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person · Reporting owner

ERICKSON THOMAS W

Disclosed activity across 3 companies

Tapewire entity
43297
SEC CIK
0001120226

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3D SYSTEMS CORPDDD · Entity 5407DirectorMay 14, 2026May 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3D SYSTEMS CORP

Report date May 14, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect395,178 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 45,731 · Balance 395,178

F1: Inadvertently filed late due to administrative error.

F2: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: Inadvertently filed late due to administrative error.

F2: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

American Renal Associates Holdings, Inc.

Report date January 25, 2021 · Filed January 26, 2021

Section 16 reporting ended · disclosed 2021-01-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-25 transaction · row 1
1 source row

Row 1 · 2021-01-25 · Disposition to issuer · Disposed 49,435 · Balance 0

F1: On January 25, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of October 1, 2020, by and among the Issuer, IRC Superman Midco, LLC ("IRC") and Superman Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was cancelled and converted into the right to receive $11.50 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested share of restricted stock, including performance-based restricted stock, automatically vested and was converted in the right to receive the Per Share Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2021-01-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-01-25 · Disposition to issuer · Disposed 18,320 · Balance 0

F1: On January 25, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of October 1, 2020, by and among the Issuer, IRC Superman Midco, LLC ("IRC") and Superman Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was cancelled and converted into the right to receive $11.50 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested share of restricted stock, including performance-based restricted stock, automatically vested and was converted in the right to receive the Per Share Merger Consideration.

F2: Shares held by limited partnership for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such limited liability companies, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Person is the beneficial owners of the securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: On January 25, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of October 1, 2020, by and among the Issuer, IRC Superman Midco, LLC ("IRC") and Superman Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was cancelled and converted into the right to receive $11.50 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested share of restricted stock, including performance-based restricted stock, automatically vested and was converted in the right to receive the Per Share Merger Consideration.

F2: Shares held by limited partnership for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such limited liability companies, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Person is the beneficial owners of the securities reported herein.

LUMINEX CORP

Report date July 14, 2021 · Filed July 15, 2021

Section 16 reporting ended · disclosed 2021-07-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect108,162 Reported balance After 2021-07-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-07-14 · Disposition to issuer · Disposed 79,204 · Balance 108,162

F1: Disposed of pursuant to the Agreement and Plan of Merger, by and among DiaSorin S.p.A., Diagonal Subsidiary Inc. and Luminex Corporation (the "Issuer"), dated April 11, 2021 (the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $37.00 per share.

F2: This total includes 1560 dividend equivalent shares acquired from the Issuer as follows: 263 shares on 07/09/20, 390 shares on 10/15/20, 356 shares on 01/14/21, 270 shares on 04/15/21, and 281 shares on 07/08/21.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-07-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-07-14 · Disposition to issuer · Disposed 108,162 · Balance 0

F3: Disposed of pursuant to the Merger Agreement, whereby unvested restricted stock units ("Company RSUs") which were outstanding as of immediately prior to the Effective Time fully vested, and each Company RSU that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of $37.00 per share (without interest and subject to deduction for any required withholding taxes).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, by and among DiaSorin S.p.A., Diagonal Subsidiary Inc. and Luminex Corporation (the "Issuer"), dated April 11, 2021 (the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $37.00 per share.

F2: This total includes 1560 dividend equivalent shares acquired from the Issuer as follows: 263 shares on 07/09/20, 390 shares on 10/15/20, 356 shares on 01/14/21, 270 shares on 04/15/21, and 281 shares on 07/08/21.

F3: Disposed of pursuant to the Merger Agreement, whereby unvested restricted stock units ("Company RSUs") which were outstanding as of immediately prior to the Effective Time fully vested, and each Company RSU that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of $37.00 per share (without interest and subject to deduction for any required withholding taxes).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 29, 2026 20:35 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 45,731 $0.00 $0.00
Disclosure

SEC source: 0001120226-26-000001 · wk-form4_1780086912.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,178

F1 · date: Inadvertently filed late due to administrative error.

