reported transaction is an award of 170,068 shares of restricted stock granted under the Issuer's 2015 Incentive Plan. Subject to the vesting conditions, the restricted stock will vest ratably on May 26, 2021, May 26, 2022 and May 26, 2023. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:04 UTC |
GRAVES JEFFREY APresident and CEO
|
GrantCommon Stock | 272,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032699 · doc4.xml · nonDerivative · entry 1 GRAVES JEFFREY A · CIK 0001251036 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,108 F1 · shares: The reported transaction is an award of 272,108 shares of restricted stock granted under the Issuer's 2015 Incentive Plan. Subject to the vesting conditions, the restricted stock will vest 20% on December 31, 2020, 40% on December 31, 2021 and the remaining 40% on December 31, 2022. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:57 UTC |
WADSWORTH JEFFREYDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032694 · doc4.xml · nonDerivative · entry 1 WADSWORTH JEFFREY · CIK 0001349530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,639 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:55 UTC |
Tracy John JDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032690 · doc4.xml · nonDerivative · entry 1 Tracy John J · CIK 0001376806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,233 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:53 UTC |
MOORE KEVIN SDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032686 · doc4.xml · nonDerivative · entry 1 MOORE KEVIN S · CIK 0001105969 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kevin S. Moore, Trustee, The Kevin Scott Moore 2011 Revocable Living Trust dated September 13, 2011 Disclosed balance after: 122,484 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:52 UTC |
MCCLURE CHARLES GDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032684 · doc4.xml · nonDerivative · entry 1 MCCLURE CHARLES G · CIK 0001084247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,639 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:50 UTC |
KEVER JIM DDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032680 · doc4.xml · nonDerivative · entry 1 KEVER JIM D · CIK 0001105965 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,441 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:48 UTC |
Humes William DavidDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032677 · doc4.xml · nonDerivative · entry 1 Humes William David · CIK 0001305990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,357 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:31 UTC |
Clinton MalissiaDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032659 · doc4.xml · nonDerivative · entry 1 Clinton Malissia · CIK 0001769602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,879 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed May 28, 2020 21:30 UTC |
Curran William EdwardDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032658 · doc4.xml · nonDerivative · entry 1 Curran William Edward · CIK 0001424365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,178 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| May 19, 2020 Filed Jun 8, 2020 23:36 UTC |
ERICKSON THOMAS WDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035134 · doc4.xml · nonDerivative · entry 1 ERICKSON THOMAS W · CIK 0001120226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,969 F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 21:39 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 4,000 | $8.00 | $32,000.00 |
DisclosureSEC source: 0001209191-20-025858 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,691 F1 · security: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2020. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 20:10 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 4,000 | $8.00 | $32,000.00 |
DisclosureSEC source: 0001209191-20-021795 · doc4.xml · nonDerivative · entry 1 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,691 F1 · security: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2020. Read SEC document |
| March 04, 2020 Filed Mar 4, 2020 23:06 UTC |
Johnson Andrew MartinEVP, Chief Legal Officer & Sec
|
SaleCommon Stock | 3,234 | $9.58 | $30,966.52 |
DisclosureSEC source: 0001209191-20-016313 · doc4.xml · nonDerivative · entry 3 Johnson Andrew Martin · CIK 0001548887 · EVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,691 F3 · shares: The transaction reported was the sale of the 3,234 shares awarded to the Reporting Person on March 2, 2020. The Reporting Person will remit $9,232.86 of the proceeds of such sale to the Issuer to satisfy tax withholding with respect to this award. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.51 to $9.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.