F2 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:55 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 29,069 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031371 · wk-form4_1749848107.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,447

F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:57 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 63,084 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039350 · wk-form4_1725482539.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,378

F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:09 UTC 3D SYSTEMS CORP DDD · Entity 5407 PurchaseCommon Stock 50,000 $5.30 $265,000.00
Disclosure

SEC source: 0001209191-23-056893 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,294

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.29 to $5.3176, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4.

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November 21, 2023 Filed Nov 22, 2023 22:44 UTC 3D SYSTEMS CORP DDD · Entity 5407 PurchaseCommon Stock 50,000 $4.57 $228,400.00
Disclosure

SEC source: 0001209191-23-056521 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,294

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.6417 to $4.6732, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4.

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May 16, 2023 Filed May 18, 2023 20:15 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 18,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030618 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,294

F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.

Read SEC document
May 24, 2022 Filed May 26, 2022 20:43 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 15,015 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032222 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,200

F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 16:01 UTC LUMINEX CORP LMNX · Entity 137318 Disposition to issuerCommon Stock 108,162 $37.00 $4,001,994.00
Disclosure

SEC source: 0001033905-21-000059 · wf-form4_162637925151844.xml · nonDerivative · entry 2

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Disposed of pursuant to the Merger Agreement, whereby unvested restricted stock units ("Company RSUs") which were outstanding as of immediately prior to the Effective Time fully vested, and each Company RSU that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of $37.00 per share (without interest and subject to deduction for any required withholding taxes).

Read SEC document
July 14, 2021 Filed Jul 15, 2021 16:01 UTC LUMINEX CORP LMNX · Entity 137318 Disposition to issuerCommon Stock 79,204 $37.00 $2,930,548.00
Disclosure

SEC source: 0001033905-21-000059 · wf-form4_162637925151844.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,162

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, by and among DiaSorin S.p.A., Diagonal Subsidiary Inc. and Luminex Corporation (the "Issuer"), dated April 11, 2021 (the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $37.00 per share.

F2 · balance_after: This total includes 1560 dividend equivalent shares acquired from the Issuer as follows: 263 shares on 07/09/20, 390 shares on 10/15/20, 356 shares on 01/14/21, 270 shares on 04/15/21, and 281 shares on 07/08/21.

Read SEC document
May 18, 2021 Filed May 19, 2021 21:37 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 6,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034080 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,185

F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 22:46 UTC American Renal Associates Holdings, Inc. ARA · Entity 143402 Disposition to issuerCommon Stock 18,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-002181 · form4.xml · nonDerivative · entry 2

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: On January 25, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of October 1, 2020, by and among the Issuer, IRC Superman Midco, LLC ("IRC") and Superman Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was cancelled and converted into the right to receive $11.50 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested share of restricted stock, including performance-based restricted stock, automatically vested and was converted in the right to receive the Per Share Merger Consideration.

F2 · ownership.nature: Shares held by limited partnership for the benefit of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by such limited liability companies, except to the extent of his pecuniary interest therein. The filing of this statement by the Reporting Person shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Person is the beneficial owners of the securities reported herein.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 22:46 UTC American Renal Associates Holdings, Inc. ARA · Entity 143402 Disposition to issuerCommon Stock 49,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-002181 · form4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 25, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of October 1, 2020, by and among the Issuer, IRC Superman Midco, LLC ("IRC") and Superman Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer with the Issuer surviving as a wholly owned subsidiary of IRC (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was cancelled and converted into the right to receive $11.50 per share in cash (the "Per Share Merger Consideration"). In addition, each unvested share of restricted stock, including performance-based restricted stock, automatically vested and was converted in the right to receive the Per Share Merger Consideration.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 23:12 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 15,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051569 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,178

F1 · shares: Shares were awarded to the Reporting Person under the Issuer's 2015 Incentive Plan pursuant to the Non-Employee Director Compensation Policy.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 15:44 UTC LUMINEX CORP LMNX · Entity 137318 GrantCommon Stock 5,652 $0.00 $0.00
Disclosure

SEC source: 0001033905-20-000072 · wf-form4_159121343096120.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,806

F1 · balance_after: This total includes 1,305 dividend shares acquired as follows: 270 shares on 07/11/19, 402 shares on 10/17/19, 348 shares on 01/15/20, and 285 shares on 04/09/20.

Read SEC document
May 19, 2020 Filed Jun 8, 2020 23:36 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035134 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,969

F1 · shares: Shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:09 UTC American Renal Associates Holdings, Inc. ARA · Entity 143402 GrantCommon Stock 17,151 $0.00 $0.00
Disclosure

SEC source: 0001498068-20-000050 · wf-form4_158464853019182.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,435

F1 · kind: Reflects a grant of restricted stock that vests on March 18, 2021.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:08 UTC American Renal Associates Holdings, Inc. ARA · Entity 143402 GrantCommon Stock 12,758 $0.00 $0.00
Disclosure

SEC source: 0001498068-19-000095 · wf-form4_157653047390452.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,284

F1 · kind: Reflects a grant of restricted stock that vests on March 9, 2020.

Read SEC document
May 21, 2019 Filed May 22, 2019 20:31 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 11,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-032072 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,969

F1 · price: A total of 11,455 shares were awarded to the Reporting Person. Of those shares, 2,323 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 9,132 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan and had no purchase price.

Read SEC document
May 17, 2019 Filed May 20, 2019 18:37 UTC LUMINEX CORP LMNX · Entity 137318 GrantCommon Stock 8,307 $0.00 $0.00
Disclosure

SEC source: 0001033905-19-000049 · wf-form4_155839184155524.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,848

F1 · balance_after: This total includes 754 dividend shares acquired as follows: 156 shares on 07/13/18, 184 shares on 10/12/18, 202 shares on 01/10/19, and 212 shares on 04/11/19.

Read SEC document
May 17, 2018 Filed Jun 1, 2018 18:33 UTC LUMINEX CORP LMNX · Entity 137318 GrantCommon Stock 7,566 $0.00 $0.00
Disclosure

SEC source: 0001033905-18-000073 · wf-form4_152789239854126.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,787

F1 · balance_after: This total includes 213 dividend shares from 07/14/17, 218 dividend shares from 10/13/17, 219 dividend shares from 01/12/18, 211 dividend shares from 04/13/18 and a grant of 6,705 shares on 05/18/18.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:20 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 7,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-030494 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,514

F1 · price: A total of 7,758 shares were awarded to the Reporting Person. Of those shares, 3,000 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 4,758 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan and had no purchase price.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 00:44 UTC American Renal Associates Holdings, Inc. ARA · Entity 143402 GrantCommon Stock 5,725 $0.00 $0.00
Disclosure

SEC source: 0001498068-18-000043 · wf-form4_152159306469095.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,526

F1 · shares: Reflects a grant of restricted stock that vests on March 19, 2019.

Read SEC document
May 18, 2017 Filed May 22, 2017 15:12 UTC LUMINEX CORP LMNX · Entity 137318 GrantCommon Stock 8,988 $0.00 $0.00
Disclosure

SEC source: 0001033905-17-000060 · wf-form4_149548031976500.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,221

F1 · balance_after: This total includes 223 dividend shares from April 14, 2017 payable date, and a grant of 8,988 shares on May 18,2017.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:17 UTC 3D SYSTEMS CORP DDD · Entity 5407 GrantCommon Stock 4,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-033049 · doc4.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,756

F1 · price: A total of 4,290 shares were awarded to the Reporting Person. Of those shares, 3,000 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 1,290 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:31 UTC American Renal Associates Holdings, Inc. ARA · Entity 143402 GrantCommon Stock 13,801 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004507 · edgar.xml · nonDerivative · entry 1

ERICKSON THOMAS W · CIK 0001120226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,801

F1 · kind: Reflects a grant of restricted stock that vests as follows: (a) 6,326 shares immediately vested on the grant date, March 10, 2017, and (b) 7,475 shares vest on March 10, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.